Q4 2016 Holdings
Filed 2017-02-13 | 99 holdings | $3.5M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2017-05-04) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Anthem Inc | UNIT 05/01/20188 | 036752202 | $249.7K | 5,308,618 | 7.0% |
| Dominion RES Inc VA NewA | UNIT 08/15/2019 | 25746U836 | $147.5K | 2,914,184 | 4.2% |
| Wells Fargo & Co New(WFC) | PERP PFD CNV A | 949746804 | $141.5K | 118,936 | 4.0% |
| Ciena Corp | DEBT 4.000%12/1 | 171779AK7 | $139.2K | $99,701,000 | 3.9% |
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $117.3K | $52,690,000 | 3.3% |
| Great Plains Energy IncA | DEP SHS 1/20 B | 391164878 | $114.1K | 2,256,925 | 3.2% |
| Dominion RES Inc VA New | UNIT 99/99/9999 | 25746U869 | $112.6K | 2,232,389 | 3.2% |
| Huntington Bancshares Inc | PFD CONV SER A | 446150401 | $112.6K | 81,562 | 3.2% |
| Advanced Micro Devices IncA | NOTE 2.125% 9/0 | 007903BD8 | $94.5K | $59,935,000 | 2.7% |
| American Tower Corp New | PFD CONV SER A | 03027X308 | $94.0K | 897,704 | 2.7% |
| Exelon Corp | UNIT 99/99/9999 | 30161N127 | $89.2K | 1,836,869 | 2.5% |
| Stillwater MNG Co | NOTE 1.750%10/1 | 86074QAL6 | $82.9K | $64,801,000 | 2.3% |
| Microchip Technology IncA | NOTE 1.625% 2/1 | 595017AD6 | $80.0K | $61,767,000 | 2.3% |
| Bank Amer Corp(BAC) | 7.25%CNV PFD L | 060505682 | $78.2K | 67,705 | 2.2% |
| DTE Energy CoA | UNIT 99/99/9999 | 233331883 | $73.1K | 1,389,311 | 2.1% |
| Molina Healthcare Inc | NOTE 1.125% 1/1 | 60855RAC4 | $71.7K | $50,000,000 | 2.0% |
| NXP Semiconductors N V | DBCV 1.000%12/0 | 62952QAB6 | $69.6K | $61,180,000 | 2.0% |
| Twitter Inc | NOTE 0.250% 9/1 | 90184LAB8 | $66.7K | $71,358,000 | 1.9% |
| Workday Inc | NOTE 0.750% 7/1 | 98138HAC5 | $64.2K | $61,169,000 | 1.8% |
| T Mobile US Inc | CONV PFD SER A | 872590203 | $57.7K | 613,375 | 1.6% |
| Liberty Media Corp | DEB 3.750% 2/1 | 530715AL5 | $55.8K | $96,699,000 | 1.6% |
| Tesla Inc | NOTE 1.250% 3/0 | 88160RAC5 | $49.6K | $57,300,000 | 1.4% |
| Bottomline Tech del Inc | NOTE 1.500%12/0 | 101388AA4 | $49.0K | $47,646,000 | 1.4% |
| Vitamin Shoppe IncA | NOTE 2.250%12/0 | 92849EAB7 | $49.0K | $53,100,000 | 1.4% |
| Shutterfly Inc | NOTE 0.250% 5/1 | 82568PAB2 | $46.3K | $45,788,000 | 1.3% |
| General Cable Corp del New | FRNT 4.500%11/1 | 369300AL2 | $44.7K | $57,183,000 | 1.3% |
| Broadsoft IncA | NOTE 1.000% 9/0 | 11133BAD4 | $44.6K | $36,925,000 | 1.3% |
| Arconic IncA | PFD CONV B SER 1 | 03965L308 | $42.7K | 1,412,500 | 1.2% |
| Impax Laboratories IncA | NOTE 2.000% 6/1 | 45256BAE1 | $41.2K | $52,240,000 | 1.2% |
| Liberty Media Corp | DEB 4.000%11/1 | 530715AG6 | $40.9K | $68,796,000 | 1.2% |
| Photronics Inc | NOTE 3.250% 4/0 | 719405AK8 | $38.7K | $30,663,000 | 1.1% |
| Workday Inc | NOTE 1.500% 7/1 | 98138HAD3 | $38.6K | $35,025,000 | 1.1% |
| EPR Pptys | PFD C CNV 5.75% | 26884U208 | $37.8K | 1,330,498 | 1.1% |
| Ezcorp Inc | NOTE 2.625% 6/1 | 302301AB2 | $35.5K | $36,881,000 | 1.0% |
| Convergys Corp | SDCV 5.750% 9/1 | 212485AE6 | $33.4K | $14,773,000 | 0.9% |
| Ligand Pharmaceuticals Inc | NOTE 0.750% 8/1 | 53220KAD0 | $32.6K | $22,575,000 | 0.9% |
| American Tower Corp NewA | DEP PFD CONV SE | 03027X407 | $32.0K | 308,423 | 0.9% |
| Nuance Communications IncA | DBCV 1.000%12/1 | 67020YAK6 | $31.7K | $35,153,000 | 0.9% |
| Pandora Media IncA | NOTE 1.750%12/0 | 698354AB3 | $30.5K | $29,725,000 | 0.9% |
| Integrated Device TechnologyA | NOTE 0.875%11/1 | 458118AC0 | $30.2K | $29,377,000 | 0.9% |
| Rambus Inc del | NOTE 1.125% 8/1 | 750917AE6 | $29.2K | $23,522,000 | 0.8% |
| Kinder Morgan Inc del(KMI) | COM | 49456B101 | $26.6K | 1,284,900 | 0.8% |
| Cheniere Energy Inc | NOTE 4.250% 3/1 | 16411RAG4 | $26.6K | $43,900,000 | 0.7% |
| Portfolio Recovery Assocs in | NOTE 3.000% 8/0 | 73640QAB1 | $24.4K | $25,884,000 | 0.7% |
| Nuance Communications Inc | DEBT 1.500%11/0 | 67020YAG5 | $23.8K | $24,505,000 | 0.7% |
| Spirit Rlty Cap Inc New | NOTE 2.875% 5/1 | 84860WAA0 | $23.8K | $22,825,000 | 0.7% |
| Exelon CorpPutA | PUT | 30161N951 | $23.7K | 6,672 | 0.7% |
| Frontier Communications Corp | PFD CONV SER-A | 35906A207 | $22.7K | 320,914 | 0.6% |
| Citrix SYS Inc | NOTE 0.500% 4/1 | 177376AD2 | $22.4K | $19,375,000 | 0.6% |
| Jazz Investments I LTD | NOTE 1.875% 8/1 | 472145AB7 | $22.3K | $23,270,000 | 0.6% |