Q4 2017 Holdings
Filed 2018-02-12 | 84 holdings | $2.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $251.0K | $75,173,000 | 9.7% |
| Crown Castle Intl Corp New | 6.875% CON PFD A | 22822V309 | $165.8K | 146,902 | 6.4% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $160.2K | $94,092,000 | 6.2% |
| Dominion Energy Inc | UNIT 08/15/2019 | 25746U836 | $121.5K | 2,351,963 | 4.7% |
| Wells Fargo Co New(WFC) | PERP PFD CNV A | 949746804 | $115.3K | 87,986 | 4.4% |
| Workday Inc | NOTE 0.750% 7/1 | 98138HAC5 | $105.7K | $84,502,000 | 4.1% |
| NXP Semiconductors N V | DBCV 1.000%12/0 | 62952QAB6 | $95.3K | $77,255,000 | 3.7% |
| Huntington Bancshares Inc | PFD CONV SER A | 446150401 | $80.1K | 56,571 | 3.1% |
| Twitter Inc | NOTE 0.250% 9/1 | 90184LAB8 | $63.5K | $66,483,000 | 2.4% |
| Bank Amer Corp(BAC) | 7.25%CNV PFD L | 060505682 | $56.1K | 42,510 | 2.2% |
| General Cable Corp del New | FRNT 4.500%11/1 | 369300AL2 | $55.4K | $52,451,000 | 2.1% |
| Broadsoft Inc | NOTE 1.000% 9/0 | 11133BAD4 | $53.7K | $36,260,000 | 2.1% |
| Molina Healthcare Inc | NOTE 1.125% 1/1 | 60855RAC4 | $53.7K | $28,100,000 | 2.1% |
| Anthem Inc | UNIT 05/01/20188 | 036752202 | $52.8K | 943,718 | 2.0% |
| Becton Dickinson & Co | PFD SHS CONV A | 075887208 | $46.3K | 796,459 | 1.8% |
| Knowles Corp | NOTE 3.250%11/0 | 49926DAB5 | $46.2K | $41,625,000 | 1.8% |
| Ciena Corp | DEBT 4.000%12/1 | 171779AK7 | $44.4K | $34,051,000 | 1.7% |
| Advanced Micro Devices Inc | NOTE 2.125% 9/0 | 007903BD8 | $42.8K | $28,485,000 | 1.6% |
| Photronics Inc | NOTE 3.250% 4/0 | 719405AK8 | $40.2K | $37,663,000 | 1.5% |
| Tesla Inc | NOTE 0.250% 3/0 | 88160RAB7 | $40.2K | $38,100,000 | 1.5% |
| Workday Inc | NOTE 1.500% 7/1 | 98138HAD3 | $37.3K | $27,300,000 | 1.4% |
| American Tower Corp New | DEP PFD CONV SE | 03027X407 | $37.2K | 295,594 | 1.4% |
| Shutterfly Inc | NOTE 0.250% 5/1 | 82568PAB2 | $36.4K | $36,563,000 | 1.4% |
| Ezcorp Inc | NOTE 2.625% 6/1 | 302301AB2 | $33.9K | $32,905,000 | 1.3% |
| EPR Pptys | PFD C CNV 5.75% | 26884U208 | $32.5K | 1,205,490 | 1.2% |
| Pandora Media Inc | NOTE 1.750%12/0 | 698354AB3 | $31.7K | $35,925,000 | 1.2% |
| Blackhawk Network Hldgs Inc | NOTE 1.500% 1/1 | 09238EAB0 | $31.6K | $31,100,000 | 1.2% |
| Aerojet Rocketdyne Hldgs Inc | NOTE 2.250%12/1 | 007800AB1 | $30.3K | $21,975,000 | 1.2% |
| Cheniere Energy Inc | NOTE 4.250% 3/1 | 16411RAG4 | $28.0K | $39,500,000 | 1.1% |
| CSG SYS Intl Inc | NOTE 4.250% 3/1 | 126349AF6 | $26.2K | $24,046,000 | 1.0% |
| Liberty Media Corp | DEB 3.750% 2/1 | 530715AL5 | $26.1K | $37,846,000 | 1.0% |
| Euronet Worldwide Inc | NOTE 1.500%10/0 | 298736AH2 | $25.7K | $20,900,000 | 1.0% |
| National Health Invs Inc | NOTE 3.250% 4/0 | 63633DAE4 | $25.6K | $22,769,000 | 1.0% |
| Cardtronics Inc | NOTE 1.000%12/0 | 14161HAG3 | $24.0K | $27,026,000 | 0.9% |
| Cornerstone Ondemand Inc | NOTE 1.500% 7/0 | 21925YAB9 | $23.1K | $23,264,000 | 0.9% |
| Zions Bancorporation | *W EXP 05/22/202 | 989701115 | $23.1K | $1,248,088 | 0.9% |
| Envestnet Inc | NOTE 1.750%12/1 | 29404KAA4 | $20.7K | $20,003,000 | 0.8% |
| Amag Pharmaceuticals Inc | NOTE 3.250% 6/0 | 00163UAD8 | $20.1K | $23,375,000 | 0.8% |
| Insulet Corp | NOTE 1.250% 9/1 | 45784PAF8 | $19.1K | $14,625,000 | 0.7% |
| Stericycle Inc | DEP PFD A 1/10 | 858912207 | $18.3K | 344,492 | 0.7% |
| Black Hills Corp | UNIT 99/99/9999 | 092113125 | $18.2K | 275,000 | 0.7% |
| Integrated Device Technology | NOTE 0.875%11/1 | 458118AC0 | $17.8K | $15,952,000 | 0.7% |
| DTE Energy Co | UNIT 99/99/9999 | 233331883 | $17.7K | 324,866 | 0.7% |
| EPR Pptys | CONV PFD 9% SR E | 26884U307 | $17.7K | 479,739 | 0.7% |
| Tutor Perini Corp | NOTE 2.875% 6/1 | 901109AD0 | $17.2K | $15,625,000 | 0.7% |
| Vitamin Shoppe Inc | NOTE 2.250%12/0 | 92849EAB7 | $16.4K | $25,850,000 | 0.6% |
| Dominion Energy IncPut | PUT | 25746U959 | $16.1K | 1,980 | 0.6% |
| Nextera Energy Inc | UNIT 08/31/2018 | 65339F846 | $14.6K | 210,000 | 0.6% |
| Kinder Morgan Inc del(KMI) | COM | 49456B101 | $13.7K | 758,800 | 0.5% |
| Nuance Communications Inc | DEBT 1.500%11/0 | 67020YAG5 | $12.6K | $12,205,000 | 0.5% |