Q2 2013 Holdings
Filed 2013-08-14 | 48 holdings | $952.3K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Priceline COM Inc | NOTE 1.250% 3/1 | 741503AN6 | $181.2K | $66,260,000 | 19.0% |
| Onyx Pharmaceuticals Inc | NOTE 4.000% 8/1 | 683399AB5 | $118.9K | $51,697,000 | 12.5% |
| Alliance Data Systems Corp | NOTE 4.750% 5/1 | 018581AC2 | $76.5K | $20,045,000 | 8.0% |
| Theravance Inc | NOTE 3.000% 1/1 | 88338TAA2 | $56.9K | $37,813,000 | 6.0% |
| Electronic Arts Inc | NOTE 0.750% 7/1 | 285512AA7 | $53.8K | $51,500,000 | 5.7% |
| Western Refng Inc | NOTE 5.750% 6/1 | 959319AC8 | $42.1K | $14,481,000 | 4.4% |
| General Cable Corp del New | NOTE 0.875%11/1 | 369300AD0 | $34.5K | $34,505,000 | 3.6% |
| Dendreon Corp | NOTE 2.875% 1/1 | 24823QAC1 | $33.5K | $45,000,000 | 3.5% |
| United States STL Corp New | NOTE 4.000% 5/1 | 912909AE8 | $29.6K | $28,724,000 | 3.1% |
| Affymetrix Inc | NOTE 4.000% 7/0 | 00826TAH1 | $29.6K | $29,281,000 | 3.1% |
| Rambus Inc del | NOTE 5.000% 6/1 | 750917AC0 | $27.2K | $26,300,000 | 2.9% |
| Mannkind Corp | NOTE 5.750% 8/1 | 56400PAC6 | $23.8K | $20,230,000 | 2.5% |
| Chesapeake Energy Corp | NOTE 2.500% 5/1 | 165167BZ9 | $23.5K | $24,775,000 | 2.5% |
| Auxilium Pharmaceuticals Inc | NOTE 1.500% 7/1 | 05334DAA5 | $22.1K | $22,750,000 | 2.3% |
| Arcelormittal SA Luxembourg | NOTE 5.000% 5/1 | 03938LAK0 | $20.4K | $19,800,000 | 2.1% |
| RF Microdevices Inc | NOTE 1.000% 4/1 | 749941AJ9 | $17.9K | $17,650,000 | 1.9% |
| Jetblue Airways Corp | DBCV 6.750%10/1 | 477143AF8 | $17.5K | $12,341,000 | 1.8% |
| Nuvasive Inc | NOTE 2.750% 7/0 | 670704AC9 | $14.7K | $14,691,000 | 1.5% |
| Volcano Corporation | NOTE 1.750%12/0 | 928645AB6 | $14.2K | $15,500,000 | 1.5% |
| Molycorp Inc del | NOTE 6.000% 9/0 | 608753AF6 | $12.7K | $15,750,000 | 1.3% |
| Alliance Data Systems Corp | NOTE 1.750% 8/0 | 018581AD0 | $12.0K | $5,250,000 | 1.3% |
| Live Nation Entertainment in | NOTE 2.875% 7/1 | 538034AB5 | $11.3K | $11,008,000 | 1.2% |
| Chemed Corp New | NOTE 1.875% 5/1 | 16359RAC7 | $8.5K | $8,000,000 | 0.9% |
| Exelixis Inc | NOTE 4.250% 8/1 | 30161QAC8 | $7.9K | $8,000,000 | 0.8% |
| ON Semiconductor Corp | NOTE 2.625%12/1 | 682189AH8 | $7.5K | $6,555,000 | 0.8% |
| Lucent Technologies Inc | DBCV 2.875% 6/1 | 549463AG2 | $6.8K | $7,000,000 | 0.7% |
| Chesapeake Energy Corp | NOTE 2.500% 5/1 | 165167CA3 | $6.8K | $7,225,000 | 0.7% |
| Accuray Inc | NOTE 3.500% 2/0 | 004397AC9 | $6.4K | $5,000,000 | 0.7% |
| LAM Research Corp | NOTE 0.500% 5/1 | 512807AJ7 | $5.8K | $5,425,000 | 0.6% |
| RTI Intl Metals Inc | NOTE 1.625%10/1 | 74973WAB3 | $5.2K | $5,500,000 | 0.5% |
| Comtech Telecommunications C | NOTE 3.000% 5/0 | 205826AF7 | $4.7K | $4,500,000 | 0.5% |
| Molycorp Inc del | NOTE 5.500% 2/0 | 608753AH2 | $4.1K | $4,000,000 | 0.4% |
| Cadence Design System Inc | NOTE 1.500%12/1 | 127387AF5 | $4.0K | $4,000,000 | 0.4% |
| Tesla Mtrs Inc(TSLA) | COM | 88160R101 | $3.1K | 28,900 | 0.3% |
| Array Biopharma Inc | NOTE 3.000% 6/0 | 04269XAA3 | $1.9K | $2,000,000 | 0.2% |
| Usec Inc | NOTE 3.000%10/0 | 90333EAC2 | $1.5K | $6,725,000 | 0.2% |
| Soundbite Communications Inc | COM | 836091108 | $923 | 185,000 | 0.1% |
| Mitek SYS Inc(MITK) | COM NEW | 606710200 | $723 | 125,000 | 0.1% |
| Vitesse Semiconductor Corp | COM NEW | 928497304 | $526 | 200,000 | 0.1% |
| Molycorp Inc del | COM | 608753109 | $447 | 72,084 | 0.0% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V118 | $392 | 16,319 | 0.0% |
| Imris Inc(IMRSQ) | COM | 45322N105 | $348 | 126,200 | 0.0% |
| BPZ Resources Inc | COM | 055639108 | $340 | 190,000 | 0.0% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V126 | $268 | 16,419 | 0.0% |
| Uranerz Energy Corp | COM | 91688T104 | $195 | 176,941 | 0.0% |
| Kandi Technologies Group Inc | COM | 483709101 | $131 | 23,300 | 0.0% |
| YOU on Demand Hldgs Inc | COM NEW | 98741R207 | $22 | 13,485 | 0.0% |
| Prospect Global RES Inc | COM | 74348X103 | $20 | 242,444 | 0.0% |