Q3 2013 Holdings
Filed 2013-11-12 | 382 holdings | $8.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cisco SYS Inc(CSCO) | COM | 17275R102 | $2.5M | 106,938 | 28.5% |
| Abbvie Inc(ABBV) | COM | 00287Y109 | $1.5M | 33,258 | 16.9% |
| D R Horton Inc(DHI) | COM | 23331A109 | $812.0K | 41,745 | 9.2% |
| Casella Waste SYS Inc(CWST) | CL A | 147448104 | $767.0K | 133,145 | 8.7% |
| Accuray Inc(ARAY) | COM | 004397105 | $480.0K | 65,110 | 5.5% |
| Broadwind Energy Inc(BWEN) | COM NEW | 11161T207 | $438.0K | 55,850 | 5.0% |
| Biocryst Pharmaceuticals(BCRX) | COM | 09058V103 | $437.0K | 60,110 | 5.0% |
| Conocophillips(COP) | COM | 20825C104 | $408.0K | 5,867 | 4.6% |
| Biogen Idec Inc(BIIB) | COM | 09062X103 | $365.0K | 1,516 | 4.1% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $42.4K | 252,526 | 0.5% |
| Priceline COM Inc | DEBT 1.000% 3/1 | 741503AQ9 | $26.0K | $20,236,000 | 0.3% |
| Novellus SYS Inc | NOTE 2.625% 5/1 | 670008AD3 | $21.9K | $13,829,000 | 0.2% |
| Microchip Technology Inc | SDCV 2.125%12/1 | 595017AB0 | $19.2K | $12,233,000 | 0.2% |
| Intel Corp | SDCV 3.250% 8/0 | 458140AF7 | $18.8K | $15,165,000 | 0.2% |
| Gilead Sciences Inc | NOTE 1.625% 5/0 | 375558AP8 | $17.5K | $6,315,000 | 0.2% |
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $16.7K | $10,659,000 | 0.2% |
| Gilead Sciences Inc | NOTE 1.000% 5/0 | 375558AN3 | $16.3K | $5,867,000 | 0.2% |
| Wesco Intl Inc | DBCV 6.000% 9/1 | 95082PAH8 | $15.9K | $5,786,000 | 0.2% |
| SBA Communications Corp | NOTE 4.000%10/0 | 78388JAM8 | $14.9K | $5,593,000 | 0.2% |
| Health Care REIT Inc | PFD PER CON I | 42217K601 | $14.7K | 254,750 | 0.2% |
| Micron Technology Inc | NOTE 1.500% 8/0 | 595112AQ6 | $14.5K | $7,763,000 | 0.2% |
| Cubist Pharmaceuticals Inc | NOTE 2.500%11/0 | 229678AD9 | $12.9K | $5,752,000 | 0.1% |
| Cemex SAB de CV | NOTE 3.750% 3/1 | 151290BC6 | $12.8K | $9,850,000 | 0.1% |
| Stillwater MNG Co | NOTE 1.750%10/1 | 86074QAL6 | $12.6K | $12,009,000 | 0.1% |
| General Cable Corp del New | FRNT 4.500%11/1 | 369300AL2 | $12.0K | $10,600,000 | 0.1% |
| Ciena Corp | DEBT 4.000%12/1 | 171779AK7 | $11.9K | $7,875,000 | 0.1% |
| Xilinx Inc | NOTE 2.625% 6/1 | 983919AF8 | $11.7K | $7,185,000 | 0.1% |
| Wells Fargo & Co | MTNF 0.125% 3/0 | 94986RCZ2 | $11.3K | $9,582,000 | 0.1% |
| Sandisk Corp | NOTE 1.500% 8/1 | 80004CAD3 | $11.2K | $8,500,000 | 0.1% |
| Amtrust Finl Svcs Inc | NOTE 5.500%12/1 | 032359AC5 | $11.0K | $7,050,000 | 0.1% |
| Bank of America Corporation(BAC) | 7.25%CNV PFD L | 060505682 | $10.4K | 9,608 | 0.1% |
| Radian Group Inc | NOTE 2.250% 3/0 | 750236AN1 | $10.1K | $6,926,000 | 0.1% |
| Standard PAC Corp New | NOTE 1.250% 8/0 | 85375CBC4 | $10.1K | $8,175,000 | 0.1% |
| Endo Health Solutions Inc | NOTE 1.750% 4/1 | 29264FAB2 | $9.9K | $6,240,000 | 0.1% |
| Walter Invt Mgmt Corp | NOTE 4.500%11/0 | 93317WAA0 | $9.8K | $9,300,000 | 0.1% |
| Keycorp New | PFD 7.75% SR A | 493267405 | $9.8K | 78,615 | 0.1% |
| Western Refng Inc | NOTE 5.750% 6/1 | 959319AC8 | $9.6K | $3,080,000 | 0.1% |
| D R Horton Inc | NOTE 2.000% 5/1 | 23331ABB4 | $9.5K | $6,225,000 | 0.1% |
| General Mtrs Co | JR PFD CNV SRB | 37045V209 | $9.3K | 185,030 | 0.1% |
| Cadence Design System Inc | NOTE 2.625% 6/0 | 127387AJ7 | $9.2K | $5,065,000 | 0.1% |
| Ford MTR Co del | NOTE 4.250%11/1 | 345370CN8 | $9.0K | $4,559,000 | 0.1% |
| E M C Corp Mass | NOTE 1.750%12/0 | 268648AM4 | $8.9K | $5,591,000 | 0.1% |
| Sterlite Inds India LTD | NOTE 4.000%10/3 | 859737AB4 | $8.3K | $8,500,000 | 0.1% |
| Covanta Hldg Corp | NOTE 3.250% 6/0 | 22282EAC6 | $8.2K | $5,941,000 | 0.1% |
| Iconix Brand Group Inc | NOTE 2.500% 6/0 | 451055AE7 | $8.0K | $6,522,000 | 0.1% |
| Theravance Inc | NOTE 2.125% 1/1 | 88338TAB0 | $8.0K | $4,900,000 | 0.1% |
| Ryland Group Inc | NOTE 1.625% 5/1 | 783764AQ6 | $7.9K | $5,425,000 | 0.1% |
| Equinix Inc | NOTE 3.000%10/1 | 29444UAG1 | $7.7K | $4,588,000 | 0.1% |
| Metlife Inc | UNIT 99/99/9999 | 59156R116 | $7.6K | 263,510 | 0.1% |
| PHH Corp | NOTE 6.000% 6/1 | 693320AQ6 | $7.5K | $3,675,000 | 0.1% |