Q3 2013 Holdings
Filed 2013-11-14 | 107 holdings | $892.8K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cemex SAB de CV(CX) | SPON ADR NEW | 151290889 | $69.1K | 6,392,960 | 7.7% |
| Salesforce COM Inc | NOTE 0.750% 1/1 | 79466LAB0 | $36.6K | $15,000,000 | 4.1% |
| Market Vectors ETF TR | GOLD MINER ETF | 57060U100 | $36.3K | 1,520,000 | 4.1% |
| Spdr S&P 500 ETF TR(SPY)Call | TR UNIT | 78462F103 | $33.6K | 200,000 | 3.8% |
| Peabody Energy CorpCall | COM | 704549104 | $32.8K | 1,900,000 | 3.7% |
| Omnicare Inc | NOTE 3.500% 2/1 | 681904AQ1 | $27.6K | $28,785,000 | 3.1% |
| Potash Corp Sask IncCall | COM | 73755L107 | $23.5K | 750,000 | 2.6% |
| Newmont Mining Corp(NEM)Call | COM | 651639106 | $22.5K | 800,000 | 2.5% |
| Onyx Pharmaceuticals Inc | COM | 683399109 | $19.2K | 154,000 | 2.2% |
| JPMorgan Chase & Co(JPM) | COM | 46625H100 | $18.6K | 380,000 | 2.1% |
| Wells Fargo & Co New | *W EXP 10/28/201 | 949746119 | $17.3K | 1,260,000 | 1.9% |
| Cisco SYS Inc(CSCO) | COM | 17275R102 | $15.7K | 700,000 | 1.8% |
| Teleflex Inc | NOTE 3.875% 8/0 | 879369AA4 | $14.2K | $10,000,000 | 1.6% |
| Ralph Lauren Corp(RL) | CL A | 751212101 | $14.0K | 85,000 | 1.6% |
| Take-Two Interactive Softwar | NOTE 1.000% 7/0 | 874054AD1 | $14.0K | $12,600,000 | 1.6% |
| Dell Inc | COM | 24702R101 | $13.4K | 975,912 | 1.5% |
| Penney J C Inc | COM | 708160106 | $12.9K | 1,470,000 | 1.4% |
| Alexion Pharmaceuticals Inc(ALXN) | COM | 015351109 | $12.1K | 107,422 | 1.4% |
| Elan PLC | ADR | 284131208 | $11.5K | 737,073 | 1.3% |
| Cubist Pharmaceuticals Inc | NOTE 2.500%11/0 | 229678AD9 | $11.3K | $5,000,000 | 1.3% |
| MGM Resorts International | NOTE 4.250% 4/1 | 55303QAE0 | $11.2K | $8,650,000 | 1.3% |
| Anadarko Pete Corp(APC3EUR) | COM | 032511107 | $11.2K | 130,000 | 1.3% |
| Ebay Inc(EBAY)Call | COM | 278642103 | $11.2K | 200,000 | 1.2% |
| Xilinx Inc | NOTE 2.625% 6/1 | 983919AF8 | $10.6K | $6,500,000 | 1.2% |
| Life Technologies Corp | COM | 53217V109 | $10.3K | 137,924 | 1.2% |
| Wisdomtree TR(DXJ) | JAPN HEDGE EQT | 97717W851 | $10.3K | 215,000 | 1.2% |
| Allergan Inc | COM | 018490102 | $10.1K | 120,000 | 1.1% |
| Carlyle Group L P | COM UTS LTD PTN | 14309L102 | $9.9K | 404,300 | 1.1% |
| Cobalt Intl Energy Inc | NOTE 2.625%12/0 | 19075FAA4 | $9.8K | $9,200,000 | 1.1% |
| Caci Intl Inc | NOTE 2.125% 5/0 | 127190AD8 | $9.3K | $7,200,000 | 1.0% |
| United Parcel Service Inc(UPS)Call | CL B | 911312106 | $9.1K | 100,000 | 1.0% |
| Intel Corp | SDCV 2.950%12/1 | 458140AD2 | $8.7K | $8,000,000 | 1.0% |
| Salix Pharmaceuticals Inc | NOTE 1.500% 3/1 | 795435AE6 | $8.7K | $7,000,000 | 1.0% |
| Warner Chilcott PLC Ireland | SHS A | G94368100 | $8.6K | 375,000 | 1.0% |
| Tesla Mtrs Inc | NOTE 1.500% 6/0 | 88160RAA9 | $8.5K | $5,000,000 | 1.0% |
| LAM Research Corp | NOTE 0.500% 5/1 | 512807AJ7 | $7.9K | $7,000,000 | 0.9% |
| International Game Technolog | NOTE 3.250% 5/0 | 459902AQ5 | $7.9K | $7,060,000 | 0.9% |
| Suntrust BKS Inc | *W EXP 11/14/201 | 867914111 | $7.9K | 2,250,000 | 0.9% |
| Nuance Communications Inc | COM | 67020Y100 | $7.6K | 415,000 | 0.9% |
| Coca Cola Co(KO) | COM | 191216100 | $7.6K | 210,000 | 0.8% |
| BlackRock Inc(BLKCHF) | COM | 09247X101 | $7.5K | 30,000 | 0.8% |
| Terex Corp New | NOTE 4.000% 6/0 | 880779AV5 | $7.5K | $3,500,000 | 0.8% |
| Urban Outfitters Inc(URBN)Call | COM | 917047102 | $7.4K | 200,000 | 0.8% |
| General Mtrs Co(GM)Call | COM | 37045V100 | $7.2K | 200,000 | 0.8% |
| Lilly ELI & Co(LLY) | COM | 532457108 | $6.8K | 135,000 | 0.8% |
| Jinkosolar Hldg Co LTD | NOTE 4.000% 5/1 | 47759TAA8 | $6.8K | $7,000,000 | 0.8% |
| Cobalt Intl Energy Inc | COM | 19075F106 | $6.7K | 295,000 | 0.8% |
| Bank of America Corporation | *W EXP 01/16/201 | 060505146 | $6.6K | 1,090,650 | 0.7% |
| Morgan Stanley(MS) | COM NEW | 617446448 | $6.1K | 227,000 | 0.7% |
| Ishares(FXI) | CHINA LG-CAP ETF | 464287184 | $6.1K | 163,350 | 0.7% |