Q3 2013 Holdings
Filed 2013-11-14 | 27 holdings | $2.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| SBA Communications Corp | NOTE 4.000%10/0 | 78388JAM8 | $597.5K | $224,343,000 | 30.0% |
| Alliance Data Systems Corp(BFH)Put | COM | 018581108 | $211.5K | 1,000,000 | 10.6% |
| Equinix Inc | NOTE 3.000%10/1 | 29444UAG1 | $199.2K | $118,916,000 | 10.0% |
| Cadence Design System Inc | NOTE 2.625% 6/0 | 127387AJ7 | $182.5K | $100,176,000 | 9.1% |
| CMS Energy Corp | NOTE 5.500% 6/1 | 125896BD1 | $176.6K | $91,094,000 | 8.9% |
| Gilead Sciences Inc | NOTE 1.000% 5/0 | 375558AN3 | $141.9K | $50,977,000 | 7.1% |
| Tyson Foods Inc | NOTE 3.250%10/1 | 902494AP8 | $118.3K | $68,886,000 | 5.9% |
| Teradyne Inc | NOTE 4.500% 3/1 | 880770AE2 | $77.4K | $25,614,000 | 3.9% |
| E M C Corp Mass | NOTE 1.750%12/0 | 268648AM4 | $58.5K | $36,580,000 | 2.9% |
| Western Refng Inc | NOTE 5.750% 6/1 | 959319AC8 | $53.4K | $17,057,000 | 2.7% |
| Opko Health Inc(OPK)Put | COM | 68375N103 | $46.2K | 5,248,700 | 2.3% |
| D R Horton Inc | NOTE 2.000% 5/1 | 23331ABB4 | $39.2K | $25,736,000 | 2.0% |
| Mylan Inc | NOTE 3.750% 9/1 | 628530AJ6 | $32.7K | $11,291,000 | 1.6% |
| Alliance Data Systems Corp | NOTE 4.750% 5/1 | 018581AC2 | $17.8K | $4,000,000 | 0.9% |
| Equinix Inc | NOTE 4.750% 6/1 | 29444UAH9 | $13.0K | $5,773,000 | 0.7% |
| Wesco Intl Inc | DBCV 6.000% 9/1 | 95082PAH8 | $12.4K | $4,500,000 | 0.6% |
| Akorn Inc | NOTE 3.500% 6/0 | 009728AB2 | $4.6K | $2,000,000 | 0.2% |
| Stillwater MNG Co | NOTE 1.750%10/1 | 86074QAL6 | $2.6K | $2,500,000 | 0.1% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V126 | $1.9K | 100,000 | 0.1% |
| Exelixis Inc | NOTE 4.250% 8/1 | 30161QAC8 | $1.8K | $1,500,000 | 0.1% |
| Beazer Homes USA Inc | UNIT 99/99/9999 | 07556Q709 | $1.8K | 60,000 | 0.1% |
| Cobalt Intl Energy Inc | NOTE 2.625%12/0 | 19075FAA4 | $1.7K | $1,605,000 | 0.1% |
| Supernus Pharmaceuticals Inc(SUPN)Put | COM | 868459108 | $851 | 116,100 | 0.0% |
| LAM Research Corp(LRCXEUR) | COM | 512807108 | $374 | 7,300 | 0.0% |
| Supernus Pharmaceuticals Inc(SUPN) | COM | 868459108 | $359 | 48,977 | 0.0% |
| M & T BK Corp | *W EXP 12/23/201 | 55261F112 | $333 | 8,700 | 0.0% |
| Opko Health Inc(OPK)Call | COM | 68375N103 | $66 | 7,500 | 0.0% |