Q3 2013 Holdings
Filed 2013-11-14 | 54 holdings | $1.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Priceline COM Inc | NOTE 1.250% 3/1 | 741503AN6 | $191.1K | $57,270,000 | 18.1% |
| Onyx Pharmaceuticals Inc | NOTE 4.000% 8/1 | 683399AB5 | $130.0K | $40,380,000 | 12.3% |
| Alliance Data Systems Corp | NOTE 4.750% 5/1 | 018581AC2 | $78.8K | $17,653,000 | 7.4% |
| Western Refng Inc | NOTE 5.750% 6/1 | 959319AC8 | $45.6K | $14,481,000 | 4.3% |
| Live Nation Entertainment in | NOTE 2.875% 7/1 | 538034AB5 | $40.2K | $38,900,000 | 3.8% |
| Affymetrix Inc | NOTE 4.000% 7/0 | 00826TAH1 | $40.1K | $31,600,000 | 3.8% |
| Rambus Inc del | NOTE 5.000% 6/1 | 750917AC0 | $39.9K | $38,250,000 | 3.8% |
| General Cable Corp del New | NOTE 0.875%11/1 | 369300AD0 | $34.6K | $34,505,000 | 3.3% |
| United States STL Corp New | NOTE 4.000% 5/1 | 912909AE8 | $31.3K | $30,124,000 | 3.0% |
| Dryships Inc. | NOTE 5.000%12/0 | 262498AB4 | $29.7K | $30,000,000 | 2.8% |
| Nuvasive Inc | NOTE 2.750% 7/0 | 670704AC9 | $29.0K | $29,390,000 | 2.7% |
| Electronic Arts Inc | NOTE 0.750% 7/1 | 285512AA7 | $26.8K | $24,500,000 | 2.5% |
| Cadence Design System Inc | NOTE 1.500%12/1 | 127387AF5 | $22.2K | $22,000,000 | 2.1% |
| Chesapeake Energy Corp | NOTE 2.500% 5/1 | 165167BZ9 | $22.0K | $22,025,000 | 2.1% |
| Mannkind Corp | NOTE 5.750% 8/1 | 56400PAC6 | $21.7K | $20,050,000 | 2.1% |
| Interdigital Inc | NOTE 2.500% 3/1 | 458660AB3 | $21.1K | $19,975,000 | 2.0% |
| RF Microdevices Inc | NOTE 1.000% 4/1 | 749941AJ9 | $21.1K | $20,650,000 | 2.0% |
| Arcelormittal SA Luxembourg | NOTE 5.000% 5/1 | 03938LAK0 | $20.8K | $19,985,000 | 2.0% |
| Auxilium Pharmaceuticals Inc | NOTE 1.500% 7/1 | 05334DAA5 | $17.0K | $16,250,000 | 1.6% |
| Comtech Telecommunications C | NOTE 3.000% 5/0 | 205826AF7 | $15.7K | $15,120,000 | 1.5% |
| Jetblue Airways Corp | DBCV 6.750%10/1 | 477143AF8 | $13.7K | $9,258,000 | 1.3% |
| Viropharma Inc | NOTE 2.000% 3/1 | 928241AH1 | $12.9K | $6,000,000 | 1.2% |
| Molycorp Inc del | NOTE 6.000% 9/0 | 608753AF6 | $12.8K | $15,750,000 | 1.2% |
| Volcano Corporation | NOTE 1.750%12/0 | 928645AB6 | $10.5K | $10,000,000 | 1.0% |
| Navistar Intl Corp New | NOTE 3.000%10/1 | 63934EAL2 | $10.0K | $9,700,000 | 0.9% |
| Chesapeake Energy Corp | NOTE 2.750%11/1 | 165167BW6 | $9.4K | $9,000,000 | 0.9% |
| Starwood Ppty TR Inc | NOTE 4.550% 3/0 | 85571BAA3 | $7.8K | $7,500,000 | 0.7% |
| Mannkind Corp | NOTE 3.750%12/1 | 56400PAA0 | $7.7K | $7,740,000 | 0.7% |
| Exelixis Inc | NOTE 4.250% 8/1 | 30161QAC8 | $7.7K | $6,500,000 | 0.7% |
| Goldcorp Inc New | NOTE 2.000% 8/0 | 380956AB8 | $7.6K | $7,500,000 | 0.7% |
| Accuray Inc | NOTE 3.500% 2/0 | 004397AC9 | $7.6K | $5,000,000 | 0.7% |
| Chesapeake Energy Corp | NOTE 2.500% 5/1 | 165167CA3 | $6.9K | $7,000,000 | 0.7% |
| Lucent Technologies Inc | DBCV 2.875% 6/1 | 549463AG2 | $6.9K | $6,900,000 | 0.7% |
| Dendreon Corp | NOTE 2.875% 1/1 | 24823QAC1 | $6.3K | $10,000,000 | 0.6% |
| Nuance Communications Inc | NOTE 2.750%11/0 | 67020YAF7 | $5.7K | $5,600,000 | 0.5% |
| Tesla Mtrs Inc(TSLA) | COM | 88160R101 | $5.6K | 28,900 | 0.5% |
| Array Biopharma Inc | NOTE 3.000% 6/0 | 04269XAA3 | $5.3K | $4,500,000 | 0.5% |
| Integra Lifesciences Hldgs C | NOTE 1.625%12/1 | 457985AK5 | $4.8K | $4,720,000 | 0.5% |
| Starwood Ppty TR Inc | NOTE 4.000% 1/1 | 85571BAB1 | $4.7K | $4,500,000 | 0.4% |
| Molycorp Inc del | NOTE 5.500% 2/0 | 608753AH2 | $4.2K | $4,000,000 | 0.4% |
| Hologic Inc | FRNT 2.000%12/1 | 436440AB7 | $3.4K | $3,000,000 | 0.3% |
| Omnicare Inc | DBCV 3.250%12/1 | 681904AL2 | $3.2K | $3,000,000 | 0.3% |
| ON Semiconductor Corp | NOTE 2.625%12/1 | 682189AG0 | $2.8K | $2,793,000 | 0.3% |
| Mannkind Corp | COM | 56400P201 | $2.7K | 467,735 | 0.3% |
| Liberty Media Corp | DEB 3.750% 2/1 | 530715AL5 | $2.5K | $4,131,000 | 0.2% |
| Usec Inc | NOTE 3.000%10/0 | 90333EAC2 | $2.2K | $6,725,000 | 0.2% |
| Parkervision Inc | COM | 701354102 | $1.8K | 550,000 | 0.2% |
| Paragon Shipping Inc | CL A NEW | 69913R408 | $1.1K | 192,288 | 0.1% |
| Molycorp Inc del | COM | 608753109 | $473 | 72,084 | 0.0% |
| Imris Inc(IMRSQ) | COM | 45322N105 | $200 | 124,200 | 0.0% |