Q4 2013 Holdings
Filed 2014-02-14 | 27 holdings | $1.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| SBA Communications Corp | NOTE 4.000%10/0 | 78388JAM8 | $740.4K | $250,161,000 | 38.0% |
| Equinix Inc | NOTE 3.000%10/1 | 29444UAG1 | $312.7K | $196,481,000 | 16.1% |
| CMS Energy Corp | NOTE 5.500% 6/1 | 125896BD1 | $197.1K | $99,701,000 | 10.1% |
| Cadence Design System Inc | NOTE 2.625% 6/0 | 127387AJ7 | $188.6K | $100,176,000 | 9.7% |
| Teradyne Inc | NOTE 4.500% 3/1 | 880770AE2 | $82.5K | $25,614,000 | 4.2% |
| Equinix Inc | NOTE 4.750% 6/1 | 29444UAH9 | $77.5K | $35,435,000 | 4.0% |
| Western Refng Inc | NOTE 5.750% 6/1 | 959319AC8 | $75.7K | $17,057,000 | 3.9% |
| D R Horton Inc | NOTE 2.000% 5/1 | 23331ABB4 | $64.6K | $37,597,000 | 3.3% |
| Opko Health Inc(OPK)Put | COM | 68375N103 | $39.9K | 4,723,900 | 2.0% |
| Mylan Inc | NOTE 3.750% 9/1 | 628530AJ6 | $37.0K | $11,291,000 | 1.9% |
| Digital Rlty TR Inc(DLR)Put | COM | 253868103 | $33.3K | 676,800 | 1.7% |
| Alliance Data Systems Corp | NOTE 4.750% 5/1 | 018581AC2 | $22.1K | $4,000,000 | 1.1% |
| Wesco Intl Inc | DBCV 6.000% 9/1 | 95082PAH8 | $14.6K | $4,500,000 | 0.7% |
| Akorn Inc | NOTE 3.500% 6/0 | 009728AB2 | $14.2K | $4,991,000 | 0.7% |
| Supernus Pharmaceuticals Inc(SUPN) | COM | 868459108 | $10.8K | 1,433,317 | 0.6% |
| Insulet Corp | NOTE 3.750% 6/1 | 45784PAC5 | $9.7K | $6,614,000 | 0.5% |
| Gilead Sciences Inc | NOTE 1.000% 5/0 | 375558AN3 | $8.1K | $2,500,000 | 0.4% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V126 | $5.8K | 249,900 | 0.3% |
| Stillwater MNG Co | NOTE 1.750%10/1 | 86074QAL6 | $2.8K | $2,500,000 | 0.1% |
| Beazer Homes USA Inc | UNIT 99/99/9999 | 07556Q709 | $2.2K | 60,000 | 0.1% |
| Rait Financial Trust | NOTE 4.000%10/0 | 749227AB0 | $2.0K | $2,000,000 | 0.1% |
| Exelixis Inc | NOTE 4.250% 8/1 | 30161QAC8 | $1.8K | $1,500,000 | 0.1% |
| Cobalt Intl Energy Inc | NOTE 2.625%12/0 | 19075FAA4 | $1.4K | $1,605,000 | 0.1% |
| Opko Health Inc(OPK)Call | COM | 68375N103 | $844 | 100,000 | 0.0% |
| LAM Research Corp(LRCXEUR) | COM | 512807108 | $463 | 8,500 | 0.0% |
| Sequenom Inc | NOTE 5.000%10/0 | 817337AB4 | $434 | $500,000 | 0.0% |
| M & T BK Corp | *W EXP 12/23/201 | 55261F112 | $376 | 8,700 | 0.0% |