Q4 2013 Holdings
Filed 2014-02-14 | 44 holdings | $780.2K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alliance Data Systems Corp | NOTE 4.750% 5/1 | 018581AC2 | $95.2K | $17,653,000 | 12.2% |
| Western Refng Inc | NOTE 5.750% 6/1 | 959319AC8 | $64.3K | $14,481,000 | 8.2% |
| Micron Technology Inc | NOTE 1.875% 6/0 | 595112AH6 | $59.2K | $38,746,000 | 7.6% |
| Affymetrix Inc | NOTE 4.000% 7/0 | 00826TAH1 | $52.1K | $31,600,000 | 6.7% |
| Endo Health Solutions Inc | NOTE 1.750% 4/1 | 29264FAB2 | $46.5K | $20,000,000 | 6.0% |
| Live Nation Entertainment in | NOTE 2.875% 7/1 | 538034AB5 | $40.1K | $38,900,000 | 5.1% |
| Rambus Inc del | NOTE 5.000% 6/1 | 750917AC0 | $39.0K | $38,250,000 | 5.0% |
| Dryships Inc. | NOTE 5.000%12/0 | 262498AB4 | $28.3K | $28,000,000 | 3.6% |
| RF Microdevices Inc | NOTE 1.000% 4/1 | 749941AJ9 | $27.6K | $27,400,000 | 3.5% |
| Electronic Arts Inc | NOTE 0.750% 7/1 | 285512AA7 | $26.2K | $24,500,000 | 3.4% |
| Chesapeake Energy Corp | NOTE 2.500% 5/1 | 165167BZ9 | $22.5K | $22,025,000 | 2.9% |
| Navistar Intl Corp New | NOTE 3.000%10/1 | 63934EAL2 | $22.4K | $21,666,000 | 2.9% |
| Mannkind Corp | NOTE 5.750% 8/1 | 56400PAC6 | $21.5K | $20,050,000 | 2.7% |
| Interdigital Inc | NOTE 2.500% 3/1 | 458660AB3 | $20.5K | $19,975,000 | 2.6% |
| Arcelormittal SA Luxembourg | NOTE 5.000% 5/1 | 03938LAK0 | $20.4K | $19,985,000 | 2.6% |
| American Rlty Cap Pptys Inc | NOTE 3.000% 8/0 | 02917TAA2 | $18.6K | $18,300,000 | 2.4% |
| Hologic Inc | FRNT 2.000%12/1 | 436440AB7 | $18.3K | $15,683,000 | 2.3% |
| Omnicare Inc | DBCV 3.250%12/1 | 681904AL2 | $17.1K | $16,000,000 | 2.2% |
| Jetblue Airways Corp | DBCV 6.750%10/1 | 477143AF8 | $16.7K | $9,258,000 | 2.1% |
| Molycorp Inc del | NOTE 6.000% 9/0 | 608753AF6 | $13.0K | $15,750,000 | 1.7% |
| Exelixis Inc | NOTE 4.250% 8/1 | 30161QAC8 | $11.2K | $9,000,000 | 1.4% |
| Nuvasive Inc | NOTE 2.750% 7/0 | 670704AC9 | $11.0K | $10,000,000 | 1.4% |
| Dendreon Corp | NOTE 2.875% 1/1 | 24823QAC1 | $9.8K | $15,000,000 | 1.3% |
| Chesapeake Energy Corp | NOTE 2.750%11/1 | 165167BW6 | $9.5K | $9,000,000 | 1.2% |
| Accuray Inc | NOTE 3.500% 2/0 | 004397AC9 | $8.8K | $5,000,000 | 1.1% |
| Goldcorp Inc New | NOTE 2.000% 8/0 | 380956AB8 | $7.6K | $7,500,000 | 1.0% |
| Chesapeake Energy Corp | NOTE 2.500% 5/1 | 165167CA3 | $7.1K | $7,000,000 | 0.9% |
| Molycorp Inc del | NOTE 5.500% 2/0 | 608753AH2 | $6.9K | $7,000,000 | 0.9% |
| United States STL Corp New | NOTE 4.000% 5/1 | 912909AE8 | $5.9K | $5,500,000 | 0.8% |
| Integra Lifesciences Hldgs C | NOTE 1.625%12/1 | 457985AK5 | $5.1K | $4,720,000 | 0.6% |
| Volcano Corporation | NOTE 1.750%12/0 | 928645AB6 | $4.0K | $4,000,000 | 0.5% |
| Comtech Telecommunications C | NOTE 3.000% 5/0 | 205826AF7 | $3.7K | $3,500,000 | 0.5% |
| Mannkind Corp | COM | 56400P201 | $2.9K | 550,035 | 0.4% |
| ON Semiconductor Corp | NOTE 2.625%12/1 | 682189AH8 | $2.8K | $2,500,000 | 0.4% |
| Jinkosolar Hldg Co LTD | NOTE 4.000% 5/1 | 47759TAA8 | $2.7K | $2,500,000 | 0.3% |
| Endologix Inc | NOTE 2.250%12/1 | 29266SAA4 | $2.5K | $2,500,000 | 0.3% |
| Liberty Media Corp | DEB 3.750% 2/1 | 530715AL5 | $2.5K | $4,131,000 | 0.3% |
| BPZ Resources Inc | NOTE 8.500%10/0 | 055639AC2 | $2.3K | $2,500,000 | 0.3% |
| Usec Inc | NOTE 3.000%10/0 | 90333EAC2 | $1.6K | $4,725,000 | 0.2% |
| Molycorp Inc del | COM | 608753109 | $1.5K | 272,084 | 0.2% |
| Theravance IncCall | COM | 88338T104 | $1.1K | 32,000 | 0.1% |
| Imris Inc(IMRSQ) | COM | 45322N105 | $195 | 124,200 | 0.0% |
| Lightbridge Corp | COM | 53224K104 | $100 | 69,300 | 0.0% |
| YOU on Demand Hldgs Inc | COM NEW | 98741R207 | $30 | 13,485 | 0.0% |