Q1 2014 Holdings
Filed 2014-05-15 | 48 holdings | $638.1K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Western Refng Inc | NOTE 5.750% 6/1 | 959319AC8 | $59.1K | $14,481,000 | 9.3% |
| Endo Health Solutions Inc | NOTE 1.750% 4/1 | 29264FAB2 | $47.2K | $20,000,000 | 7.4% |
| Affymetrix Inc | NOTE 4.000% 7/0 | 00826TAH1 | $43.9K | $30,600,000 | 6.9% |
| Live Nation Entertainment in | NOTE 2.875% 7/1 | 538034AB5 | $39.8K | $38,900,000 | 6.2% |
| Rambus Inc del | NOTE 5.000% 6/1 | 750917AC0 | $39.2K | $38,250,000 | 6.1% |
| RF Microdevices Inc | NOTE 1.000% 4/1 | 749941AJ9 | $28.1K | $27,400,000 | 4.4% |
| Accuray Inc | NOTE 3.750% 8/0 | 004397AB1 | $25.5K | $21,000,000 | 4.0% |
| Chesapeake Energy Corp | NOTE 2.500% 5/1 | 165167BZ9 | $22.7K | $22,025,000 | 3.6% |
| Arcelormittal SA Luxembourg | NOTE 5.000% 5/1 | 03938LAK0 | $20.5K | $19,985,000 | 3.2% |
| Mannkind Corp | NOTE 5.750% 8/1 | 56400PAC6 | $19.0K | $20,050,000 | 3.0% |
| Exelixis Inc | NOTE 4.250% 8/1 | 30161QAC8 | $17.7K | $19,672,000 | 2.8% |
| Omnicare Inc | DBCV 3.250%12/1 | 681904AL2 | $17.2K | $16,000,000 | 2.7% |
| Accuray Inc | NOTE 3.500% 2/0 | 004397AD7 | $17.2K | $9,000,000 | 2.7% |
| Jetblue Airways Corp | DBCV 6.750%10/1 | 477143AF8 | $17.1K | $9,258,000 | 2.7% |
| Interdigital Inc | NOTE 2.500% 3/1 | 458660AB3 | $16.6K | $15,988,000 | 2.6% |
| Healthways Inc | NOTE 1.500% 7/0 | 422245AB6 | $16.2K | $15,000,000 | 2.5% |
| AK STL Corp | NOTE 5.000%11/1 | 001546AP5 | $14.7K | $9,500,000 | 2.3% |
| Hologic Inc | FRNT 2.000%12/1 | 436440AB7 | $13.6K | $11,842,000 | 2.1% |
| Molycorp Inc del | NOTE 6.000% 9/0 | 608753AF6 | $12.7K | $15,750,000 | 2.0% |
| Tesla Mtrs Inc | NOTE 1.250% 3/0 | 88160RAC5 | $11.8K | $13,000,000 | 1.9% |
| Chesapeake Energy Corp | NOTE 2.750%11/1 | 165167BW6 | $11.6K | $11,000,000 | 1.8% |
| Micron Technology Inc | NOTE 2.125% 2/1 | 595112AV5 | $11.2K | $5,000,000 | 1.8% |
| Dendreon Corp | NOTE 2.875% 1/1 | 24823QAC1 | $11.1K | $15,000,000 | 1.7% |
| Tesla Mtrs Inc | NOTE 0.250% 3/0 | 88160RAB7 | $9.2K | $10,000,000 | 1.4% |
| Dryships Inc. | NOTE 5.000%12/0 | 262498AB4 | $8.1K | $8,000,000 | 1.3% |
| Hologic Inc | FRNT 12/1 | 436440AG6 | $7.8K | $7,326,000 | 1.2% |
| Goldcorp Inc New | NOTE 2.000% 8/0 | 380956AB8 | $7.6K | $7,500,000 | 1.2% |
| American Rlty Cap Pptys Inc | NOTE 3.000% 8/0 | 02917TAA2 | $7.5K | $7,000,000 | 1.2% |
| Chesapeake Energy Corp | NOTE 2.500% 5/1 | 165167CA3 | $7.2K | $7,000,000 | 1.1% |
| Molycorp Inc del | NOTE 5.500% 2/0 | 608753AH2 | $6.3K | $7,000,000 | 1.0% |
| United States STL Corp New | NOTE 4.000% 5/1 | 912909AE8 | $5.6K | $5,500,000 | 0.9% |
| RTI Intl Metals Inc | NOTE 3.000%12/0 | 74973WAA5 | $5.4K | $5,000,000 | 0.8% |
| Goodrich Pete Corp | NOTE 5.000%10/0 | 382410AC2 | $5.2K | $4,986,000 | 0.8% |
| Integra Lifesciences Hldgs C | NOTE 1.625%12/1 | 457985AK5 | $5.0K | $4,720,000 | 0.8% |
| Regis Corp Minn | NOTE 5.000% 7/1 | 758932AA5 | $3.6K | $3,500,000 | 0.6% |
| Chiquita Brands Intl Inc | NOTE 4.250% 8/1 | 170032AT3 | $3.6K | $3,500,000 | 0.6% |
| Mannkind Corp | COM | 56400P201 | $3.3K | 814,676 | 0.5% |
| Vipshop Hldgs LTD | NOTE 1.500% 3/1 | 92763WAA1 | $3.1K | $3,000,000 | 0.5% |
| Ctrip COM International LTD | DEBT 1.250%10/1 | G25861AB4 | $3.0K | $3,000,000 | 0.5% |
| BPZ Resources Inc | NOTE 8.500%10/0 | 055639AC2 | $3.0K | $2,500,000 | 0.5% |
| Soufun Hldgs LTD | DEBT 2.000%12/1 | G8273WAA3 | $2.5K | $2,500,000 | 0.4% |
| Liberty Media Corp | DEB 3.750% 2/1 | 530715AL5 | $1.9K | 3,178,000 | 0.3% |
| Jinkosolar Hldg Co LTD | DEBT 4.000% 2/0 | G51385AA3 | $1.9K | $2,042,000 | 0.3% |
| Merrimack Pharmaceuticals in | NOTE 4.500% 7/1 | 590328AA8 | $1.5K | $1,500,000 | 0.2% |
| Molycorp Inc del | COM | 608753109 | $1.3K | 272,084 | 0.2% |
| Galena Biopharma Inc | COM | 363256108 | $437 | 174,600 | 0.1% |
| CEL SCI Corp | *W EXP 10/11/201 | 150837177 | $279 | 700,000 | 0.0% |
| Imris Inc(IMRSQ) | COM | 45322N105 | $195 | 124,200 | 0.0% |