Q2 2014 Holdings
Filed 2014-07-15 | 50 holdings | $557.2K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Live Nation Entertainment in | NOTE 2.875% 7/1 | 538034AB5 | $39.5K | $38,900,000 | 7.1% |
| Cadence Design System Inc | NOTE 2.625% 6/0 | 127387AJ7 | $34.0K | $14,584,000 | 6.1% |
| Isis Pharmaceuticals Inc del | NOTE 2.750%10/0 | 464337AG9 | $33.5K | $15,000,000 | 6.0% |
| Affymetrix Inc | NOTE 4.000% 7/0 | 00826TAH1 | $32.5K | $19,100,000 | 5.8% |
| Mannkind Corp | NOTE 5.750% 8/1 | 56400PAC6 | $31.1K | $18,300,000 | 5.6% |
| Volcano Corporation | NOTE 1.750%12/0 | 928645AB6 | $25.9K | $26,800,000 | 4.7% |
| Molina Healthcare Inc | NOTE 3.750%10/0 | 60855RAA8 | $25.8K | $17,872,000 | 4.6% |
| Micron Technology Inc | NOTE 2.375% 5/0 | 595112AW3 | $24.1K | $7,000,000 | 4.3% |
| Accuray Inc | NOTE 3.750% 8/0 | 004397AB1 | $23.3K | $20,000,000 | 4.2% |
| Jetblue Airways Corp | DBCV 6.750%10/1 | 477143AF8 | $20.8K | $9,258,000 | 3.7% |
| Hologic Inc | FRNT 12/1 | 436440AG6 | $19.6K | $17,826,000 | 3.5% |
| Exelixis Inc | NOTE 4.250% 8/1 | 30161QAC8 | $17.0K | $19,672,000 | 3.1% |
| Micron Technology Inc | NOTE 3.125% 5/0 | 595112AX1 | $16.9K | $5,000,000 | 3.0% |
| Accuray Inc | DEBT 3.500% 2/0 | 004397AF2 | $16.0K | $9,000,000 | 2.9% |
| Interdigital Inc | NOTE 2.500% 3/1 | 458660AB3 | $15.6K | $13,988,000 | 2.8% |
| Omnicare Inc | DBCV 3.250%12/1 | 681904AL2 | $14.3K | $13,378,000 | 2.6% |
| Chiquita Brands Intl Inc | NOTE 4.250% 8/1 | 170032AT3 | $14.2K | $13,795,000 | 2.5% |
| Chesapeake Energy Corp | NOTE 2.500% 5/1 | 165167BZ9 | $11.1K | $10,332,000 | 2.0% |
| Molycorp Inc del | NOTE 6.000% 9/0 | 608753AF6 | $10.6K | $15,750,000 | 1.9% |
| Ixia | NOTE 3.000%12/1 | 45071RAB5 | $10.4K | $10,360,000 | 1.9% |
| Healthways Inc | NOTE 1.500% 7/0 | 422245AB6 | $9.9K | $9,000,000 | 1.8% |
| Goodrich Pete Corp | NOTE 5.000%10/0 | 382410AC2 | $8.8K | $8,259,000 | 1.6% |
| Goldcorp Inc New | NOTE 2.000% 8/0 | 380956AB8 | $7.6K | $7,500,000 | 1.4% |
| TAL ED Group | NOTE 2.500% 5/1 | G8663PAA6 | $7.5K | $6,000,000 | 1.3% |
| Chesapeake Energy Corp | NOTE 2.500% 5/1 | 165167CA3 | $7.4K | $7,000,000 | 1.3% |
| American Rlty Cap Pptys Inc | NOTE 3.000% 8/0 | 02917TAA2 | $7.2K | $7,000,000 | 1.3% |
| Enpro Inds Inc | DBCV 3.938%10/1 | 29355XAB3 | $6.6K | $3,000,000 | 1.2% |
| RTI Intl Metals Inc | NOTE 3.000%12/0 | 74973WAA5 | $6.5K | $6,197,000 | 1.2% |
| Regis Corp Minn | NOTE 5.000% 7/1 | 758932AA5 | $5.6K | $5,500,000 | 1.0% |
| J2 Global Inc | NOTE 3.250% 6/1 | 48123VAC6 | $5.6K | $5,500,000 | 1.0% |
| Integra Lifesciences Hldgs C | NOTE 1.625%12/1 | 457985AK5 | $5.3K | $4,956,000 | 1.0% |
| Chesapeake Energy Corp | NOTE 2.750%11/1 | 165167BW6 | $5.3K | $5,000,000 | 1.0% |
| Molycorp Inc del | NOTE 5.500% 2/0 | 608753AH2 | $4.8K | $7,000,000 | 0.9% |
| Mannkind Corp | COM | 56400P201 | $3.8K | 350,165 | 0.7% |
| Merrimack Pharmaceuticals in | NOTE 4.500% 7/1 | 590328AA8 | $3.8K | $2,750,000 | 0.7% |
| Ctrip COM International LTD | DEBT 1.250%10/1 | G25861AB4 | $3.3K | $3,000,000 | 0.6% |
| Spectranetics Corp | MTNF 2.625% 6/0 | 84760CAA5 | $3.1K | $3,000,000 | 0.6% |
| Ciena Corp | NOTE 0.875% 6/1 | 171779AE1 | $3.0K | $3,000,000 | 0.5% |
| Tesla Mtrs Inc | NOTE 0.250% 3/0 | 88160RAB7 | $2.4K | $2,500,000 | 0.4% |
| Tesla Mtrs Inc | NOTE 1.250% 3/0 | 88160RAC5 | $2.4K | $2,500,000 | 0.4% |
| Liberty Media Corp | DEB 3.750% 2/1 | 530715AL5 | $2.1K | $3,178,000 | 0.4% |
| Restoration Hardware Hldgs I | COM | 761283100 | $2.0K | 22,000 | 0.4% |
| Yandex N V | DEBT 1.125%12/1 | N97284AA6 | $2.0K | $2,000,000 | 0.4% |
| BPZ Resources Inc | NOTE 8.500%10/0 | 055639AC2 | $1.5K | $1,250,000 | 0.3% |
| Molycorp Inc delPut | COM | 608753109 | $1.3K | 502,300 | 0.2% |
| Triquint Semiconductor Inc | COM | 89674K103 | $830 | 52,500 | 0.1% |
| Molycorp Inc del | COM | 608753109 | $699 | 272,084 | 0.1% |
| Imris Inc(IMRSQ) | COM | 45322N105 | $140 | 124,200 | 0.0% |
| CEL SCI Corp | *W EXP 10/11/201 | 150837177 | $130 | 700,000 | 0.0% |
| Good Times Restaurants Inc(GTIM) | COM PAR $.001NEW | 382140879 | $65 | 17,300 | 0.0% |