Q3 2014 Holdings
Filed 2014-11-14 | 115 holdings | $53.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alibaba Group Hldg LTD(BABA) | SPONSORED ADS | 01609W102 | $52.3M | 589,000 | 97.9% |
| General Electric CoCall | COM | 369604103 | $115.3K | 4,500,000 | 0.2% |
| Pfizer Inc(PFE)Call | COM | 717081103 | $88.7K | 3,000,000 | 0.2% |
| Marvell Technology Group LTD(MRVL) | ORD | G5876H105 | $46.6K | 3,592,600 | 0.1% |
| Market Vectors ETF TRCall | RUSSIA ETF | 57060U506 | $42.1K | 1,880,000 | 0.1% |
| Schlumberger LTD(SLB)Call | COM | 806857108 | $30.5K | 300,000 | 0.1% |
| T-Mobile US Inc(TMUS) | COM | 872590104 | $29.6K | 1,025,000 | 0.1% |
| Bank Amer Corp(BAC) | COM | 060505104 | $22.1K | 1,400,000 | 0.0% |
| Micron Technology Inc | NOTE 1.625% 2/1 | 595112AU7 | $21.9K | $7,000,000 | 0.0% |
| Cobalt Intl Energy Inc | NOTE 3.125% 5/1 | 19075FAB2 | $19.2K | $21,000,000 | 0.0% |
| Citigroup Inc(C) | COM NEW | 172967424 | $19.0K | 390,000 | 0.0% |
| Sina Corp | ORD | G81477104 | $17.4K | 452,100 | 0.0% |
| Teleflex Inc | NOTE 3.875% 8/0 | 879369AA4 | $17.4K | $10,000,000 | 0.0% |
| Anadarko Pete Corp(APC3EUR) | COM | 032511107 | $16.9K | 180,000 | 0.0% |
| Salix Pharmaceuticals Inc | NOTE 1.500% 3/1 | 795435AE6 | $16.9K | $7,000,000 | 0.0% |
| Salesforce COM Inc | NOTE 0.250% 4/0 | 79466LAD6 | $15.8K | $14,155,000 | 0.0% |
| Youku Tudou Inc | SPONSORED ADR | 98742U100 | $15.8K | 950,700 | 0.0% |
| Time Warner Cable Inc | COM | 88732J207 | $15.4K | 107,500 | 0.0% |
| Tesla Mtrs Inc | NOTE 1.250% 3/0 | 88160RAC5 | $14.3K | $15,000,000 | 0.0% |
| Take-Two Interactive Softwar | NOTE 1.000% 7/0 | 874054AD1 | $12.1K | $9,750,000 | 0.0% |
| Morgan Stanley(MS) | COM NEW | 617446448 | $11.7K | 340,000 | 0.0% |
| Cubist Pharmaceuticals Inc | NOTE 2.500%11/0 | 229678AD9 | $11.7K | $5,000,000 | 0.0% |
| Ishares TR(TLT)Put | 20+ YR TR BD ETF | 464287432 | $11.6K | 100,000 | 0.0% |
| Elizabeth Arden Inc | COM | 28660G106 | $11.5K | 725,000 | 0.0% |
| Cemex SAB de CV(CX) | SPON ADR NEW | 151290889 | $11.2K | 894,180 | 0.0% |
| Ciena Corp(CIEN) | COM NEW | 171779309 | $11.2K | 755,000 | 0.0% |
| Sensata Technologies Hldg NV(ST) | SHS | N7902X106 | $11.1K | 250,000 | 0.0% |
| Lorillard Inc | COM | 544147101 | $10.4K | 173,000 | 0.0% |
| MGM Resorts International | NOTE 4.250% 4/1 | 55303QAE0 | $10.3K | $8,000,000 | 0.0% |
| Shutterfly Inc(SFLY) | COM | 82568P304 | $10.2K | 210,000 | 0.0% |
| Omnicare Inc | NOTE 3.500% 2/1 | 681904AQ1 | $10.1K | $9,125,000 | 0.0% |
| Illumina Inc | NOTE 0.250% 3/1 | 452327AD1 | $9.9K | $5,000,000 | 0.0% |
| Google Inc | CL A | 38259P508 | $9.7K | 18,300 | 0.0% |
| Suntrust BKS Inc | *W EXP 11/14/201 | 867914111 | $9.7K | 2,250,000 | 0.0% |
| Xilinx Inc | NOTE 2.625% 6/1 | 983919AF8 | $9.7K | $6,500,000 | 0.0% |
| Covidien PLC | SHS | G2554F113 | $9.5K | 110,000 | 0.0% |
| Toll Bros FIN Corp | NOTE 0.500% 9/1 | 88947EAM2 | $8.8K | $8,700,000 | 0.0% |
| Wells Fargo & Co New | *W EXP 10/28/201 | 949746119 | $8.8K | 450,000 | 0.0% |
| Family DLR Stores Inc | COM | 307000109 | $8.5K | 110,000 | 0.0% |
| Bank Amer Corp | *W EXP 01/16/201 | 060505146 | $8.4K | 1,123,950 | 0.0% |
| Verint SYS Inc | NOTE 1.500% 6/0 | 92343XAA8 | $8.3K | $7,500,000 | 0.0% |
| Qualcomm Inc(QCOM) | COM | 747525103 | $8.1K | 120,000 | 0.0% |
| J2 Global Inc | NOTE 3.250% 6/1 | 48123VAC6 | $8.1K | $8,000,000 | 0.0% |
| Concur Technologies Inc | NOTE 0.500% 6/1 | 206708AC3 | $7.8K | $6,000,000 | 0.0% |
| DOW Chem Co | COM | 260543103 | $7.8K | 160,000 | 0.0% |
| Seacor Holdings Inc | NOTE 2.500%12/1 | 811904AM3 | $7.6K | $7,000,000 | 0.0% |
| Wisdomtree TR(DXJ) | JAPN HEDGE EQT | 97717W851 | $7.6K | 145,000 | 0.0% |
| Time Warner Inc | COM NEW | 887317303 | $7.5K | 100,000 | 0.0% |
| Shutterfly Inc | NOTE 0.250% 5/1 | 82568PAB2 | $7.4K | $7,100,000 | 0.0% |
| Allscripts Healthcare Solutn | NOTE 1.250% 7/0 | 01988PAD0 | $7.3K | $7,000,000 | 0.0% |