Q3 2014 Holdings
Filed 2014-11-14 | 41 holdings | $368.7K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cadence Design System Inc | NOTE 2.625% 6/0 | 127387AJ7 | $33.4K | $14,584,000 | 9.1% |
| Micron Technology Inc | NOTE 3.125% 5/0 | 595112AX1 | $28.1K | $8,000,000 | 7.6% |
| Micron Technology Inc | NOTE 2.375% 5/0 | 595112AW3 | $26.6K | $7,422,000 | 7.2% |
| Accuray Inc | NOTE 3.750% 8/0 | 004397AB1 | $21.8K | $20,369,000 | 5.9% |
| Mannkind Corp | NOTE 5.750% 8/1 | 56400PAC6 | $21.4K | $18,300,000 | 5.8% |
| Molina Healthcare Inc | DBCV 1.625% 8/1 | 60855RAD2 | $17.6K | $17,500,000 | 4.8% |
| Ixia | NOTE 3.000%12/1 | 45071RAB5 | $16.7K | $16,860,000 | 4.5% |
| Volcano Corporation | NOTE 1.750%12/0 | 928645AB6 | $14.2K | $16,200,000 | 3.8% |
| Chiquita Brands Intl Inc | NOTE 4.250% 8/1 | 170032AT3 | $13.9K | $13,795,000 | 3.8% |
| Affymetrix Inc | NOTE 4.000% 7/0 | 00826TAH1 | $13.1K | $8,480,000 | 3.5% |
| Omnicare Inc | DBCV 3.250%12/1 | 681904AL2 | $13.0K | $12,378,000 | 3.5% |
| RTI Intl Metals Inc | NOTE 3.000%12/0 | 74973WAA5 | $12.6K | $12,172,000 | 3.4% |
| Accuray Inc | DEBT 3.500% 2/0 | 004397AF2 | $11.8K | $7,750,000 | 3.2% |
| Jetblue Airways Corp | DBCV 6.750%10/1 | 477143AF8 | $11.5K | $5,204,000 | 3.1% |
| Hologic Inc | FRNT 12/1 | 436440AG6 | $10.9K | $10,000,000 | 2.9% |
| Chesapeake Energy Corp | NOTE 2.500% 5/1 | 165167BZ9 | $10.5K | $10,332,000 | 2.9% |
| Interdigital Inc | NOTE 2.500% 3/1 | 458660AB3 | $10.3K | $9,988,000 | 2.8% |
| Exelixis Inc | NOTE 4.250% 8/1 | 30161QAC8 | $9.6K | $16,194,000 | 2.6% |
| Healthways Inc | NOTE 1.500% 7/0 | 422245AB6 | $9.4K | $9,000,000 | 2.5% |
| TAL ED Group | NOTE 2.500% 5/1 | G8663PAA6 | $8.8K | $6,000,000 | 2.4% |
| Mannkind Corp | COM | 56400P201 | $8.3K | 1,412,600 | 2.3% |
| American Rlty Cap Pptys Inc | NOTE 3.000% 8/0 | 02917TAA2 | $6.0K | $6,000,000 | 1.6% |
| B2gold Corp | NOTE 3.250%10/0 | 11777QAB6 | $5.6K | $5,750,000 | 1.5% |
| Tesla Mtrs Inc | NOTE 0.250% 3/0 | 88160RAB7 | $4.8K | $5,000,000 | 1.3% |
| Qihoo 360 Technology Co LTD | DEBT 0.500% 8/1 | G73030AB7 | $4.5K | $5,000,000 | 1.2% |
| Chesapeake Energy Corp | NOTE 2.500% 5/1 | 165167CA3 | $4.3K | $4,250,000 | 1.2% |
| Tesaro Inc | NOTE 3.000%10/0 | 881569AA5 | $3.7K | $3,500,000 | 1.0% |
| Chesapeake Energy Corp | NOTE 2.750%11/1 | 165167BW6 | $2.5K | $2,476,000 | 0.7% |
| Liberty Media Corp | DEB 3.750% 2/1 | 530715AL5 | $2.0K | $3,178,000 | 0.6% |
| Molycorp Inc del | NOTE 6.000% 9/0 | 608753AF6 | $1.9K | $5,414,000 | 0.5% |
| Molycorp Inc del | COM | 608753109 | $1.8K | 1,527,041 | 0.5% |
| Yandex N V | DEBT 1.125%12/1 | N97284AA6 | $1.8K | $2,000,000 | 0.5% |
| Ctrip COM International LTD | DEBT 1.250%10/1 | G25861AB4 | $1.6K | $1,500,000 | 0.4% |
| Corsicanto LTD | NOTE 3.500% 1/1 | 220480AB3 | $1.4K | $2,000,000 | 0.4% |
| BPZ Resources Inc | NOTE 8.500%10/0 | 055639AC2 | $1.3K | $1,250,000 | 0.3% |
| Triquint Semiconductor Inc | COM | 89674K103 | $1.0K | 52,500 | 0.3% |
| Endeavor Intl Corp Inc | NOTE 5.500% 7/1 | 29257MAE0 | $836 | $12,000,000 | 0.2% |
| Good Times Restaurants Inc(GTIM) | COM PAR $.001NEW | 382140879 | $308 | 51,322 | 0.1% |
| Superconductor Technologies | COM PAR $0.001 | 867931404 | $65 | 23,169 | 0.0% |
| CEL SCI Corp | *W EXP 10/11/201 | 150837177 | $40 | 700,000 | 0.0% |
| Lightbridge Corp | COM | 53224K104 | $32 | 14,021 | 0.0% |