Q4 2014 Holdings
Filed 2015-02-17 | 42 holdings | $376.6K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cadence Design System Inc | NOTE 2.625% 6/0 | 127387AJ7 | $36.7K | $14,584,000 | 9.7% |
| Micron Technology Inc | NOTE 2.375% 5/0 | 595112AW3 | $27.1K | $7,422,000 | 7.2% |
| Medivation Inc | NOTE 2.625% 4/0 | 58501NAA9 | $26.8K | $13,754,000 | 7.1% |
| Accuray Inc | NOTE 3.750% 8/0 | 004397AB1 | $23.2K | $21,869,000 | 6.2% |
| Mannkind Corp | NOTE 5.750% 8/1 | 56400PAC6 | $21.9K | $19,550,000 | 5.8% |
| Ixia | NOTE 3.000%12/1 | 45071RAB5 | $19.9K | $19,860,000 | 5.3% |
| Health Care REIT Inc | NOTE 3.000%12/0 | 42217KAR7 | $16.2K | $10,700,000 | 4.3% |
| Affymetrix Inc | NOTE 4.000% 7/0 | 00826TAH1 | $15.3K | $8,480,000 | 4.1% |
| RTI Intl Metals Inc | NOTE 3.000%12/0 | 74973WAA5 | $14.6K | $14,172,000 | 3.9% |
| Volcano Corporation | NOTE 1.750%12/0 | 928645AB6 | $14.1K | $14,200,000 | 3.7% |
| Chiquita Brands Intl Inc | NOTE 4.250% 8/1 | 170032AT3 | $14.0K | $13,795,000 | 3.7% |
| Accuray Inc | DEBT 3.500% 2/0 | 004397AF2 | $11.9K | $7,750,000 | 3.1% |
| Interdigital Inc | NOTE 2.500% 3/1 | 458660AB3 | $11.2K | $9,988,000 | 3.0% |
| Hologic Inc | FRNT 12/1 | 436440AG6 | $11.0K | $10,000,000 | 2.9% |
| Healthways Inc | NOTE 1.500% 7/0 | 422245AB6 | $10.6K | $9,000,000 | 2.8% |
| T Mobile US Inc | CONV PFD SER A | 872590203 | $10.5K | 200,000 | 2.8% |
| Chesapeake Energy Corp | NOTE 2.500% 5/1 | 165167BZ9 | $10.1K | $10,332,000 | 2.7% |
| TAL ED Group | NOTE 2.500% 5/1 | G8663PAA6 | $9.8K | $8,000,000 | 2.6% |
| Mannkind Corp | COM | 56400P201 | $9.4K | 1,810,250 | 2.5% |
| Alere Inc | NOTE 3.000% 5/1 | 01449JAA3 | $8.2K | $7,750,000 | 2.2% |
| Quidel Corp | NOTE 3.250%12/1 | 74838JAA9 | $7.3K | $6,500,000 | 1.9% |
| Cubist Pharmaceuticals Inc | NOTE 1.125% 9/0 | 229678AF4 | $6.7K | $5,000,000 | 1.8% |
| Salix Pharmaceuticals Inc | NOTE 1.500% 3/1 | 795435AE6 | $5.5K | $3,000,000 | 1.5% |
| Exelixis Inc | NOTE 4.250% 8/1 | 30161QAC8 | $5.2K | $9,000,000 | 1.4% |
| B2gold Corp | NOTE 3.250%10/0 | 11777QAB6 | $5.1K | $5,750,000 | 1.4% |
| Starwood Ppty TR Inc | NOTE 3.750%10/1 | 85571BAC9 | $4.6K | $4,500,000 | 1.2% |
| Chesapeake Energy Corp | NOTE 2.500% 5/1 | 165167CA3 | $4.1K | $4,250,000 | 1.1% |
| Qihoo 360 Technology Co LTD | DEBT 0.500% 8/1 | G73030AB7 | $3.1K | $3,500,000 | 0.8% |
| Trina Solar LTD | DEBT 4.000%10/1 | G90565AB1 | $2.7K | $3,000,000 | 0.7% |
| Chesapeake Energy Corp | NOTE 2.750%11/1 | 165167BW6 | $2.5K | $2,476,000 | 0.7% |
| Liberty Media Corp | DEB 3.750% 2/1 | 530715AL5 | $2.0K | $3,178,000 | 0.5% |
| Molycorp Inc del | COM | 608753109 | $1.5K | 1,742,341 | 0.4% |
| Corsicanto LTD | NOTE 3.500% 1/1 | 220480AB3 | $1.3K | $2,000,000 | 0.3% |
| Cornerstone Ondemand Inc | NOTE 1.500% 7/0 | 21925YAB9 | $983 | $1,000,000 | 0.3% |
| Triquint Semiconductor Inc | COM | 89674K103 | $758 | 27,500 | 0.2% |
| American Rlty Cap Pptys Inc | NOTE 3.000% 8/0 | 02917TAA2 | $468 | $500,000 | 0.1% |
| Axion PWR Intl Inc | COM NEW | 05460X208 | $135 | 143,490 | 0.0% |
| CEL SCI Corp | *W EXP 10/11/201 | 150837177 | $100 | 700,000 | 0.0% |
| Superconductor Technologies | COM PAR $0.001 | 867931404 | $61 | 22,169 | 0.0% |
| Lightbridge Corp | COM | 53224K104 | $22 | 14,021 | 0.0% |
| Molycorp Inc del | NOTE 6.000% 9/0 | 608753AF6 | $3 | $10,000 | 0.0% |
| Molycorp Inc del | NOTE 5.500% 2/0 | 608753AH2 | $3 | $10,000 | 0.0% |