Q2 2014 Holdings
Filed 2014-08-14 | 30 holdings | $197.9M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2015-03-09) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cooper STD Hldgs Inc(CPS) | COM | 21676P103 | $187.7M | 2,837,326 | 94.8% |
| Ally Finl Inc(ALLY)A | COM | 02005N100 | $9.7M | 403,841 | 4.9% |
| Spdr S&P 500 ETF TR(SPY)Call | TR UNIT | 78462F103 | $206.3K | 1,054,000 | 0.1% |
| Houghton Mifflin Harcourt Co | COM | 44157R109 | $89.0K | 4,642,882 | 0.0% |
| Alliancebernstein Income FUN | COM | 01881E101 | $46.1K | 6,128,177 | 0.0% |
| Barclays PLC(BCS) | ADR | 06738E204 | $42.2K | 2,889,000 | 0.0% |
| Capital BK Finl Corp | CL A COM | 139794101 | $20.7K | 875,851 | 0.0% |
| Nuveen Divid ADV MUN FD 3(NZF) | COM SH BEN INT | 67070X101 | $17.7K | 1,296,166 | 0.0% |
| JPMorgan Chase & Co(JPM) | COM | 46625H100 | $16.7K | 290,000 | 0.0% |
| BlackRock MUN Target Term TR(BTT) | COM SHS BEN IN | 09257P105 | $14.3K | 704,292 | 0.0% |
| Nuveen Quality MUN FD Inc | COM | 67062N103 | $13.7K | 1,044,604 | 0.0% |
| Blackstone GSO Strategic CR(BGB) | COM SHS BEN IN | 09257R101 | $13.3K | 745,781 | 0.0% |
| Nuveen Amt-Free MUN Income F(XNEAX) | COM | 670657105 | $11.0K | 818,470 | 0.0% |
| Eaton Vance MUN BD FD(EIM) | COM | 27827X101 | $10.1K | 812,905 | 0.0% |
| Capital One Finl Corp(COF) | COM | 14040H105 | $8.3K | 100,000 | 0.0% |
| BlackRock Enhanced EQT DIV T(BDJ) | COM | 09251A104 | $8.0K | 958,746 | 0.0% |
| Wells Fargo & Co New(WFC) | PERP PFD CNV A | 949746804 | $6.7K | 5,500 | 0.0% |
| Eaton Vance Flting Rate Inc(EFT) | COM | 278279104 | $5.7K | 377,827 | 0.0% |
| BlackRock Build Amer BD TR(BBN) | SHS | 09248X100 | $5.2K | 238,807 | 0.0% |
| Nuveen Prem Income MUN FD | COM | 67062T100 | $4.3K | 316,587 | 0.0% |
| Nuveen MUN Advantage FD Inc | COM | 67062H106 | $3.9K | 293,289 | 0.0% |
| Nuveen Build Amer BD FD(NBB) | COM | 67074C103 | $3.2K | 154,200 | 0.0% |
| Putnam MUN Opportunities TR(PMO) | SH BEN INT | 746922103 | $3.0K | 257,500 | 0.0% |
| Nuveen Select Quality MUN FD | COM | 670973106 | $3.0K | 212,926 | 0.0% |
| Nuveen Prem Income MUN FD 2 | COM | 67063W102 | $2.5K | 184,100 | 0.0% |
| Booz Allen Hamilton Hldg COR(BAH) | CL A | 099502106 | $2.5K | 118,647 | 0.0% |
| Eaton Vance SR Fltng RTE TR(XEFRX) | COM | 27828Q105 | $1.5K | 103,344 | 0.0% |
| Nuveen Quality Income MUN FD | COM | 670977107 | $1.3K | 97,100 | 0.0% |
| Nuveen MUN MKT Opportunity F | COM | 67062W103 | $828 | 62,000 | 0.0% |