Q1 2015 Holdings
Filed 2015-05-15 | 49 holdings | $578.9K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Salix Pharmaceuticals Inc | NOTE 1.500% 3/1 | 795435AE6 | $95.7K | $36,001,000 | 16.5% |
| Medivation Inc | NOTE 2.625% 4/0 | 58501NAA9 | $55.5K | $22,004,000 | 9.6% |
| Micron Technology Inc | NOTE 2.375% 5/0 | 595112AW3 | $42.2K | $14,826,000 | 7.3% |
| Cadence Design System Inc | NOTE 2.625% 6/0 | 127387AJ7 | $35.7K | $14,584,000 | 6.2% |
| Accuray Inc | NOTE 3.750% 8/0 | 004397AB1 | $24.6K | $21,869,000 | 4.3% |
| Mannkind Corp | NOTE 5.750% 8/1 | 56400PAC6 | $24.0K | $22,550,000 | 4.1% |
| Novellus SYS Inc | NOTE 2.625% 5/1 | 670008AD3 | $20.8K | $10,100,000 | 3.6% |
| Ixia | NOTE 3.000%12/1 | 45071RAB5 | $20.1K | $19,860,000 | 3.5% |
| Affymetrix Inc | NOTE 4.000% 7/0 | 00826TAH1 | $18.7K | $8,480,000 | 3.2% |
| Electronic Arts Inc | NOTE 0.750% 7/1 | 285512AA7 | $18.6K | $10,000,000 | 3.2% |
| MGM Resorts International | NOTE 4.250% 4/1 | 55303QAE0 | $17.3K | $15,000,000 | 3.0% |
| Alere Inc | NOTE 3.000% 5/1 | 01449JAA3 | $15.3K | $12,750,000 | 2.7% |
| Accuray Inc | DEBT 3.500% 2/0 | 004397AF2 | $13.9K | $7,750,000 | 2.4% |
| Sunedison Inc | NOTE 2.750% 1/0 | 86732YAD1 | $13.2K | $7,500,000 | 2.3% |
| UTI Worldwide Inc | NOTE 4.500% 3/0 | 90349LAB0 | $11.2K | $10,000,000 | 1.9% |
| TAL ED Group | NOTE 2.500% 5/1 | G8663PAA6 | $11.0K | $8,000,000 | 1.9% |
| Healthways Inc | NOTE 1.500% 7/0 | 422245AB6 | $10.5K | $9,000,000 | 1.8% |
| Actavis PLC | PFD CONV SER A | G0083B116 | $10.3K | 10,000 | 1.8% |
| Chesapeake Energy Corp | NOTE 2.500% 5/1 | 165167BZ9 | $10.0K | $10,332,000 | 1.7% |
| RTI Intl Metals Inc | NOTE 3.000%12/0 | 74973WAA5 | $9.6K | $8,672,000 | 1.7% |
| Spectrum Pharmaceuticals Inc | NOTE 2.750%12/1 | 84763AAB4 | $9.3K | $10,000,000 | 1.6% |
| Medicines Co | DBCV 1.375% 6/0 | 584688AC9 | $9.0K | $7,500,000 | 1.5% |
| Quidel Corp | NOTE 3.250%12/1 | 74838JAA9 | $7.1K | $6,500,000 | 1.2% |
| Exelixis Inc | NOTE 4.250% 8/1 | 30161QAC8 | $6.9K | $9,000,000 | 1.2% |
| Enersys | NOTE 3.375% 6/0 | 29275YAA0 | $6.6K | $4,048,000 | 1.1% |
| Hologic Inc | FRNT 12/1 | 436440AG6 | $6.4K | $5,500,000 | 1.1% |
| Mannkind Corp | COM | 56400P201 | $6.3K | 1,215,061 | 1.1% |
| Pacira Pharmaceuticals Inc | NOTE 3.250% 2/0 | 695127AB6 | $5.3K | $1,466,000 | 0.9% |
| Amag Pharmaceuticals Inc | NOTE 2.500% 2/1 | 00163UAA4 | $5.2K | $2,500,000 | 0.9% |
| B2gold Corp | NOTE 3.250%10/0 | 11777QAB6 | $5.1K | $5,750,000 | 0.9% |
| Forest City Enterprises Inc | NOTE 4.250% 8/1 | 345550AP2 | $5.1K | $4,004,000 | 0.9% |
| Interdigital Inc | NOTE 2.500% 3/1 | 458660AB3 | $4.3K | $4,000,000 | 0.7% |
| Chesapeake Energy Corp | NOTE 2.500% 5/1 | 165167CA3 | $4.1K | $4,250,000 | 0.7% |
| Omnicare Inc | DBCV 3.250%12/1 | 681904AL2 | $3.3K | $3,000,000 | 0.6% |
| Trina Solar LTD | DEBT 4.000%10/1 | G90565AB1 | $3.1K | $3,000,000 | 0.5% |
| Aeterna Zentaris Inc | COM NEW | 007975303 | $3.1K | 5,732,967 | 0.5% |
| Chesapeake Energy Corp | NOTE 2.750%11/1 | 165167BW6 | $2.5K | $2,476,000 | 0.4% |
| Liberty Media Corp | DEB 3.750% 2/1 | 530715AL5 | $2.0K | $3,178,000 | 0.4% |
| Servicesource Intl LLC | NOTE 1.500% 8/0 | 81763UAB6 | $1.4K | $1,800,000 | 0.2% |
| Qihoo 360 Technology Co LTD | DEBT 0.500% 8/1 | G73030AB7 | $1.3K | $1,500,000 | 0.2% |
| Corsicanto LTD | NOTE 3.500% 1/1 | 220480AB3 | $1.1K | $1,000,000 | 0.2% |
| Array Biopharma Inc | NOTE 3.000% 6/0 | 04269XAA3 | $1.0K | $815,000 | 0.2% |
| Molycorp Inc del | COM | 608753109 | $517 | 1,342,341 | 0.1% |
| Spectrum Pharmaceuticals IncPut | COM | 84763A108 | $378 | 62,300 | 0.1% |
| CEL SCI Corp | *W EXP 10/11/201 | 150837177 | $202 | 629,750 | 0.0% |
| Superconductor Technologies | COM PAR $0.001 | 867931404 | $31 | 22,169 | 0.0% |
| Lightbridge Corp | COM | 53224K104 | $13 | 10,721 | 0.0% |
| Molycorp Inc del | NOTE 6.000% 9/0 | 608753AF6 | $1 | $10,000 | 0.0% |
| Molycorp Inc del | NOTE 5.500% 2/0 | 608753AH2 | $1 | $10,000 | 0.0% |