Q2 2016 Holdings
Filed 2016-08-15 | 38 holdings | $411.5K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Nvidia Corp | NOTE 1.000%12/0 | 67066GAC8 | $70.2K | $30,000,000 | 17.1% |
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $38.1K | $15,000,000 | 9.3% |
| Wesco Intl Inc | DBCV 6.000% 9/1 | 95082PAH8 | $35.9K | $19,800,000 | 8.7% |
| Fidelity National Financial | NOTE 4.250% 8/1 | 31620RAE5 | $32.8K | $15,752,000 | 8.0% |
| TAL ED Group | NOTE 2.500% 5/1 | 874080AB0 | $19.1K | $8,000,000 | 4.7% |
| Nuance Communications Inc | NOTE 2.750%11/0 | 67020YAF7 | $17.6K | $17,414,000 | 4.3% |
| Bottomline Tech del Inc | NOTE 1.500%12/0 | 101388AA4 | $16.1K | $15,905,000 | 3.9% |
| Ironwood Pharmaceuticals Inc | DBCV 2.250% 6/1 | 46333XAD0 | $15.6K | $15,000,000 | 3.8% |
| Finisar Corp | NOTE 0.500%12/1 | 31787AAM3 | $13.9K | $14,326,000 | 3.4% |
| Spansion LLC | NOTE 2.000% 9/0 | 84649PAL9 | $12.3K | $5,975,000 | 3.0% |
| Medicines Co | NOTE 2.500% 1/1 | 584688AE5 | $12.0K | $10,000,000 | 2.9% |
| Dynegy Inc New del | UNIT 07/01/20191 | 26817R405 | $10.8K | $100,000 | 2.6% |
| Accuray Inc | DEBT 3.500% 2/0 | 004397AF2 | $9.0K | $7,750,000 | 2.2% |
| Accuray Inc | NOTE 3.500% 2/0 | 004397AD7 | $8.9K | $7,700,000 | 2.2% |
| Accuray Inc | NOTE 3.750% 8/0 | 004397AB1 | $8.5K | $8,331,000 | 2.1% |
| Linkedin Corp | NOTE 0.500%11/0 | 53578AAB4 | $8.4K | $8,543,000 | 2.1% |
| Micron Technology Inc | NOTE 2.375% 5/0 | 595112AW3 | $8.0K | $5,326,000 | 1.9% |
| Ciena Corp | NOTE 0.875% 6/1 | 171779AE1 | $7.9K | $8,000,000 | 1.9% |
| Micron Technology Inc | NOTE 3.125% 5/0 | 595112AX1 | $7.7K | $5,000,000 | 1.9% |
| Integra Lifesciences Hldgs C | NOTE 1.625%12/1 | 457985AK5 | $7.6K | $5,000,000 | 1.9% |
| LGI Homes Inc | NOTE 4.250%11/1 | 50187TAB2 | $6.3K | $4,000,000 | 1.5% |
| General Cable Corp del New | FRNT 4.500%11/1 | 369300AL2 | $6.0K | $10,252,000 | 1.5% |
| Spectrum Pharmaceuticals Inc | NOTE 2.750%12/1 | 84763AAB4 | $5.8K | $6,250,000 | 1.4% |
| Insulet Corp | NOTE 2.000% 6/1 | 45784PAD3 | $5.7K | $6,000,000 | 1.4% |
| Servicesource Intl Inc | NOTE 1.500% 8/0 | 81763UAB6 | $4.6K | $5,175,000 | 1.1% |
| IGI Laboratories Inc | NOTE 3.750%12/1 | 449575AB5 | $4.5K | $5,000,000 | 1.1% |
| Spectranetics Corp | MTNF 2.625% 6/0 | 84760CAA5 | $4.5K | $5,000,000 | 1.1% |
| Interactive Intelligence GRO | NOTE 1.250% 6/0 | 45841VAB5 | $4.0K | $4,200,000 | 1.0% |
| Sequenom Inc | NOTE 5.000%10/0 | 817337AB4 | $3.2K | $4,500,000 | 0.8% |
| Trina Solar Limited | NOTE 4.000%10/1 | 89628EAE4 | $2.6K | $3,000,000 | 0.6% |
| Gogo Inc(GOGO) | COM | 38046C109 | $1.6K | 184,900 | 0.4% |
| Trina Solar Limited | SPON ADR | 89628E104 | $937 | 121,032 | 0.2% |
| Sequenom Inc | NOTE 5.000% 1/0 | 817337AC2 | $601 | $1,000,000 | 0.1% |
| Pernix Therapeutics Hldgs in | DBCV 4.250% 4/0 | 71426VAK4 | $531 | $2,000,000 | 0.1% |
| Teligent Inc New | COM | 87960W104 | $75 | 10,500 | 0.0% |
| CEL SCI Corp | *W EXP 10/11/201 | 150837177 | $46 | 628,350 | 0.0% |
| Biopharmx Corp | COM | 09072X101 | $26 | 39,800 | 0.0% |
| Copsync Inc | *W EXP 11/12/202 | 217712116 | $0 | 20,000 | 0.0% |