Q3 2016 Holdings
Filed 2016-11-14 | 294 holdings | $2.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cisco SYS Inc(CSCO) | COM | 17275R102 | $465.0K | 14,680 | 17.7% |
| DBX ETF TR(DBJP) | XTRAK MSCI JAPN | 233051507 | $274.0K | 8,302 | 10.5% |
| Abbvie Inc(ABBV) | COM | 00287Y109 | $258.0K | 4,101 | 9.8% |
| Conocophillips(COP) | COM | 20825C104 | $250.0K | 5,774 | 9.5% |
| Biogen Inc(BIIB) | COM | 09062X103 | $246.0K | 782 | 9.4% |
| Ishares TR(IVV) | CORE S&P500 ETF | 464287200 | $46.0K | 211,362 | 1.8% |
| Ishares TR(HYG)Put | IBOXX HI YD ETF | 464288513 | $40.1K | 460,000 | 1.5% |
| Intel Corp | SDCV 3.250% 8/0 | 458140AF7 | $34.0K | $18,584,000 | 1.3% |
| Allergan PLC | PFD CONV SER A | G0177J116 | $26.9K | 32,797 | 1.0% |
| Priceline GRP Inc | NOTE 0.350% 6/1 | 741503AS5 | $26.3K | $20,534,000 | 1.0% |
| Wells Fargo & Co New(WFC) | PERP PFD CNV A | 949746804 | $23.0K | 17,608 | 0.9% |
| Bank Amer Corp(BAC) | 7.25%CNV PFD L | 060505682 | $18.4K | 15,097 | 0.7% |
| Nvidia Corp | NOTE 1.000%12/0 | 67066GAC8 | $16.9K | $4,961,000 | 0.6% |
| Novellus SYS Inc | NOTE 2.625% 5/1 | 670008AD3 | $16.6K | $5,954,000 | 0.6% |
| Priceline GRP Inc | NOTE 1.000% 3/1 | 741503AQ9 | $16.0K | $10,106,000 | 0.6% |
| Ishares TR(AGG) | CORE US AGGBD ET | 464287226 | $15.2K | 135,106 | 0.6% |
| Frontier Communications Corp | PFD CONV SER-A | 35906A207 | $14.6K | 174,422 | 0.6% |
| Hologic Inc | FRNT 12/1 | 436440AG6 | $13.7K | $11,153,000 | 0.5% |
| Citrix SYS Inc | NOTE 0.500% 4/1 | 177376AD2 | $13.5K | $11,967,000 | 0.5% |
| Spirit Rlty Cap Inc New | NOTE 2.875% 5/1 | 84860WAA0 | $12.8K | $11,573,000 | 0.5% |
| LAM Research Corp | NOTE 1.250% 5/1 | 512807AL2 | $12.7K | $7,992,000 | 0.5% |
| RED HAT Inc | NOTE 0.250%10/0 | 756577AD4 | $12.3K | $9,737,000 | 0.5% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $12.0K | 55,278 | 0.5% |
| Southwestern Energy Co | DEP SHS 1/20 B | 845467208 | $11.1K | 351,115 | 0.4% |
| Illumina Inc | NOTE 6/1 | 452327AF6 | $10.8K | $10,476,000 | 0.4% |
| Old REP Intl Corp | NOTE 3.750% 3/1 | 680223AH7 | $10.2K | $8,533,000 | 0.4% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $10.2K | $7,980,000 | 0.4% |
| Anthem Inc | UNIT 05/01/20188 | 036752202 | $9.9K | 227,407 | 0.4% |
| Starwood Waypoint Residentl | NOTE 3.000% 7/0 | 85571WAB5 | $9.5K | $8,767,000 | 0.4% |
| Cemex SAB de CV | NOTE 3.750% 3/1 | 151290BC6 | $9.2K | $8,223,000 | 0.4% |
| Xilinx Inc | NOTE 2.625% 6/1 | 983919AF8 | $9.2K | $4,878,000 | 0.4% |
| American Tower Corp New | PFD CONV SER A | 03027X308 | $8.7K | 78,684 | 0.3% |
| WPX Energy Inc | PFD SER A CV | 98212B202 | $8.6K | 139,870 | 0.3% |
| Wright MED Group Inc | NOTE 2.000% 2/1 | 98235TAE7 | $8.5K | $7,985,000 | 0.3% |
| Dominion RES Inc VA New | UNIT 99/99/9999 | 25746U869 | $8.5K | 170,295 | 0.3% |
| Cheniere Energy Inc | NOTE 4.250% 3/1 | 16411RAG4 | $8.2K | $12,973,000 | 0.3% |
| Ishares TR(FLOT) | FLTG RATE BD ETF | 46429B655 | $7.9K | 155,431 | 0.3% |
| Intel Corp | SDCV 12/1 | 458140AD2 | $7.5K | $5,467,000 | 0.3% |
| Weatherford Intl LTD | NOTE 5.875% 7/0 | 947075AH0 | $7.4K | $6,558,000 | 0.3% |
| Newmont Mining Corp | NOTE 1.625% 7/1 | 651639AJ5 | $7.3K | $6,654,000 | 0.3% |
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $7.1K | $3,119,000 | 0.3% |
| Starwood Ppty TR Inc | NOTE 4.550% 3/0 | 85571BAA3 | $7.0K | $6,340,000 | 0.3% |
| Tesla Mtrs Inc | NOTE 0.250% 3/0 | 88160RAB7 | $6.8K | $7,624,000 | 0.3% |
| Pennymac Corp | NOTE 5.375% 5/0 | 70932AAB9 | $6.7K | $6,967,000 | 0.3% |
| RPM Intl Inc | NOTE 2.250%12/1 | 749685AT0 | $6.6K | $5,540,000 | 0.3% |
| Salesforce COM Inc | NOTE 0.250% 4/0 | 79466LAD6 | $6.6K | $5,486,000 | 0.3% |
| Nextera Energy Inc | UNIT 08/31/2018 | 65339F846 | $6.5K | 110,070 | 0.2% |
| Welltower Inc | 6.50% PFD PREPET | 95040Q203 | $6.5K | 97,866 | 0.2% |
| Wabash Natl Corp | NOTE 3.375% 5/0 | 929566AH0 | $6.4K | $4,816,000 | 0.2% |
| Ishares TR(IWD) | RUS 1000 VAL ETF | 464287598 | $6.4K | 60,761 | 0.2% |