Q3 2016 Holdings
Filed 2016-11-14 | 43 holdings | $711.1K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Microchip Technology Inc | SDCV 2.125%12/1 | 595017AB0 | $138.4K | $53,363,000 | 19.5% |
| Integra Lifesciences Hldgs C | NOTE 1.625%12/1 | 457985AK5 | $81.1K | $51,727,000 | 11.4% |
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $55.1K | $24,000,000 | 7.7% |
| Nvidia Corp | NOTE 1.000%12/0 | 67066GAC8 | $51.0K | $15,000,000 | 7.2% |
| Medicines Co | NOTE 2.500% 1/1 | 584688AE5 | $32.5K | $25,000,000 | 4.6% |
| Take-Two Interactive Softwar | NOTE 1.750%12/0 | 874054AC3 | $31.8K | $13,435,000 | 4.5% |
| Bottomline Tech del Inc | NOTE 1.500%12/0 | 101388AA4 | $29.9K | $29,105,000 | 4.2% |
| Micron Technology Inc | NOTE 2.375% 5/0 | 595112AW3 | $25.5K | $13,326,000 | 3.6% |
| Ironwood Pharmaceuticals Inc | DBCV 2.250% 6/1 | 46333XAD0 | $22.0K | $18,300,000 | 3.1% |
| TAL ED Group | NOTE 2.500% 5/1 | 874080AB0 | $21.7K | $7,999,000 | 3.1% |
| Ariad Pharmaceuticals Inc Note | Convertible Bond | 04033AAA8 | $20.9K | $12,905,000 | 2.9% |
| Nuance Communications Inc | NOTE 2.750%11/0 | 67020YAF7 | $20.8K | $20,414,000 | 2.9% |
| Finisar Corp | NOTE 0.500%12/1 | 31787AAM3 | $18.3K | $15,522,000 | 2.6% |
| Cepheid | DBCV 1.250% 2/0 | 15670RAC1 | $16.3K | $15,673,000 | 2.3% |
| Spansion LLC | NOTE 2.000% 9/0 | 84649PAL9 | $14.0K | $5,975,000 | 2.0% |
| Accuray Inc | DEBT 3.500% 2/0 | 004397AF2 | $12.5K | $9,500,000 | 1.8% |
| Accuray Inc | NOTE 3.500% 2/0 | 004397AD7 | $11.1K | $8,450,000 | 1.6% |
| Micron Technology Inc | NOTE 3.125% 5/0 | 595112AX1 | $9.6K | $5,000,000 | 1.3% |
| Insulet Corp | NOTE 2.000% 6/1 | 45784PAD3 | $9.4K | $8,487,000 | 1.3% |
| Spectrum Pharmaceuticals Inc | NOTE 2.750%12/1 | 84763AAB4 | $9.1K | $10,000,000 | 1.3% |
| Linkedin Corp | NOTE 0.500%11/0 | 53578AAB4 | $8.5K | $8,543,000 | 1.2% |
| Interactive Intelligence GRO | NOTE 1.250% 6/0 | 45841VAB5 | $8.3K | $7,200,000 | 1.2% |
| Dynegy Inc New del | UNIT 07/01/20191 | 26817R405 | $8.3K | $100,000 | 1.2% |
| Spectranetics Corp | MTNF 2.625% 6/0 | 84760CAA5 | $7.5K | $7,000,000 | 1.1% |
| General Cable Corp del New | FRNT 4.500%11/1 | 369300AL2 | $7.1K | $10,252,000 | 1.0% |
| LGI Homes Inc | NOTE 4.250%11/1 | 50187TAB2 | $7.1K | $4,000,000 | 1.0% |
| Array Biopharma Inc | NOTE 3.000% 6/0 | 04269XAA3 | $6.0K | $5,000,000 | 0.8% |
| Servicesource Intl Inc | NOTE 1.500% 8/0 | 81763UAB6 | $5.0K | $5,175,000 | 0.7% |
| IGI Laboratories Inc | NOTE 3.750%12/1 | 449575AB5 | $4.9K | $5,000,000 | 0.7% |
| Quidel Corp | NOTE 3.250%12/1 | 74838JAA9 | $3.1K | $3,000,000 | 0.4% |
| Trina Solar Limited | NOTE 4.000%10/1 | 89628EAE4 | $2.9K | $3,000,000 | 0.4% |
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $2.5K | $3,000,000 | 0.3% |
| Gogo Inc(GOGO) | COM | 38046C109 | $2.0K | 184,900 | 0.3% |
| Depomed Inc | NOTE 2.500% 9/0 | 249908AA2 | $1.4K | $1,000,000 | 0.2% |
| Mercadolibre Inc | NOTE 2.250% 7/0 | 58733RAB8 | $1.4K | $875,000 | 0.2% |
| Trina Solar Limited | SPON ADR | 89628E104 | $1.2K | 121,032 | 0.2% |
| Dominion RES Inc VA New | UNIT 08/15/2019 | 25746U836 | $1.0K | $20,000 | 0.1% |
| Shutterfly Inc | NOTE 0.250% 5/1 | 82568PAB2 | $984 | $1,000,000 | 0.1% |
| Pernix Therapeutics Hldgs in | DBCV 4.250% 4/0 | 71426VAK4 | $742 | $2,000,000 | 0.1% |
| Teligent Inc New | COM | 87960W104 | $80 | 10,500 | 0.0% |
| CEL SCI Corp | *W EXP 10/11/201 | 150837177 | $40 | 628,350 | 0.0% |
| Biopharmx Corp | COM | 09072X101 | $7 | 12,881 | 0.0% |
| Copsync Inc | *W EXP 11/12/202 | 217712116 | $0 | 20,000 | 0.0% |