Q3 2016 Holdings
Filed 2016-11-02 | 128 holdings | $7.8M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2016-11-17) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Connectone Bancorp Inc New(CNOB)A | COM | 20786W107 | $6.9M | 383,890 | 88.8% |
| Spdr S&P 500 ETF TR(SPY)PutA | TR UNIT | 78462F103 | $64.9K | 300,000 | 0.8% |
| Ishares TR(IWM)PutA | RUSSELL 2000 ETF | 464287655 | $46.6K | 375,000 | 0.6% |
| BNC BancorpA | COM | 05566T101 | $38.4K | 1,579,458 | 0.5% |
| Yadkin Finl CorpA | COM | 984305102 | $35.9K | 1,365,574 | 0.5% |
| Opus BK Irvine CalifA | COM | 684000102 | $22.0K | 620,840 | 0.3% |
| Select Sector Spdr TR(XLF)PutA | SBI INT-FINL | 81369Y605 | $20.3K | 1,050,000 | 0.3% |
| Atlantic Cap Bancshares Inc(ACBIUSD)A | COM | 048269203 | $20.2K | 1,349,955 | 0.3% |
| Triumph Bancorp Inc(TFIN)A | COM | 89679E300 | $18.3K | 923,223 | 0.2% |
| First Fndtn Inc(FFWM)A | COM | 32026V104 | $17.8K | 720,158 | 0.2% |
| Synchrony Finl(SYF)A | COM | 87165B103 | $16.1K | 575,000 | 0.2% |
| United Finl Bancorp Inc NewA | COM | 910304104 | $14.9K | 1,074,843 | 0.2% |
| Ameris Bancorp(ABCB)A | COM | 03076K108 | $14.7K | 420,004 | 0.2% |
| Keycorp New(KEY)A | COM | 493267108 | $14.6K | 1,200,000 | 0.2% |
| New York Cmnty Bancorp Inc(NYCBEUR)A | COM | 649445103 | $14.2K | 1,000,000 | 0.2% |
| Cowen Group Inc NewA | CL A | 223622101 | $13.5K | 3,731,849 | 0.2% |
| PNC Finl Svcs Group Inc(PNC)PutA | COM | 693475105 | $13.5K | 150,000 | 0.2% |
| Astoria Finl CorpA | COM | 046265104 | $12.6K | 860,000 | 0.2% |
| Bank Amer Corp(BAC)A | COM | 060505104 | $12.5K | 800,600 | 0.2% |
| JPMorgan Chase & Co(JPM)PutA | COM | 46625H100 | $12.5K | 187,500 | 0.2% |
| Citizens Finl Group Inc(CFG)A | COM | 174610105 | $12.4K | 500,000 | 0.2% |
| Boston Private Finl Hldgs in(BPFH)A | COM | 101119105 | $12.3K | 958,220 | 0.2% |
| Home Bancshares Inc(HOMB)A | COM | 436893200 | $12.0K | 577,500 | 0.2% |
| Western Alliance Bancorp(WAL)A | COM | 957638109 | $11.3K | 300,000 | 0.1% |
| Spdr Series Trust(KRE)PutA | S&P REGL BKG | 78464A698 | $11.1K | 262,500 | 0.1% |
| Capital One Finl Corp(COF)PutA | COM | 14040H105 | $10.8K | 150,000 | 0.1% |
| Hometrust Bancshares Inc(HTB)A | COM | 437872104 | $10.7K | 577,562 | 0.1% |
| Comerica Inc(CMA)PutA | COM | 200340107 | $10.6K | 225,000 | 0.1% |
| Fidelity Southern Corp NewA | COM | 316394105 | $10.6K | 575,694 | 0.1% |
| Synovus Finl Corp(SYU1)A | COM NEW | 87161C501 | $10.6K | 325,000 | 0.1% |
| State BK Finl CorpA | COM | 856190103 | $10.4K | 456,042 | 0.1% |
| Allstate Corp(ALL)PutA | COM | 020002101 | $10.4K | 150,000 | 0.1% |
| US Bancorp del(USB)PutA | COM NEW | 902973304 | $9.7K | 225,000 | 0.1% |
| American Express Co(AXP)PutA | COM | 025816109 | $9.6K | 150,000 | 0.1% |
| Citigroup Inc(C)A | COM NEW | 172967424 | $9.4K | 200,000 | 0.1% |
| Bank New York Mellon Corp(BK)PutA | COM | 064058100 | $9.0K | 225,000 | 0.1% |
| Oceanfirst Finl Corp(OCFC)A | COM | 675234108 | $8.8K | 457,850 | 0.1% |
| Suntrust BKS IncA | COM | 867914103 | $8.8K | 200,000 | 0.1% |
| FB Finl Corp(FBK)A | COM | 30257X104 | $8.3K | 409,984 | 0.1% |
| Equity Bancshares Inc(EQBK)A | COM CL A | 29460X109 | $8.0K | 309,877 | 0.1% |
| Southern First Bancshares in(SFST)A | COM | 842873101 | $8.0K | 288,636 | 0.1% |
| TD Ameritrade Hldg Corp(AMT)PutA | COM | 87236Y108 | $7.9K | 225,000 | 0.1% |
| Park Sterling CorpA | COM | 70086Y105 | $7.6K | 935,845 | 0.1% |
| Seacoast BKG Corp FLA(SBCF)A | COM NEW | 811707801 | $7.2K | 445,158 | 0.1% |
| Silvercrest Asset Mgmt Group(SAMG)A | CL A | 828359109 | $7.1K | 600,761 | 0.1% |
| Schwab Charles Corp New(SCHW)PutA | COM | 808513105 | $7.1K | 225,000 | 0.1% |
| BB&T Corp(BBTUSD)PutA | COM | 054937107 | $7.1K | 187,500 | 0.1% |
| Zions Bancorporation(ZION)PutA | COM | 989701107 | $7.0K | 225,000 | 0.1% |
| Wells Fargo & Co New(WFC)PutA | COM | 949746101 | $6.6K | 150,000 | 0.1% |
| Morgan Stanley(MS)A | COM NEW | 617446448 | $6.5K | 204,200 | 0.1% |