Q4 2016 Holdings
Filed 2017-02-10 | 302 holdings | $2.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cisco SYS Inc(CSCO) | COM | 17275R102 | $443.0K | 14,655 | 17.0% |
| DBX ETF TR(DBJP) | XTRAK MSCI JAPN | 233051507 | $309.0K | 8,284 | 11.8% |
| Conocophillips(COP) | COM | 20825C104 | $291.0K | 5,762 | 11.2% |
| Abbvie Inc(ABBV) | COM | 00287Y109 | $252.0K | 4,019 | 9.7% |
| Biogen Inc(BIIB) | COM | 09062X103 | $223.0K | 781 | 8.6% |
| Ishares TR(IVV) | CORE S&P500 ETF | 464287200 | $45.3K | 201,307 | 1.7% |
| Intel Corp | SDCV 3.250% 8/0 | 458140AF7 | $32.9K | $18,644,000 | 1.3% |
| Priceline GRP Inc | NOTE 0.350% 6/1 | 741503AS5 | $26.7K | $20,970,000 | 1.0% |
| Allergan PLC | PFD CONV SER A | G0177J116 | $25.5K | 33,508 | 1.0% |
| Wells Fargo & Co New(WFC) | PERP PFD CNV A | 949746804 | $18.5K | 15,581 | 0.7% |
| Novellus SYS Inc | NOTE 2.625% 5/1 | 670008AD3 | $17.8K | $5,728,000 | 0.7% |
| Bank Amer Corp(BAC) | 7.25%CNV PFD L | 060505682 | $17.5K | 14,965 | 0.7% |
| Nvidia Corp | NOTE 1.000%12/0 | 67066GAC8 | $17.3K | $3,256,000 | 0.7% |
| Priceline GRP Inc | NOTE 1.000% 3/1 | 741503AQ9 | $15.7K | $9,957,000 | 0.6% |
| Citrix SYS Inc | NOTE 0.500% 4/1 | 177376AD2 | $15.4K | $13,308,000 | 0.6% |
| Ishares TR(AGG) | CORE US AGGBD ET | 464287226 | $14.4K | 133,075 | 0.6% |
| Hologic Inc | FRNT 12/1 | 436440AG6 | $14.2K | $11,588,000 | 0.5% |
| LAM Research Corp | NOTE 1.250% 5/1 | 512807AL2 | $14.2K | $8,083,000 | 0.5% |
| Anthem Inc | UNIT 05/01/20188 | 036752202 | $13.0K | 276,447 | 0.5% |
| RED HAT Inc | NOTE 0.250%10/0 | 756577AD4 | $12.3K | $10,497,000 | 0.5% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $11.0K | $8,452,000 | 0.4% |
| Spirit Rlty Cap Inc New | NOTE 2.875% 5/1 | 84860WAA0 | $10.9K | $10,518,000 | 0.4% |
| Old REP Intl Corp | NOTE 3.750% 3/1 | 680223AH7 | $10.8K | $8,631,000 | 0.4% |
| Xilinx Inc | NOTE 2.625% 6/1 | 983919AF8 | $10.3K | $4,899,000 | 0.4% |
| Illumina Inc | NOTE 6/1 | 452327AF6 | $10.0K | $10,489,000 | 0.4% |
| Starwood Waypoint Residentl | NOTE 3.000% 7/0 | 85571WAB5 | $9.9K | $9,042,000 | 0.4% |
| WPX Energy Inc | PFD SER A CV | 98212B202 | $9.6K | 146,485 | 0.4% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $9.4K | 42,049 | 0.4% |
| Ironwood Pharmaceuticals Inc | DBCV 2.250% 6/1 | 46333XAD0 | $9.3K | $8,090,000 | 0.4% |
| Macquarie Infrastructure COR | NOTE 2.875% 7/1 | 55608BAA3 | $9.1K | $7,857,000 | 0.3% |
| Southwestern Energy Co | DEP SHS 1/20 B | 845467208 | $9.1K | 357,120 | 0.3% |
| Intel Corp | SDCV 12/1 | 458140AD2 | $8.9K | $6,554,000 | 0.3% |
| Newmont Mining Corp | NOTE 1.625% 7/1 | 651639AJ5 | $8.8K | $8,592,000 | 0.3% |
| Dominion RES Inc VA New | UNIT 99/99/9999 | 25746U869 | $8.7K | 173,565 | 0.3% |
| Ishares TR(FLOT) | FLTG RATE BD ETF | 46429B655 | $8.3K | 164,179 | 0.3% |
| Keycorp New | PFD 7.75% SR A | 493267405 | $8.2K | 60,734 | 0.3% |
| Ishares TR(IWD) | RUS 1000 VAL ETF | 464287598 | $8.0K | 71,345 | 0.3% |
| Cheniere Energy Inc | NOTE 4.250% 3/1 | 16411RAG4 | $7.9K | $12,973,000 | 0.3% |
| Herbalife LTD | NOTE 2.000% 8/1 | 42703MAB9 | $7.8K | $8,503,000 | 0.3% |
| T Mobile US Inc | CONV PFD SER A | 872590203 | $7.7K | 81,575 | 0.3% |
| Seacor Holdings Inc | NOTE 3.000%11/1 | 81170YAB5 | $7.5K | $8,516,000 | 0.3% |
| PDC Energy Inc | NOTE 1.125% 9/1 | 69327RAD3 | $7.5K | $6,743,000 | 0.3% |
| Anthem Inc | NOTE 2.750%10/1 | 94973VBG1 | $7.3K | $3,687,000 | 0.3% |
| Tesla Mtrs Inc | NOTE 0.250% 3/0 | 88160RAB7 | $7.2K | $7,777,000 | 0.3% |
| Weatherford Intl LTD | NOTE 5.875% 7/0 | 947075AH0 | $7.1K | $6,558,000 | 0.3% |
| Starwood Ppty TR Inc | NOTE 4.550% 3/0 | 85571BAA3 | $7.0K | $6,441,000 | 0.3% |
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $7.0K | $3,135,000 | 0.3% |
| Interdigital Inc | NOTE 1.500% 3/0 | 458660AD9 | $6.7K | $4,977,000 | 0.3% |
| Micron Technology Inc | NOTE 2.125% 2/1 | 595112AV5 | $6.7K | $3,219,000 | 0.3% |
| RPM Intl Inc | NOTE 2.250%12/1 | 749685AT0 | $6.7K | $5,615,000 | 0.3% |