Q4 2016 Holdings
Filed 2017-02-14 | 51 holdings | $1.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Microchip Technology Inc | SDCV 2.125%12/1 | 595017AB0 | $244.5K | $90,882,000 | 23.2% |
| Nvidia Corp | NOTE 1.000%12/0 | 67066GAC8 | $194.5K | $36,749,000 | 18.5% |
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $58.4K | $26,038,000 | 5.5% |
| Micron Technology Inc | NOTE 2.375% 5/0 | 595112AW3 | $54.2K | $23,326,000 | 5.1% |
| Micron Technology Inc | NOTE 3.125% 5/0 | 595112AX1 | $48.4K | $21,046,000 | 4.6% |
| Medicines Co | NOTE 2.500% 1/1 | 584688AE5 | $33.4K | $27,500,000 | 3.2% |
| Mercadolibre Inc | NOTE 2.250% 7/0 | 58733RAB8 | $31.2K | $22,405,000 | 3.0% |
| Bottomline Tech del Inc | NOTE 1.500%12/0 | 101388AA4 | $31.0K | $30,105,000 | 2.9% |
| Illumina Inc | NOTE 6/1 | 452327AF6 | $26.3K | $27,400,000 | 2.5% |
| Finisar Corp | NOTE 0.500%12/1 | 31787AAM3 | $22.3K | $18,772,000 | 2.1% |
| TAL ED Group | NOTE 2.500% 5/1 | 874080AB0 | $21.4K | $7,999,000 | 2.0% |
| Ironwood Pharmaceuticals Inc | DBCV 2.250% 6/1 | 46333XAD0 | $21.2K | $18,300,000 | 2.0% |
| Nuance Communications Inc | NOTE 2.750%11/0 | 67020YAF7 | $20.7K | $20,414,000 | 2.0% |
| Cornerstone Ondemand Inc | NOTE 1.500% 7/0 | 21925YAB9 | $16.8K | $16,000,000 | 1.6% |
| Depomed Inc | NOTE 2.500% 9/0 | 249908AA2 | $16.8K | $14,500,000 | 1.6% |
| Spectranetics Corp | MTNF 2.625% 6/0 | 84760CAA5 | $15.6K | $15,000,000 | 1.5% |
| Insulet Corp | NOTE 2.000% 6/1 | 45784PAD3 | $15.4K | $14,267,000 | 1.5% |
| Accuray Inc | DEBT 3.500% 2/0 | 004397AF2 | $15.0K | $13,750,000 | 1.4% |
| Spansion LLC | NOTE 2.000% 9/0 | 84649PAL9 | $13.4K | $5,975,000 | 1.3% |
| Shutterfly Inc | NOTE 0.250% 5/1 | 82568PAB2 | $12.6K | $12,510,000 | 1.2% |
| Pandora Media Inc | NOTE 1.750%12/0 | 698354AB3 | $12.4K | $12,000,000 | 1.2% |
| General Cable Corp del New | FRNT 4.500%11/1 | 369300AL2 | $11.1K | $14,002,000 | 1.1% |
| Theravance Biopharma Inc | NOTE 3.250%11/0 | 88339KAA0 | $10.4K | $9,000,000 | 1.0% |
| Accuray Inc | NOTE 3.500% 2/0 | 004397AD7 | $9.8K | $8,950,000 | 0.9% |
| Spectrum Pharmaceuticals Inc | NOTE 2.750%12/1 | 84763AAB4 | $9.7K | $10,500,000 | 0.9% |
| Healthways Inc | NOTE 1.500% 7/0 | 422245AB6 | $6.4K | $5,000,000 | 0.6% |
| Albany Molecular Resh Inc | NOTE 2.250%11/1 | 012423AB5 | $6.3K | $4,826,000 | 0.6% |
| Dynegy Inc New del | UNIT 07/01/20191 | 26817R405 | $6.2K | $100,000 | 0.6% |
| WEB COM Group Inc | NOTE 1.000% 8/1 | 94733AAA2 | $6.1K | $6,287,000 | 0.6% |
| Ctrip COM Intl LTD | NOTE 1.250%10/1 | 22943FAD2 | $5.8K | $5,000,000 | 0.6% |
| Wabash Natl Corp | NOTE 3.375% 5/0 | 929566AH0 | $5.8K | $4,000,000 | 0.6% |
| LGI Homes Inc | NOTE 4.250%11/1 | 50187TAB2 | $5.8K | $4,000,000 | 0.5% |
| Infinera Corporation | DBCV 1.750% 6/0 | 45667GAB9 | $5.5K | $5,298,000 | 0.5% |
| Webmd Health Corp | NOTE 2.500% 1/3 | 94770VAF9 | $4.7K | $4,500,000 | 0.4% |
| IGI Laboratories Inc | NOTE 3.750%12/1 | 449575AB5 | $4.7K | $5,000,000 | 0.4% |
| Brocade Communications SYS I | NOTE 1.375% 1/0 | 111621AQ1 | $3.0K | $3,000,000 | 0.3% |
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $3.0K | $4,000,000 | 0.3% |
| Quidel Corp | NOTE 3.250%12/1 | 74838JAA9 | $3.0K | $3,000,000 | 0.3% |
| Mgic Invt Corp WIS | NOTE 2.000% 4/0 | 552848AE3 | $2.9K | $1,925,000 | 0.3% |
| Trina Solar Limited | SPON ADR | 89628E104 | $2.5K | 264,006 | 0.2% |
| Servicesource Intl Inc | NOTE 1.500% 8/0 | 81763UAB6 | $2.4K | $2,500,000 | 0.2% |
| Viavi Solutions Inc(VIAV)Call | COM | 925550105 | $2.2K | 270,000 | 0.2% |
| Fluidigm Corp del | NOTE 2.750% 2/0 | 34385PAA6 | $1.8K | $2,500,000 | 0.2% |
| Gogo Inc(GOGO) | COM | 38046C109 | $1.7K | 184,900 | 0.2% |
| Enernoc Inc | DBCV 2.250% 8/1 | 292764AB3 | $1.6K | $2,000,000 | 0.2% |
| Pacira Pharmaceuticals Inc | NOTE 3.250% 2/0 | 695127AB6 | $1.4K | $1,000,000 | 0.1% |
| IxiaPut | COM | 45071R109 | $1.4K | 86,200 | 0.1% |
| Stillwater MNG Co | NOTE 1.750%10/1 | 86074QAL6 | $1.3K | $1,000,000 | 0.1% |
| Euronet Worldwide Inc | NOTE 1.500%10/0 | 298736AH2 | $1.2K | $1,000,000 | 0.1% |
| Pernix Therapeutics Hldgs in | DBCV 4.250% 4/0 | 71426VAK4 | $546 | $2,000,000 | 0.1% |