Q1 2017 Holdings
Filed 2017-05-15 | 59 holdings | $5.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Barclays BK PLC(DJP) | DJUBS CMDT ETN36 | 06738C778 | $5.1M | 217,460 | 86.1% |
| Charter Communications Inc N(CHTR) | CL A | 16119P108 | $543.0K | 1,660 | 9.1% |
| Analog Devices Inc(ADI)Put | COM | 032654105 | $79.3K | 968,100 | 1.3% |
| Analog Devices Inc(ADI)Call | COM | 032654105 | $79.3K | 968,100 | 1.3% |
| Ishares TR(SHY) | 1-3 YR TR BD ETF | 464287457 | $16.0K | 189,492 | 0.3% |
| Ishares TR(IGSB) | 1-3 YR CR BD ETF | 464288646 | $15.2K | 144,843 | 0.3% |
| Ishares TR(ACWI) | MSCI ACWI ETF | 464288257 | $12.3K | 195,089 | 0.2% |
| JPMorgan Chase & Co(AMJEUR) | ALERIAN ML ETN | 46625H365 | $11.5K | 356,902 | 0.2% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $9.1K | 38,591 | 0.2% |
| Ishares TR(EMB) | JP MOR EM MK ETF | 464288281 | $8.8K | 77,471 | 0.1% |
| TPG Specialty Lending Inc | COM | 87265K102 | $8.0K | 394,089 | 0.1% |
| TPG Specialty Lending Inc | NOTE 4.500%12/1 | 87265KAB8 | $8.0K | 394,089 | 0.1% |
| Anavex Life Sciences Corp(AVXL)Put | COM NEW | 032797300 | $5.6K | 968,100 | 0.1% |
| Morgan Stanley(MS) | COM NEW | 617446448 | $3.9K | 91,638 | 0.1% |
| Ishares TR(IVV) | CORE S&P500 ETF | 464287200 | $2.6K | 11,046 | 0.0% |
| Spdr Gold Trust(GLD) | GOLD SHS | 78463V107 | $2.6K | 22,023 | 0.0% |
| Ishares TR(AGG) | CORE US AGGBD ET | 464287226 | $2.1K | 19,736 | 0.0% |
| Ishares TR(EEM) | MSCI EMG MKT ETF | 464287234 | $2.1K | 52,396 | 0.0% |
| Ishares TR(IYR) | U.S. REAL ES ETF | 464287739 | $1.1K | 14,107 | 0.0% |
| Apple Inc(AAPL) | COM | 037833100 | $1.1K | 7,629 | 0.0% |
| Ishares TR(EFA) | MSCI EAFE ETF | 464287465 | $864 | 13,870 | 0.0% |
| American Intl Group Inc(AIG) | COM NEW | 026874784 | $848 | 13,587 | 0.0% |
| Pfizer Inc(PFE) | COM | 717081103 | $604 | 17,642 | 0.0% |
| AV Homes Inc | COM | 00234P102 | $597 | 36,271 | 0.0% |
| Facebook Inc(META) | CL A | 30303M102 | $590 | 4,153 | 0.0% |
| Citigroup Inc(C) | COM NEW | 172967424 | $579 | 9,681 | 0.0% |
| Restaurant Brands Intl Inc(QSR) | COM | 76131D103 | $502 | 9,005 | 0.0% |
| Ishares TR(HYG) | IBOXX HI YD ETF | 464288513 | $461 | 5,255 | 0.0% |
| Bank Amer Corp(BAC) | COM | 060505104 | $436 | 18,491 | 0.0% |
| Bank Amer Corp(BAC) | 7.25%CNV PFD L | 060505682 | $436 | 18,491 | 0.0% |
| Raytheon Co(RTN1USD) | COM NEW | 755111507 | $420 | 2,755 | 0.0% |
| Allergan PLC | PFD CONV SER A | G0177J116 | $412 | 1,726 | 0.0% |
| Allergan PLC | SHS | G0177J108 | $412 | 1,726 | 0.0% |
| EXA Corp | COM | 300614500 | $392 | 30,870 | 0.0% |
| Ishares(EUFN) | MSCI EURO FL ETF | 464289180 | $370 | 18,232 | 0.0% |
| Microsoft Corp(MSFT) | COM | 594918104 | $354 | 5,373 | 0.0% |
| Amazon COM Inc(AMZN) | COM | 023135106 | $338 | 381 | 0.0% |
| Colony Northstar Inc | CL A COM | 19625W104 | $327 | 25,293 | 0.0% |
| Colony Cap Inc | NOTE 5.000% 4/1 | 19624RAA4 | $327 | 25,293 | 0.0% |
| Colony Cap Inc | NOTE 3.875% 1/1 | 19624RAB2 | $327 | 25,293 | 0.0% |
| Ishares(EWG) | MSCI GERMANY ETF | 464286806 | $316 | 11,000 | 0.0% |
| Wells Fargo & Co | MTNF 1/2 | 94986RQJ3 | $307 | 5,518 | 0.0% |
| Wells Fargo & Co New(WFC) | PERP PFD CNV A | 949746804 | $307 | 5,518 | 0.0% |
| Wells Fargo & Co | MTNF 1/2 | 94986RPJ4 | $307 | 5,518 | 0.0% |
| Wells Fargo & Co | MTNF 6/0 | 94986RQF1 | $307 | 5,518 | 0.0% |
| Wells Fargo & Co | MTNF 6/1 | 94986RQH7 | $307 | 5,518 | 0.0% |
| Wells Fargo & Co | MTNF 0.125% 3/1 | 94986RTK7 | $307 | 5,518 | 0.0% |
| Wells Fargo & Co | MTNF 0.125% 2/2 | 94986RVY4 | $307 | 5,518 | 0.0% |
| Wells Fargo & Co New(WFC) | COM | 949746101 | $307 | 5,518 | 0.0% |
| Gramercy Ppty TR | COM NEW | 385002308 | $304 | 11,569 | 0.0% |