Q3 2017 Holdings
Filed 2017-11-14 | 310 holdings | $3.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| DBX ETF TR(DBJP) | XTRAK MSCI JAPN | 233051507 | $596.0K | 14,731 | 19.0% |
| Cisco SYS Inc(CSCO) | COM | 17275R102 | $515.0K | 15,335 | 16.4% |
| Abbvie Inc(ABBV) | COM | 00287Y109 | $351.0K | 3,944 | 11.2% |
| Costco Whsl Corp New(COST) | COM | 22160K105 | $264.0K | 1,618 | 8.4% |
| Biogen Inc(BIIB) | COM | 09062X103 | $240.0K | 765 | 7.7% |
| Ishares TR(IVV) | CORE S&P500 ETF | 464287200 | $34.1K | 134,916 | 1.1% |
| Intel Corp | SDCV 3.250% 8/0 | 458140AF7 | $30.2K | $16,413,000 | 1.0% |
| Novellus SYS Inc | NOTE 2.625% 5/1 | 670008AD3 | $29.3K | $5,330,000 | 0.9% |
| Allergan PLC | PFD CONV SER A | G0177J116 | $26.4K | 35,839 | 0.8% |
| Wells Fargo Co New(WFC) | PERP PFD CNV A | 949746804 | $21.9K | 16,641 | 0.7% |
| Priceline GRP Inc | NOTE 0.350% 6/1 | 741503AS5 | $20.9K | $14,490,000 | 0.7% |
| Bank Amer Corp(BAC) | 7.25%CNV PFD L | 060505682 | $20.4K | 15,686 | 0.7% |
| Intel Corp | SDCV 2.950%12/1 | 458140AD2 | $17.7K | $12,462,000 | 0.6% |
| Anthem Inc | UNIT 05/01/20188 | 036752202 | $17.1K | 328,519 | 0.5% |
| Dish Network Corp | NOTE 3.375% 8/1 | 25470MAB5 | $16.8K | $15,041,000 | 0.5% |
| Priceline GRP Inc | NOTE 0.900% 9/1 | 741503AX4 | $15.4K | $13,420,000 | 0.5% |
| Priceline GRP Inc | NOTE 1.000% 3/1 | 741503AQ9 | $14.7K | $7,594,000 | 0.5% |
| Becton Dickinson & Co | PFD SHS CONV A | 075887208 | $14.4K | 261,707 | 0.5% |
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $14.0K | $4,486,000 | 0.4% |
| Quidel Corp | NOTE 3.250%12/1 | 74838JAA9 | $13.7K | $9,067,000 | 0.4% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $13.7K | $7,841,000 | 0.4% |
| RED HAT Inc | NOTE 0.250%10/0 | 756577AD4 | $13.6K | $8,824,000 | 0.4% |
| Weatherford Intl LTD | NOTE 5.875% 7/0 | 947075AH0 | $13.3K | $12,192,000 | 0.4% |
| Anthem Inc | NOTE 2.750%10/1 | 94973VBG1 | $13.2K | $5,088,000 | 0.4% |
| Illumina Inc | NOTE 6/1 | 452327AF6 | $12.6K | $11,963,000 | 0.4% |
| Micron Technology Inc | NOTE 2.125% 2/1 | 595112AV5 | $12.1K | $3,391,000 | 0.4% |
| Starwood Waypoint Residentl | NOTE 3.000% 7/0 | 85571WAB5 | $12.0K | $9,805,000 | 0.4% |
| LAM Research Corp | NOTE 1.250% 5/1 | 512807AL2 | $11.1K | $3,646,000 | 0.4% |
| Ishares TR(AGG) | CORE US AGGBD ET | 464287226 | $10.2K | 93,280 | 0.3% |
| Navistar Intl Corp New | NOTE 4.750% 4/1 | 63934EAS7 | $10.2K | $9,294,000 | 0.3% |
| Envestnet Inc | NOTE 1.750%12/1 | 29404KAA4 | $10.1K | $9,650,000 | 0.3% |
| Yahoo Inc | NOTE 12/0 | 984332AF3 | $10.0K | $7,744,000 | 0.3% |
| Herbalife LTD | NOTE 2.000% 8/1 | 42703MAB9 | $9.6K | $9,600,000 | 0.3% |
| Tesla Inc | NOTE 0.250% 3/0 | 88160RAB7 | $9.4K | $8,546,000 | 0.3% |
| Ironwood Pharmaceuticals Inc | DBCV 2.250% 6/1 | 46333XAD0 | $9.3K | $7,831,000 | 0.3% |
| Cheniere Energy Inc | NOTE 4.250% 3/1 | 16411RAG4 | $9.2K | $13,342,000 | 0.3% |
| Welltower Inc | 6.50% PFD PREPET | 95040Q203 | $9.2K | 145,015 | 0.3% |
| Citrix SYS Inc | NOTE 0.500% 4/1 | 177376AD2 | $9.0K | $7,724,000 | 0.3% |
| Wright MED Group Inc | NOTE 2.000% 2/1 | 98235TAE7 | $8.7K | $8,034,000 | 0.3% |
| Illumina Inc | NOTE 0.500% 6/1 | 452327AH2 | $8.6K | $7,551,000 | 0.3% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $8.4K | $5,000,000 | 0.3% |
| 51Job Inc | NOTE 3.250% 4/1 | 316827AC8 | $8.3K | $5,671,000 | 0.3% |
| Nextera Energy Inc | UNIT 08/31/2018 | 65339F846 | $8.1K | 122,720 | 0.3% |
| Tesla Inc | NOTE 1.250% 3/0 | 88160RAC5 | $8.1K | $7,151,000 | 0.3% |
| Macquarie Infrastructure COR | NOTE 2.875% 7/1 | 55608BAA3 | $7.6K | $7,114,000 | 0.2% |
| Cemex SAB de CV | NOTE 3.750% 3/1 | 151290BC6 | $7.3K | $6,431,000 | 0.2% |
| Pennymac Corp | NOTE 5.375% 5/0 | 70932AAB9 | $7.3K | $7,396,000 | 0.2% |
| Molina Healthcare Inc | DBCV 1.625% 8/1 | 60855RAD2 | $7.3K | $5,804,000 | 0.2% |
| Crown Castle Intl Corp New | 6.875% CON PFD A | 22822V309 | $7.2K | 6,827 | 0.2% |
| Atlas AIR Worldwide Hldgs in | NOTE 2.250% 6/0 | 049164BH8 | $7.0K | $5,844,000 | 0.2% |