Q3 2017 Holdings
Filed 2017-11-14 | 64 holdings | $1.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $150.6K | $48,273,000 | 11.7% |
| Micron Technology Inc | NOTE 2.375% 5/0 | 595112AW3 | $133.1K | $32,476,000 | 10.4% |
| Micron Technology Inc | NOTE 3.125% 5/0 | 595112AX1 | $96.0K | $23,981,000 | 7.5% |
| Mercadolibre Inc | NOTE 2.250% 7/0 | 58733RAB8 | $62.7K | $29,905,000 | 4.9% |
| Amicus Therapeutics Inc Convertible 612 3000 15 Dec 23 | Convertible Bond | 03152WAA7 | $52.1K | $20,000,000 | 4.1% |
| Greenbrier COS Inc | NOTE 3.500% 4/0 | 393657AH4 | $44.8K | $32,091,000 | 3.5% |
| Akamai Technologies Inc | DBCV 2/1 | 00971TAG6 | $43.8K | $45,040,000 | 3.4% |
| Array Biopharma Inc | NOTE 3.000% 6/0 | 04269XAA3 | $36.0K | $19,800,000 | 2.8% |
| Cornerstone Ondemand Inc | NOTE 1.500% 7/0 | 21925YAB9 | $35.3K | $34,763,000 | 2.8% |
| Knowles Corp | NOTE 3.250%11/0 | 49926DAB5 | $34.2K | $29,955,000 | 2.7% |
| Tesla Inc | NOTE 0.250% 3/0 | 88160RAB7 | $33.0K | $30,000,000 | 2.6% |
| Twitter Inc | NOTE 0.250% 9/1 | 90184LAB8 | $29.9K | $31,500,000 | 2.3% |
| Starwood Ppty TR Inc | NOTE 3.750%10/1 | 85571BAC9 | $28.7K | $28,206,000 | 2.2% |
| Pandora Media Inc | NOTE 1.750%12/0 | 698354AB3 | $28.4K | $30,130,000 | 2.2% |
| Dish Network Corp | NOTE 3.375% 8/1 | 25470MAB5 | $28.1K | $25,000,000 | 2.2% |
| Bottomline Tech del Inc | NOTE 1.500%12/0 | 101388AA4 | $25.1K | $23,355,000 | 2.0% |
| Spectrum Pharmaceuticals Inc | NOTE 2.750%12/1 | 84763AAB4 | $24.5K | $17,000,000 | 1.9% |
| Shutterfly Inc | NOTE 0.250% 5/1 | 82568PAB2 | $24.4K | $24,556,000 | 1.9% |
| WEB COM Group Inc | NOTE 1.000% 8/1 | 94733AAA2 | $23.1K | $23,112,000 | 1.8% |
| Isis Pharmaceuticals Inc del | NOTE 1.000%11/1 | 464337AJ3 | $21.3K | $20,000,000 | 1.7% |
| Insulet Corp | NOTE 2.000% 6/1 | 45784PAD3 | $21.0K | $16,653,000 | 1.6% |
| Nuance Communications Inc | NOTE 2.750%11/0 | 67020YAF7 | $20.7K | $20,414,000 | 1.6% |
| Spansion LLC | NOTE 2.000% 9/0 | 84649PAL9 | $17.7K | $5,975,000 | 1.4% |
| Amag Pharmaceuticals Inc | NOTE 3.250% 6/0 | 00163UAD8 | $17.3K | $17,500,000 | 1.3% |
| Quidel Corp | NOTE 3.250%12/1 | 74838JAA9 | $17.2K | $11,264,000 | 1.3% |
| Infinera Corporation | DBCV 1.750% 6/0 | 45667GAB9 | $17.0K | $16,498,000 | 1.3% |
| Salesforce COM Inc | NOTE 0.250% 4/0 | 79466LAD6 | $16.7K | $11,840,000 | 1.3% |
| IGI Laboratories Inc | NOTE 3.750%12/1 | 449575AB5 | $15.4K | $15,845,000 | 1.2% |
| Depomed Inc | NOTE 2.500% 9/0 | 249908AA2 | $14.6K | $19,600,000 | 1.1% |
| General Cable Corp del New | FRNT 4.500%11/1 | 369300AL2 | $13.6K | $15,002,000 | 1.1% |
| Cypress Semiconductor Corp | NOTE 4.500% 1/1 | 232806AM1 | $11.3K | $8,609,000 | 0.9% |
| Brocade Communications SYS I | NOTE 1.375% 1/0 | 111621AQ1 | $9.9K | $9,842,000 | 0.8% |
| Intel Corp | SDCV 3.250% 8/0 | 458140AF7 | $9.2K | $5,000,000 | 0.7% |
| LGI Homes Inc | NOTE 4.250%11/1 | 50187TAB2 | $9.1K | $4,000,000 | 0.7% |
| Ironwood Pharmaceuticals Inc | DBCV 2.250% 6/1 | 46333XAD0 | $9.0K | $7,500,000 | 0.7% |
| B2gold Corp | NOTE 3.250%10/0 | 11777QAB6 | $8.0K | $7,571,000 | 0.6% |
| Micron Technology Inc | NOTE 3.000%11/1 | 595112AY9 | $7.0K | $5,000,000 | 0.5% |
| Ctrip COM Intl LTD | NOTE 1.250%10/1 | 22943FAD2 | $6.9K | $5,000,000 | 0.5% |
| Marriott Vacations Wrldwde C | NOTE 1.500% 9/1 | 57164YAA5 | $6.8K | $6,500,000 | 0.5% |
| Dynegy Inc New del | UNIT 07/01/20191 | 26817R405 | $6.8K | $100,000 | 0.5% |
| Molina Healthcare Inc | DBCV 1.625% 8/1 | 60855RAD2 | $6.3K | $5,000,000 | 0.5% |
| Wayfair Inc | NOTE 0.375% 9/0 | 94419LAA9 | $6.3K | $6,500,000 | 0.5% |
| Palo Alto Networks Inc | NOTE 7/0 | 697435AB1 | $6.2K | $4,500,000 | 0.5% |
| Rambus Inc del | NOTE 1.125% 8/1 | 750917AE6 | $5.9K | $5,000,000 | 0.5% |
| Apollo Coml Real EST FIN Inc | NOTE 5.500% 3/1 | 03762UAA3 | $4.9K | $4,500,000 | 0.4% |
| Veeco Instrs Inc del | NOTE 2.700% 1/1 | 922417AD2 | $4.8K | $5,000,000 | 0.4% |
| Pros Holdings Inc | NOTE 2.000%12/0 | 74346YAB9 | $4.6K | $4,500,000 | 0.4% |
| Intercept Pharmaceuticals in | NOTE 3.250% 7/0 | 45845PAA6 | $3.9K | $5,000,000 | 0.3% |
| Gopro Inc | NOTE 3.500% 4/1 | 38268IAA5 | $3.7K | $3,000,000 | 0.3% |
| Wabash Natl Corp | NOTE 3.375% 5/0 | 929566AH0 | $3.3K | $1,650,000 | 0.3% |