Q1 2018 Holdings
Filed 2018-05-10 | 71 holdings | $1.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| CEL SCI Corp | *W EXP 10/11/201 | 150837177 | $19 | 628,350 | 0.0% |
| Southwestern Energy Co(SWN1EUR) | COM | 845467109 | $108 | 25,000 | 0.0% |
| Charter Communications Inc N(CHTR)Call | CL A | 16119P108 | $311 | 1,000 | 0.0% |
| Gopro Inc(GPRO)Call | CL A | 38268T103 | $766 | 160,000 | 0.0% |
| Etsy Inc(ETSY) | COM | 29786A106 | $832 | 29,650 | 0.1% |
| Pernix Therapeutics Hldgs in | DBCV 4.250% 4/0 | 71426VAK4 | $922 | $2,000,000 | 0.1% |
| Rovi Corp | NOTE 0.500% 3/0 | 779376AD4 | $987 | $1,016,000 | 0.1% |
| Sentinel Energy Svcs Inc(SNTL) | UNIT 11/02/2022 | G8062D128 | $992 | 100,000 | 0.1% |
| Chart Inds Inc | NOTE 2.000% 8/0 | 16115QAC4 | $1.0K | $1,001,000 | 0.1% |
| Zendesk Inc | COM | 98936J101 | $1.4K | 28,600 | 0.1% |
| Nebula Acquisition Corp | UNIT 03/12/2025 | 629076209 | $1.5K | 150,000 | 0.1% |
| Platinum Eagle Acquisitin Co | UNIT 01/09/2023 | G7126L126 | $1.5K | 150,000 | 0.1% |
| Leisure Acquisition Corp | UNIT 99/99/9999 | 52539T206 | $2.0K | 200,000 | 0.1% |
| LEO Holdings Corp | UNIT 99/99/9999 | G5463L121 | $2.0K | 200,000 | 0.1% |
| Helix Energy Solutions GRP I | NOTE 4.125% 9/1 | 42330PAJ6 | $2.0K | $2,000,000 | 0.1% |
| Servicesource Intl Inc | NOTE 1.500% 8/0 | 81763UAB6 | $2.5K | $2,500,000 | 0.2% |
| Verisign Inc(VRSN)Call | COM | 92343E102 | $2.6K | 22,000 | 0.2% |
| Ringcentral Inc(RNG) | CL A | 76680R206 | $2.7K | 42,102 | 0.2% |
| Blackhawk Network Hldgs Inc | NOTE 1.500% 1/1 | 09238EAB0 | $2.8K | $2,500,000 | 0.2% |
| Wabash Natl Corp | NOTE 3.375% 5/0 | 929566AH0 | $3.0K | $1,650,000 | 0.2% |
| Tesla Inc | NOTE 1.250% 3/0 | 88160RAC5 | $3.0K | $3,000,000 | 0.2% |
| Legacy Acquisition Corp | UNIT 05/31/2024 | 524643202 | $3.0K | 300,100 | 0.2% |
| Fluidigm Corp del | NOTE 2.750% 2/0 | 34385PAD0 | $3.1K | $3,250,000 | 0.2% |
| Seacor Holdings Inc | NOTE 2.500%12/1 | 811904AM3 | $3.3K | $3,202,000 | 0.2% |
| Impax Laboratories Inc | NOTE 2.000% 6/1 | 45256BAE1 | $4.0K | $4,000,000 | 0.3% |
| DFB Healthcare Acquistion Co | UNIT 01/30/2023 | 23291E208 | $4.0K | 400,000 | 0.3% |
| Ironwood Pharmaceuticals Inc | DBCV 2.250% 6/1 | 46333XAD0 | $4.8K | $4,000,000 | 0.3% |
| Regalwood Global Energy LTD | UNIT 99/99/9999 | G74760110 | $5.0K | $500,000 | 0.3% |
| Gopro Inc | NOTE 3.500% 4/1 | 38268IAA5 | $5.2K | $6,000,000 | 0.3% |
| Pros Holdings Inc | NOTE 2.000%12/0 | 74346YAB9 | $5.2K | $4,500,000 | 0.3% |
| Amag Pharmaceuticals Inc | NOTE 2.500% 2/1 | 00163UAA4 | $5.5K | $5,100,000 | 0.3% |
| Rambus Inc del | NOTE 1.125% 8/1 | 750917AE6 | $5.7K | $5,000,000 | 0.4% |
| Intercept Pharmaceuticals in | NOTE 3.250% 7/0 | 45845PAA6 | $6.1K | $7,500,000 | 0.4% |
| Ctrip COM Intl LTD | NOTE 1.250%10/1 | 22943FAD2 | $6.1K | $4,999,000 | 0.4% |
| Nuvasive Inc | NOTE 2.250% 3/1 | 670704AG0 | $6.6K | $6,000,000 | 0.4% |
| Veeco Instrs Inc del | NOTE 2.700% 1/1 | 922417AD2 | $6.9K | $7,500,000 | 0.4% |
| Palo Alto Networks Inc | NOTE 7/0 | 697435AB1 | $7.4K | $4,500,000 | 0.5% |
| B2gold Corp | NOTE 3.250%10/0 | 11777QAB6 | $7.8K | $7,571,000 | 0.5% |
| RED HAT Inc | NOTE 0.250%10/0 | 756577AD4 | $8.4K | $4,137,000 | 0.5% |
| IGI Laboratories Inc | NOTE 3.750%12/1 | 449575AB5 | $9.0K | $9,500,000 | 0.6% |
| Depomed Inc | NOTE 2.500% 9/0 | 249908AA2 | $10.3K | $12,500,000 | 0.6% |
| Dexcom Inc | DBCV 0.750% 5/1 | 252131AF4 | $10.4K | $10,000,000 | 0.7% |
| Navistar Intl Corp New | NOTE 4.750% 4/1 | 63934EAS7 | $10.5K | $10,000,000 | 0.7% |
| Pretium RES Inc | NOTE 2.250% 3/1 | 74139CAB8 | $10.6K | $12,584,000 | 0.7% |
| Micron Technology Inc | NOTE 3.000%11/1 | 595112AY9 | $11.1K | $6,122,000 | 0.7% |
| Finisar Corp | NOTE 0.500%12/1 | 31787AAM3 | $11.1K | $11,216,000 | 0.7% |
| Array Biopharma Inc | NOTE 2.625%12/0 | 04269XAB1 | $13.4K | $10,000,000 | 0.8% |
| Pandora Media Inc | NOTE 1.750%12/0 | 698354AB3 | $13.9K | $15,000,000 | 0.9% |
| Electronics for Imaging Inc | NOTE 0.750% 9/0 | 286082AC6 | $19.0K | $19,596,000 | 1.2% |
| Invacare Corp | NOTE 5.000% 2/1 | 461203AF8 | $19.0K | $15,075,000 | 1.2% |