Q1 2018 Holdings
Filed 2018-05-10 | 77 holdings | $1.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $438.7K | $127,191,000 | 32.1% |
| Micron Technology Inc | NOTE 2.375% 5/0 | 595112AW3 | $314.1K | $58,077,000 | 23.0% |
| Micron Technology Inc | NOTE 3.125% 5/0 | 595112AX1 | $255.3K | $48,912,000 | 18.7% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $47.0K | $26,500,000 | 3.4% |
| Tesaro Inc | NOTE 3.000%10/0 | 881569AA5 | $32.4K | $18,027,000 | 2.4% |
| Ciena Corp | DEBT 4.000%12/1 | 171779AK7 | $21.4K | $15,214,000 | 1.6% |
| Starwood Waypoint Residentl | NOTE 3.000% 7/0 | 85571WAB5 | $16.6K | $13,194,000 | 1.2% |
| Molina Healthcare Inc | NOTE 1.125% 1/1 | 60855RAC4 | $15.1K | $7,483,000 | 1.1% |
| General Cable Corp del New | FRNT 4.500%11/1 | 369300AL2 | $13.8K | $13,000,000 | 1.0% |
| Tesla Inc(TSLA)Put | COM | 88160R101 | $12.1K | 45,500 | 0.9% |
| Theravance Biopharma Inc | NOTE 3.250%11/0 | 88339KAA0 | $11.3K | $11,166,000 | 0.8% |
| Radius Health Inc | NOTE 3.000% 9/0 | 750469AA6 | $10.1K | $10,000,000 | 0.7% |
| Ctrip COM Intl LTD | NOTE 1.250%10/1 | 22943FAD2 | $9.7K | $8,000,000 | 0.7% |
| Ciena Corp | NOTE 3.750%10/1 | 171779AJ0 | $9.3K | $7,000,000 | 0.7% |
| Colony Starwood Homes | NOTE 3.500% 1/1 | 19625XAB8 | $8.4K | $7,500,000 | 0.6% |
| Tesla Inc | NOTE 0.250% 3/0 | 88160RAB7 | $7.7K | $7,743,000 | 0.6% |
| Ishares TR(IWM)Put | RUSSELL 2000 ETF | 464287655 | $7.6K | 50,000 | 0.6% |
| Tesla Inc | NOTE 1.250% 3/0 | 88160RAC5 | $7.4K | $7,500,000 | 0.5% |
| Electronics for Imaging Inc | NOTE 0.750% 9/0 | 286082AC6 | $7.3K | $7,500,000 | 0.5% |
| Medicines Co | NOTE 2.500% 1/1 | 584688AE5 | $6.9K | $6,000,000 | 0.5% |
| Black Ridge Acquisition Corp | COM | 09216T107 | $6.8K | 700,000 | 0.5% |
| Theravance Inc | NOTE 2.125% 1/1 | 88338TAB0 | $6.5K | $6,070,000 | 0.5% |
| Microchip Technology Inc | SDCV 2.250% 2/1 | 595017AH7 | $6.2K | $5,201,000 | 0.5% |
| Servicenow Inc | NOTE 11/0 | 81762PAB8 | $5.6K | $2,500,000 | 0.4% |
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $5.5K | $6,000,000 | 0.4% |
| Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | $5.2K | 2,228,655 | 0.4% |
| Industrea Acquisition Corp | UNIT 07/21/2024 | 45579J203 | $5.2K | 500,000 | 0.4% |
| Gordon Pointe Acquisition Co | UNIT 01/18/2023 | 382788206 | $5.1K | 500,000 | 0.4% |
| Skyworks Solutions Inc(SWKS)Put | COM | 83088M102 | $5.0K | 50,000 | 0.4% |
| Vantage Energy Acquisition | UNIT 04/12/2024 | 92211L204 | $4.8K | 472,638 | 0.4% |
| Ironwood Pharmaceuticals Inc | DBCV 2.250% 6/1 | 46333XAD0 | $4.7K | $4,000,000 | 0.3% |
| Altice USA Inc(OPTU)Call | CL A | 02156K103 | $4.3K | 235,100 | 0.3% |
| Osprey Energy Acquisition Co | UNIT 07/21/2022 | 688397207 | $3.7K | 374,000 | 0.3% |
| Matlin & Partners Acquisitio | UNIT 05/28/2021A | 57682V205 | $3.6K | 349,800 | 0.3% |
| CM Seven Star Acquisition Co | UNIT 08/21/2022 | G2345N128 | $3.6K | 349,800 | 0.3% |
| Intercept Pharmaceuticals in | NOTE 3.250% 7/0 | 45845PAA6 | $3.2K | $4,000,000 | 0.2% |
| Leisure Acquisition Corp | UNIT 99/99/9999 | 52539T206 | $3.0K | 300,000 | 0.2% |
| Renewable Energy Group Inc | NOTE 4.000% 6/1 | 75972AAC7 | $2.7K | $2,000,000 | 0.2% |
| Mudrick Cap Acquisition Corp | UNIT 02/01/2023 | 624745204 | $2.5K | 250,000 | 0.2% |
| Opes Acquisition Corp | UNIT 03/07/2023 | 68373P209 | $2.3K | 225,000 | 0.2% |
| Novavax Inc | NOTE 3.750% 2/0 | 670002AB0 | $2.1K | $3,000,000 | 0.2% |
| Tesla Inc | NOTE 2.375% 3/1 | 88160RAD3 | $2.1K | $2,000,000 | 0.2% |
| Associated Banc Corp | *W EXP 11/21/201 | 045487113 | $2.0K | 380,181 | 0.1% |
| Safeguard Scientifics Inc | DBCV 5.250% 5/1 | 786449AK4 | $2.0K | $2,021,000 | 0.1% |
| Tiberius Acquisition Corp | UNIT 02/28/2021 | 88633A206 | $2.0K | 200,000 | 0.1% |
| National Energy Services REU(NESR) | SHS | G6375R107 | $1.8K | 183,948 | 0.1% |
| Twitter Inc | NOTE 0.250% 9/1 | 90184LAB8 | $1.4K | $1,500,000 | 0.1% |
| Saban Cap Acquisition Corp | UNIT 99/99/9999 | 78516C205 | $1.1K | 100,000 | 0.1% |
| Insmed Inc | NOTE 1.750% 1/1 | 457669AA7 | $889 | $1,000,000 | 0.1% |
| Avista Healthcare PUB ACQ Co(AVA) | CL A | G0726L125 | $796 | 79,806 | 0.1% |