Q1 2018 Holdings
Filed 2018-05-10 | 77 holdings | $1.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Vivopower International PLC | SHS | G9376R100 | $27 | 12,146 | 0.0% |
| Barington Hilco Acquisition | *W EXP 02/11/202 | 06759V127 | $31 | 168,689 | 0.0% |
| Barington Hilco Acquisition | RIGHT 02/13/2017 | 06759V119 | $33 | 121,896 | 0.0% |
| Gores Hldgs II Inc | *W EXP 01/13/202 | 382867117 | $55 | 33,232 | 0.0% |
| TPG Pace Energy Hldgs Corp | *W EXP 99/99/999 | 872656111 | $80 | 43,230 | 0.0% |
| Avista Healthcare PUB ACQ Co(AVA) | *W EXP 99/99/999 | G0726L117 | $81 | 244,031 | 0.0% |
| National Energy Services REU | *W EXP 05/05/202 | G6375R115 | $111 | 123,105 | 0.0% |
| Modern Media Acquisition | *W EXP 05/17/202 | 60765P111 | $143 | 274,999 | 0.0% |
| Convergeone Hldgs Inc | *W EXP 04/12/202 | 212481113 | $150 | 125,345 | 0.0% |
| Estre Ambiental Inc | *W EXP 12/21/202 | G3206V118 | $162 | 300,000 | 0.0% |
| Easterly Acquisition Corp | *W EXP 07/29/202 | 27616L110 | $172 | 207,001 | 0.0% |
| Modern Media Acquisition | RIGHT 99/99/9999 | 60765P129 | $179 | 447,200 | 0.0% |
| Black Ridge Acquisition Corp | RIGHT 07/10/2019 | 09216T123 | $210 | 700,000 | 0.0% |
| Rosehill RES Inc | *W EXP 09/16/202 | 777385113 | $249 | 299,900 | 0.0% |
| Black Ridge Acquisition Corp | *W EXP 07/10/202 | 09216T115 | $273 | 700,000 | 0.0% |
| AMC Entmt Hldgs Inc | CL A COM | 00165C104 | $281 | 20,000 | 0.0% |
| Discovery Communicatns New(DISCAUSD) | COM SER A | 25470F104 | $343 | 16,000 | 0.0% |
| Nabors Industries LTD(NBR) | SHS | G6359F103 | $347 | 49,700 | 0.0% |
| Daseke Inc | *W EXP 02/27/202 | 23753F115 | $362 | 325,696 | 0.0% |
| Willscot Corp | *W EXP 09/10/202 | 971375118 | $388 | 233,140 | 0.0% |
| Fluidigm Corp del | NOTE 2.750% 2/0 | 34385PAA6 | $424 | $500,000 | 0.0% |
| Simply Good Foods Co | *W EXP 07/07/202 | 82900L110 | $436 | 122,910 | 0.0% |
| Alder Biopharmaceuticals Inc | NOTE 2.500% 2/0 | 014339AA3 | $461 | $500,000 | 0.0% |
| Fintech Acquisition Corp II | COM | 31810G109 | $526 | 52,915 | 0.0% |
| TPG Pace Energy Hldgs Corp | CL A | 872656103 | $552 | 54,690 | 0.0% |
| Renewable Energy Group Inc | NOTE 2.750% 6/1 | 75972AAA1 | $651 | $585,000 | 0.0% |
| Cision LTD | *W EXP 06/22/202 | G1992S117 | $663 | 295,860 | 0.0% |
| Avista Healthcare PUB ACQ Co(AVA) | CL A | G0726L125 | $796 | 79,806 | 0.1% |
| Insmed Inc | NOTE 1.750% 1/1 | 457669AA7 | $889 | $1,000,000 | 0.1% |
| Saban Cap Acquisition Corp | UNIT 99/99/9999 | 78516C205 | $1.1K | 100,000 | 0.1% |
| Twitter Inc | NOTE 0.250% 9/1 | 90184LAB8 | $1.4K | $1,500,000 | 0.1% |
| National Energy Services REU(NESR) | SHS | G6375R107 | $1.8K | 183,948 | 0.1% |
| Tiberius Acquisition Corp | UNIT 02/28/2021 | 88633A206 | $2.0K | 200,000 | 0.1% |
| Safeguard Scientifics Inc | DBCV 5.250% 5/1 | 786449AK4 | $2.0K | $2,021,000 | 0.1% |
| Associated Banc Corp | *W EXP 11/21/201 | 045487113 | $2.0K | 380,181 | 0.1% |
| Tesla Inc | NOTE 2.375% 3/1 | 88160RAD3 | $2.1K | $2,000,000 | 0.2% |
| Novavax Inc | NOTE 3.750% 2/0 | 670002AB0 | $2.1K | $3,000,000 | 0.2% |
| Opes Acquisition Corp | UNIT 03/07/2023 | 68373P209 | $2.3K | 225,000 | 0.2% |
| Mudrick Cap Acquisition Corp | UNIT 02/01/2023 | 624745204 | $2.5K | 250,000 | 0.2% |
| Renewable Energy Group Inc | NOTE 4.000% 6/1 | 75972AAC7 | $2.7K | $2,000,000 | 0.2% |
| Leisure Acquisition Corp | UNIT 99/99/9999 | 52539T206 | $3.0K | 300,000 | 0.2% |
| Intercept Pharmaceuticals in | NOTE 3.250% 7/0 | 45845PAA6 | $3.2K | $4,000,000 | 0.2% |
| CM Seven Star Acquisition Co | UNIT 08/21/2022 | G2345N128 | $3.6K | 349,800 | 0.3% |
| Matlin & Partners Acquisitio | UNIT 05/28/2021A | 57682V205 | $3.6K | 349,800 | 0.3% |
| Osprey Energy Acquisition Co | UNIT 07/21/2022 | 688397207 | $3.7K | 374,000 | 0.3% |
| Altice USA Inc(OPTU)Call | CL A | 02156K103 | $4.3K | 235,100 | 0.3% |
| Ironwood Pharmaceuticals Inc | DBCV 2.250% 6/1 | 46333XAD0 | $4.7K | $4,000,000 | 0.3% |
| Vantage Energy Acquisition | UNIT 04/12/2024 | 92211L204 | $4.8K | 472,638 | 0.4% |
| Skyworks Solutions Inc(SWKS)Put | COM | 83088M102 | $5.0K | 50,000 | 0.4% |
| Gordon Pointe Acquisition Co | UNIT 01/18/2023 | 382788206 | $5.1K | 500,000 | 0.4% |