Q3 2018 Holdings
Filed 2018-10-22 | 74 holdings | $420.6K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Micron Technology Inc | NOTE 3.125% 5/0 | 595112AX1 | $132.5K | $29,312,000 | 31.5% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $66.4K | $43,822,000 | 15.8% |
| Ciena Corp | DEBT 4.000%12/1 | 171779AK7 | $15.0K | $9,464,000 | 3.6% |
| Ctrip COM Intl LTD | NOTE 1.250%10/1 | 22943FAD2 | $13.0K | $13,000,000 | 3.1% |
| Tesla Inc(TSLA)Put | COM | 88160R101 | $12.0K | 45,500 | 2.9% |
| Starwood Waypoint Residentl | NOTE 3.000% 7/0 | 85571WAB5 | $11.8K | $9,454,000 | 2.8% |
| Theravance Biopharma Inc | NOTE 3.250%11/0 | 88339KAA0 | $10.9K | $9,166,000 | 2.6% |
| Ciena Corp | NOTE 3.750%10/1 | 171779AJ0 | $10.8K | $7,000,000 | 2.6% |
| Tesaro Inc | NOTE 3.000%10/0 | 881569AA5 | $9.9K | $7,398,000 | 2.3% |
| Realpage Inc | NOTE 1.500%11/1 | 75606NAB5 | $8.2K | $5,000,000 | 1.9% |
| Restoration Hardware Hldgs I | DBCV 7/1 | 761283AC4 | $6.2K | $5,012,000 | 1.5% |
| Microchip Technology Inc | NOTE 2.250% 2/1 | 595017AH7 | $5.5K | $5,201,000 | 1.3% |
| TKK Symphony Acquisition COR | UNIT 08/15/2023 | G88950111 | $4.8K | 475,000 | 1.1% |
| Radius Health Inc | NOTE 3.000% 9/0 | 750469AA6 | $4.8K | $6,208,000 | 1.1% |
| Intrexon Corp | NOTE 3.500% 7/0 | 46122TAA0 | $4.8K | $4,035,000 | 1.1% |
| Intercept Pharmaceuticals in | NOTE 3.250% 7/0 | 45845PAA6 | $4.5K | $4,504,000 | 1.1% |
| Apple Inc(AAPL)Put | COM | 037833100 | $4.5K | 20,000 | 1.1% |
| Electronics for Imaging Inc | NOTE 0.750% 9/0 | 286082AC6 | $4.2K | $4,245,000 | 1.0% |
| Trinity Merger Corp | UNIT 05/11/2025 | 89653L205 | $3.9K | 381,641 | 0.9% |
| Colony Starwood Homes | NOTE 3.500% 1/1 | 19625XAB8 | $3.9K | $3,500,000 | 0.9% |
| Gordon Pointe Acquisition Co | UNIT 01/18/2023 | 382788206 | $3.8K | 358,250 | 0.9% |
| Netflix Inc(NFLX)Put | COM | 64110L106 | $3.7K | 10,000 | 0.9% |
| Theravance Inc | NOTE 2.125% 1/1 | 88338TAB0 | $3.7K | $3,583,000 | 0.9% |
| Restoration Hardware Hldgs I | NOTE 6/1 | 761283AD2 | $3.6K | $3,000,000 | 0.9% |
| Tesla Inc | NOTE 0.250% 3/0 | 88160RAB7 | $3.6K | $3,644,000 | 0.9% |
| CM Seven Star Acquisition Co | UNIT 08/21/2022 | G2345N128 | $3.3K | 299,800 | 0.8% |
| Vectoiq Acquisition Corp | UNIT 05/11/2023 | 92243N202 | $3.2K | 319,050 | 0.8% |
| Renewable Energy Group Inc | NOTE 4.000% 6/1 | 75972AAC7 | $3.2K | $1,175,000 | 0.8% |
| LF Cap Acquisition Corp | UNIT 06/19/2025 | 50200K207 | $3.2K | 314,000 | 0.8% |
| Matlin & Partners Acquisitio | CL A | 57682V106 | $3.0K | 299,800 | 0.7% |
| Medicines Co | NOTE 2.500% 1/1 | 584688AE5 | $3.0K | $2,750,000 | 0.7% |
| Vantage Energy Acquisition | UNIT 04/12/2024 | 92211L204 | $2.9K | 281,638 | 0.7% |
| Ironwood Pharmaceuticals Inc | DBCV 2.250% 6/1 | 46333XAD0 | $2.8K | $2,178,000 | 0.7% |
| Weatherford Intl LTD | NOTE 5.875% 7/0 | 947075AH0 | $2.8K | $3,000,000 | 0.7% |
| Pure Acquisition Corp | UNIT 04/13/2023 | 74621Q205 | $2.8K | 273,456 | 0.7% |
| Nvidia Corp(NVDA)Put | COM | 67066G104 | $2.8K | 10,000 | 0.7% |
| Gopro Inc | NOTE 3.500% 4/1 | 38268TAB9 | $2.4K | $2,500,000 | 0.6% |
| Tesla Inc | NOTE 1.250% 3/0 | 88160RAC5 | $2.2K | $2,291,000 | 0.5% |
| Leisure Acquisition Corp | UNIT 99/99/9999 | 52539T206 | $2.1K | 201,764 | 0.5% |
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $2.0K | $2,310,000 | 0.5% |
| Twelve Seas Investment Compa | UNIT 06/21/2023 | G9145A123 | $1.7K | 169,470 | 0.4% |
| Mudrick Cap Acquisition Corp | UNIT 02/01/2023 | 624745204 | $1.7K | 166,005 | 0.4% |
| Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | $1.7K | 1,578,655 | 0.4% |
| Forum Merger II Corp | UNIT 09/30/2025 | 34986F202 | $1.6K | 161,500 | 0.4% |
| Churchill Cap Corp | UNIT 99/99/9999 | 17142R202 | $1.5K | 150,000 | 0.4% |
| Tiberius Acquisition Corp | UNIT 02/28/2021 | 88633A206 | $1.5K | 145,000 | 0.4% |
| Tesla Inc | NOTE 2.375% 3/1 | 88160RAD3 | $1.5K | $1,432,000 | 0.3% |
| Twitter Inc | NOTE 0.250% 9/1 | 90184LAB8 | $1.5K | $1,500,000 | 0.3% |
| Renewable Energy Group Inc | NOTE 2.750% 6/1 | 75972AAA1 | $1.3K | $585,000 | 0.3% |
| Novavax Inc | NOTE 3.750% 2/0 | 670002AB0 | $1.2K | $2,000,000 | 0.3% |