Q3 2018 Holdings
Filed 2018-11-14 | 97 holdings | $3.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Dominion Energy Inc | UNIT 08/15/2019 | 25746U836 | $203.7K | 4,300,062 | 5.7% |
| Sempra Energy | 6% PFD CONV A | 816851406 | $176.3K | 1,755,404 | 5.0% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $174.5K | $115,292,000 | 4.9% |
| DTE Energy Co | UNIT 99/99/9999 | 233331883 | $147.2K | 2,836,803 | 4.1% |
| Molina Healthcare Inc | NOTE 1.125% 1/1 | 60855RAC4 | $143.3K | $39,301,000 | 4.0% |
| Wells Fargo Co New(WFC) | PERP PFD CNV A | 949746804 | $127.6K | 99,171 | 3.6% |
| Fortive Corp | 5% PFD CNV SER A | 34959J207 | $124.2K | 116,500 | 3.5% |
| Black Hills Corp | UNIT 99/99/9999 | 092113125 | $116.1K | 1,854,289 | 3.3% |
| Becton Dickinson & Co | PFD SHS CONV A | 075887208 | $114.3K | 1,745,125 | 3.2% |
| Integrated Device Technology | NOTE 0.875%11/1 | 458118AC0 | $101.7K | $67,702,000 | 2.9% |
| Citrix SYS Inc | NOTE 0.500% 4/1 | 177376AD2 | $99.9K | $65,070,000 | 2.8% |
| Advanced Micro Devices Inc | NOTE 2.125% 9/0 | 007903BD8 | $95.3K | $24,528,000 | 2.7% |
| Crown Castle Intl Corp New | 6.875% CON PFD A | 22822V309 | $94.6K | 87,634 | 2.7% |
| NXP Semiconductors N V | NOTE 1.000%12/0 | 62952QAB6 | $85.9K | $82,480,000 | 2.4% |
| South Jersey Inds Inc | UNIT 99/99/9999 | 838518116 | $69.2K | 1,235,143 | 1.9% |
| Ezcorp Inc | NOTE 2.875% 7/0 | 302301AF3 | $61.1K | $49,251,000 | 1.7% |
| Vistra Energy Corp | UNIT 02/02/2024 | 92840M300 | $61.1K | 629,950 | 1.7% |
| Synaptics Inc | NOTE 0.500% 6/1 | 87157DAD1 | $59.6K | $62,463,000 | 1.7% |
| Twitter Inc | NOTE 1.000% 9/1 | 90184LAD4 | $57.0K | $61,907,000 | 1.6% |
| Knowles Corp | NOTE 3.250%11/0 | 49926DAB5 | $56.1K | $49,150,000 | 1.6% |
| ON Semiconductor Corp | NOTE 1.625%10/1 | 682189AP0 | $54.6K | $48,665,000 | 1.5% |
| Workday Inc | NOTE 1.500% 7/1 | 98138HAD3 | $49.2K | $27,300,000 | 1.4% |
| Aerojet Rocketdyne Hldgs Inc | NOTE 2.250%12/1 | 007800AB1 | $41.3K | $28,975,000 | 1.2% |
| Team Inc | NOTE 5.000% 8/0 | 878155AE0 | $40.5K | $32,177,000 | 1.1% |
| Twitter Inc | NOTE 0.250% 9/1 | 90184LAB8 | $40.4K | $41,733,000 | 1.1% |
| Photronics Inc | NOTE 3.250% 4/0 | 719405AK8 | $39.9K | $37,413,000 | 1.1% |
| Tesla Inc | NOTE 0.250% 3/0 | 88160RAB7 | $39.6K | $39,974,000 | 1.1% |
| Nuance Communications Inc | NOTE 1.250% 4/0 | 67020YAN0 | $38.0K | $36,895,000 | 1.1% |
| Euronet Worldwide Inc | NOTE 1.500%10/0 | 298736AH2 | $36.1K | $25,898,000 | 1.0% |
| Nuance Communications Inc | DBCV 1.000%12/1 | 67020YAK6 | $35.4K | $37,608,000 | 1.0% |
| Assurant Inc | 6.50% CONV PFD D | 04621X207 | $35.2K | 308,219 | 1.0% |
| PRA Group Inc | NOTE 3.500% 6/0 | 69354NAB2 | $34.8K | $34,016,000 | 1.0% |
| Zillow Group Inc | NOTE 1.500% 7/0 | 98954MAC5 | $34.3K | $37,200,000 | 1.0% |
| Viavi Solutions Inc | NOTE 1.000% 3/0 | 925550AB1 | $33.5K | $31,100,000 | 0.9% |
| Zions Bancorporation | *W EXP 05/22/202 | 989701115 | $32.9K | $1,839,387 | 0.9% |
| EPR Pptys | PFD C CNV 5.75% | 26884U208 | $31.9K | 1,138,561 | 0.9% |
| HCI Group Inc | NOTE 4.250% 3/0 | 40416EAD5 | $31.4K | $31,589,000 | 0.9% |
| Cheniere Energy Inc | NOTE 4.250% 3/1 | 16411RAG4 | $30.2K | $37,650,000 | 0.8% |
| Exact Sciences Corp | DBCV 1.000% 1/1 | 30063PAA3 | $29.4K | $23,800,000 | 0.8% |
| Dominion Energy Inc(D)Call | COM | 25746U109 | $29.3K | 416,800 | 0.8% |
| Envestnet Inc | NOTE 1.750%12/1 | 29404KAA4 | $29.2K | $26,607,000 | 0.8% |
| Nextera Energy Inc(NEE) | COM | 65339F101 | $27.4K | 163,580 | 0.8% |
| Amag Pharmaceuticals Inc | NOTE 3.250% 6/0 | 00163UAD8 | $27.2K | $25,875,000 | 0.8% |
| EPR Pptys | CONV PFD 9% SR E | 26884U307 | $27.1K | 752,283 | 0.8% |
| CSG SYS Intl Inc | NOTE 4.250% 3/1 | 126349AF6 | $27.0K | $25,785,000 | 0.8% |
| Encore Cap Europe FIN LTD | NOTE 4.500% 9/0 | 29260UAA5 | $26.8K | $26,175,000 | 0.8% |
| Nuvasive Inc | NOTE 2.250% 3/1 | 670704AG0 | $25.9K | $20,502,000 | 0.7% |
| Vector Group LTD | FRNT 1/1 | 92240MAY4 | $25.8K | $24,000,000 | 0.7% |
| QTS Rlty TR Inc | 6.50% CON PFD B | 74736A301 | $25.7K | 243,050 | 0.7% |
| National Health Invs Inc | NOTE 3.250% 4/0 | 63633DAE4 | $25.0K | $22,119,000 | 0.7% |