Q3 2018 Holdings
Filed 2018-11-14 | 80 holdings | $1.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Micron Technology Inc | NOTE 3.125% 5/0 | 595112AX1 | $144.8K | $31,771,000 | 8.7% |
| Sarepta Therapeutics Inc Convertible 7342 1500 15 Nov 24 | Convertible Bond | 803607AA8 | $102.1K | $44,113,000 | 6.1% |
| NRG Yield Inc Convertible 2328 3500 01 Feb 19 | Convertible Bond | 62942XAA6 | $100.0K | $99,164,000 | 6.0% |
| Square Inc | NOTE 0.375% 3/0 | 852234AB9 | $81.4K | $19,115,000 | 4.9% |
| Finisar Corp | NOTE 0.500%12/1 | 31787AAM3 | $63.7K | $63,924,000 | 3.8% |
| Electronics for Imaging Inc | NOTE 0.750% 9/0 | 286082AC6 | $54.9K | $55,579,000 | 3.3% |
| Qiagen NV | DEBT 0.375% 3/1 | N72482AA5 | $52.6K | $39,600,000 | 3.1% |
| Microchip Technology Inc | NOTE 2.250% 2/1 | 595017AH7 | $52.4K | $49,505,000 | 3.1% |
| Yahoo Inc | NOTE 12/0 | 984332AF3 | $46.1K | $36,491,000 | 2.8% |
| Navistar Intl Corp New | NOTE 4.500%10/1 | 63934EAQ1 | $46.0K | $44,993,000 | 2.8% |
| ANI Pharmaceuticals Inc | NOTE 3.000%12/0 | 00182CAA1 | $45.6K | $42,501,000 | 2.7% |
| Advanced Micro Devices Inc | NOTE 2.125% 9/0 | 007903BD8 | $45.1K | $11,600,000 | 2.7% |
| Akamai Technologies Inc | DBCV 2/1 | 00971TAG6 | $44.7K | $44,884,000 | 2.7% |
| Amicus Therapeutics Inc Convertible 612 3000 15 Dec 23 | Convertible Bond | 03152WAA7 | $44.5K | $21,000,000 | 2.7% |
| Twitter Inc | NOTE 0.250% 9/1 | 90184LAB8 | $44.0K | $45,360,000 | 2.6% |
| Spirit Rlty Cap Inc New | NOTE 2.875% 5/1 | 84860WAA0 | $42.9K | $42,431,000 | 2.6% |
| Amag Pharmaceuticals Inc | NOTE 3.250% 6/0 | 00163UAD8 | $42.3K | $40,025,000 | 2.5% |
| Euronet Worldwide Inc | NOTE 1.500%10/0 | 298736AH2 | $40.6K | $29,005,000 | 2.4% |
| Insulet Corp | NOTE 1.250% 9/1 | 45784PAF8 | $36.8K | $20,000,000 | 2.2% |
| Knowles Corp | NOTE 3.250%11/0 | 49926DAB5 | $35.4K | $30,566,000 | 2.1% |
| Unisys Corp | NOTE 5.500% 3/0 | 909214BS6 | $33.5K | $15,075,000 | 2.0% |
| Isis Pharmaceuticals Inc del | NOTE 1.000%11/1 | 464337AJ3 | $31.8K | $30,025,000 | 1.9% |
| Pandora Media Inc | NOTE 1.750%12/0 | 698354AB3 | $26.3K | $26,693,000 | 1.6% |
| Tesla Inc | NOTE 0.250% 3/0 | 88160RAB7 | $26.1K | $26,240,000 | 1.6% |
| JDS Uniphase Corp | DBCV 0.625% 8/1 | 46612JAF8 | $25.2K | $25,000,000 | 1.5% |
| Rovi Corp | NOTE 0.500% 3/0 | 779376AD4 | $24.7K | $25,875,000 | 1.5% |
| Cypress Semiconductor Corp | NOTE 4.500% 1/1 | 232806AM1 | $21.0K | $16,500,000 | 1.3% |
| Invacare Corp | NOTE 5.000% 2/1 | 461203AF8 | $19.3K | $17,575,000 | 1.2% |
| Allscripts Healthcare Solutn | NOTE 1.250% 7/0 | 01988PAD0 | $19.1K | $18,000,000 | 1.1% |
| Pros Holdings Inc | NOTE 2.000%12/0 | 74346YAB9 | $17.3K | $14,900,000 | 1.0% |
| Invacare Corp | NOTE 4.500% 6/0 | 461203AH4 | $17.0K | $15,000,000 | 1.0% |
| Intercept Pharmaceuticals in | NOTE 3.250% 7/0 | 45845PAA6 | $15.3K | $15,030,000 | 0.9% |
| Infinera Corporation | NOTE 2.125% 9/0 | 45667GAC7 | $15.3K | $15,000,000 | 0.9% |
| Pretium RES Inc | NOTE 2.250% 3/1 | 74139CAB8 | $13.6K | $15,334,000 | 0.8% |
| Carbonite Inc | NOTE 2.500% 4/0 | 141337AB1 | $11.3K | $7,503,000 | 0.7% |
| Array Biopharma Inc | NOTE 2.625%12/0 | 04269XAB1 | $11.3K | $9,000,000 | 0.7% |
| Nuvasive Inc | NOTE 2.250% 3/1 | 670704AG0 | $11.0K | $8,675,000 | 0.7% |
| Navistar Intl Corp New | NOTE 4.750% 4/1 | 63934EAS7 | $10.4K | $10,000,000 | 0.6% |
| Helix Energy Solutions GRP I | NOTE 4.125% 9/1 | 42330PAJ6 | $9.4K | $7,270,000 | 0.6% |
| Pros Holdings Inc | NOTE 2.000% 6/0 | 74346YAD5 | $9.3K | $9,450,000 | 0.6% |
| Empire State Realty Trust Inc Convertible 1945 2625 15 Aug 19 | Convertible Bond | 292102AA8 | $8.5K | $8,389,000 | 0.5% |
| Clovis Oncology Inc | NOTE 2.500% 9/1 | 189464AB6 | $7.1K | $7,500,000 | 0.4% |
| II VI Inc | NOTE 0.250% 9/0 | 902104AB4 | $6.2K | $5,295,000 | 0.4% |
| Tesla Inc | NOTE 2.375% 3/1 | 88160RAD3 | $6.2K | $6,000,000 | 0.4% |
| Gopro Inc | NOTE 3.500% 4/1 | 38268TAB9 | $6.0K | $6,000,000 | 0.4% |
| Intrexon Corp | NOTE 3.500% 7/0 | 46122TAA0 | $6.0K | $5,000,000 | 0.4% |
| Zillow Group Inc | NOTE 1.500% 7/0 | 98954MAC5 | $5.6K | $6,000,000 | 0.3% |
| Fluidigm Corp del | NOTE 2.750% 2/0 | 34385PAD0 | $5.3K | $5,090,000 | 0.3% |
| Wayfair Inc | NOTE 0.375% 9/0 | 94419LAB7 | $5.3K | $3,500,000 | 0.3% |
| Amag Pharmaceuticals Inc | NOTE 2.500% 2/1 | 00163UAA4 | $5.2K | $5,179,000 | 0.3% |