Q4 2018 Holdings
Filed 2019-01-24 | 71 holdings | $290.4K | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Micron Technology Inc | NOTE 3.125% 5/0 | 595112AX1 | $74.9K | $23,652,000 | 25.8% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $44.9K | $31,786,000 | 15.4% |
| Tesaro Inc | NOTE 3.000%10/0 | 881569AA5 | $16.1K | $7,398,000 | 5.5% |
| Tesla Inc(TSLA)Put | COM | 88160R101 | $15.1K | 45,500 | 5.2% |
| Starwood Waypoint Residentl | NOTE 3.000% 7/0 | 85571WAB5 | $10.6K | $9,454,000 | 3.6% |
| Theravance Biopharma Inc | NOTE 3.250%11/0 | 88339KAA0 | $6.2K | $6,049,000 | 2.1% |
| Restoration Hardware Hldgs I | DBCV 7/1 | 761283AC4 | $5.8K | $5,012,000 | 2.0% |
| Graf Indl Corp | UNIT 12/31/2025 | 384278206 | $5.7K | 573,000 | 2.0% |
| Microchip Technology Inc | NOTE 2.250% 2/1 | 595017AH7 | $5.1K | $5,201,000 | 1.8% |
| Schultze SPL Purp Acquisitio | UNIT 12/31/2023 | 80821R208 | $4.9K | 495,000 | 1.7% |
| TKK Symphony Acquisition COR | UNIT 08/15/2023 | G88950111 | $4.8K | 475,000 | 1.6% |
| Radius Health Inc | NOTE 3.000% 9/0 | 750469AA6 | $4.8K | $6,208,000 | 1.6% |
| Clovis Oncology Inc | NOTE 2.500% 9/1 | 189464AB6 | $4.6K | $5,500,000 | 1.6% |
| Realpage Inc | NOTE 1.500%11/1 | 75606NAB5 | $4.6K | $3,537,000 | 1.6% |
| Intercept Pharmaceuticals in | NOTE 3.250% 7/0 | 45845PAA6 | $4.2K | $4,504,000 | 1.4% |
| Electronics for Imaging Inc | NOTE 0.750% 9/0 | 286082AC6 | $4.1K | $4,245,000 | 1.4% |
| Trinity Merger Corp | UNIT 05/11/2025 | 89653L205 | $3.9K | 381,641 | 1.4% |
| Theravance Inc | NOTE 2.125% 1/1 | 88338TAB0 | $3.9K | $3,583,000 | 1.3% |
| Gordon Pointe Acquisition Co | UNIT 01/18/2023 | 382788206 | $3.7K | 358,250 | 1.3% |
| Vectoiq Acquisition Corp | UNIT 05/11/2023 | 92243N202 | $3.2K | 319,050 | 1.1% |
| Boxwood Merger Corp | UNIT 11/26/2025 | 10319T200 | $3.0K | 300,000 | 1.0% |
| Renewable Energy Group Inc | NOTE 4.000% 6/1 | 75972AAC7 | $2.9K | $1,175,000 | 1.0% |
| Pure Acquisition Corp | UNIT 04/13/2023 | 74621Q205 | $2.8K | 273,456 | 1.0% |
| Intrexon Corp | NOTE 3.500% 7/0 | 46122TAA0 | $2.8K | $4,035,000 | 1.0% |
| Netflix Inc(NFLX)Put | COM | 64110L106 | $2.7K | 10,000 | 0.9% |
| Tesla Inc | NOTE 1.250% 3/0 | 88160RAC5 | $2.6K | $2,291,000 | 0.9% |
| Colony Starwood Homes | NOTE 3.500% 1/1 | 19625XAB8 | $2.5K | $2,402,000 | 0.8% |
| Restoration Hardware Hldgs I | NOTE 6/1 | 761283AD2 | $2.4K | $2,150,000 | 0.8% |
| LF Cap Acquisition Corp | UNIT 06/19/2025 | 50200K207 | $2.3K | 228,346 | 0.8% |
| Ironwood Pharmaceuticals Inc | DBCV 2.250% 6/1 | 46333XAD0 | $2.0K | $2,178,000 | 0.7% |
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $1.9K | $2,310,000 | 0.7% |
| Dd3 Acquisition Corp | UNIT 10/12/2023 | G2692M129 | $1.9K | 193,000 | 0.7% |
| Weatherford Intl LTD | NOTE 5.875% 7/0 | 947075AH0 | $1.9K | $3,000,000 | 0.7% |
| CF FIN Acquisition Corp | UNIT 04/30/2025 | 12528N206 | $1.9K | 190,000 | 0.7% |
| Medicines Co | NOTE 2.500% 1/1 | 584688AE5 | $1.9K | $2,157,000 | 0.6% |
| Leisure Acquisition Corp | UNIT 99/99/9999 | 52539T206 | $1.8K | 179,762 | 0.6% |
| Tesla Inc | NOTE 2.375% 3/1 | 88160RAD3 | $1.7K | $1,432,000 | 0.6% |
| Twelve Seas Investment Compa | UNIT 06/21/2023 | G9145A123 | $1.7K | 169,470 | 0.6% |
| Forum Merger II Corp | UNIT 09/30/2025 | 34986F202 | $1.6K | 161,500 | 0.6% |
| Mudrick Cap Acquisition Corp | UNIT 02/01/2023 | 624745204 | $1.6K | 156,815 | 0.6% |
| Churchill Cap Corp | UNIT 99/99/9999 | 17142R202 | $1.5K | 150,000 | 0.5% |
| Tiberius Acquisition Corp | UNIT 02/28/2021 | 88633A206 | $1.5K | 143,200 | 0.5% |
| Collier Creek Holdings | UNIT 99/99/9999 | G22707122 | $1.2K | 120,000 | 0.4% |
| Fintech Acquisition Corp III | UNIT 12/01/2023 | 31811A309 | $1.2K | 120,000 | 0.4% |
| Amci Acquisition Corp | UNIT 01/07/2019 | 00165R200 | $1.2K | 120,000 | 0.4% |
| Thunder Bridge Acquisition L | UNIT 01/01/2025 | G8857R118 | $1.0K | 100,670 | 0.4% |
| Nvidia Corp(NVDA)Put | COM | 67066G104 | $935 | 7,000 | 0.3% |
| Nvidia Corp(NVDA) | COM | 67066G104 | $935 | 7,000 | 0.3% |
| Novavax Inc | NOTE 3.750% 2/0 | 670002AB0 | $924 | $1,514,000 | 0.3% |
| Twitter Inc | NOTE 0.250% 9/1 | 90184LAB8 | $878 | $904,000 | 0.3% |