Q1 2019 Holdings
Filed 2019-05-15 | 121 holdings | $2.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Intrexon Corp | NOTE 3.500% 7/0 | 46122TAA0 | $3.0K | $5,000,000 | 0.1% |
| Envestnet Inc | NOTE 1.750%12/1 | 29404KAA4 | $3.4K | $3,000,000 | 0.1% |
| Ship FIN Intl LTD | NOTE 4.875% 5/0 | 824689AG8 | $3.4K | $3,400,000 | 0.1% |
| Tortoise Acquisition Corp | UNIT 03/04/2024 | 89154L209 | $3.5K | 350,000 | 0.1% |
| Pluralsight Inc | COM CL A | 72941B106 | $3.6K | 112,200 | 0.1% |
| Danaher Corporation | 4.75 MND CV PFD | 235851300 | $3.7K | 3,500 | 0.1% |
| DFB Healthcare Acquistion Co | COM | 23291E109 | $4.0K | 400,000 | 0.1% |
| Diamondpeak Hldgs COR | UNIT 99/99/9999 | 25280H209 | $4.0K | 400,000 | 0.1% |
| Synaptics Inc | NOTE 0.500% 6/1 | 87157DAD1 | $4.6K | $4,950,000 | 0.2% |
| Harmonic Inc | NOTE 4.000%12/0 | 413160AB8 | $4.6K | $3,950,000 | 0.2% |
| Gores Holdings III Inc | CLASS A | 38286G109 | $5.0K | 501,300 | 0.2% |
| Regalwood Global Energy LTD | COM CL A | G74760102 | $5.1K | 500,000 | 0.2% |
| Gores Metropoulos Inc | UNIT 99/99/9999 | 382872208 | $5.1K | 500,000 | 0.2% |
| Tuscan Holdings Corp | UNIT 99/99/9999 | 90069K203 | $5.2K | 500,000 | 0.2% |
| Colfax Corp | UNIT 01/15/2022T | 194014205 | $5.3K | 40,000 | 0.2% |
| Hennessy Cap Acqustion Corp | UNIT 99/99/9999 | 42589C203 | $5.5K | 546,467 | 0.2% |
| Trine Acquisition Corp | UNIT 03/31/2021 | 89628U207 | $5.5K | 550,000 | 0.2% |
| RMG Acquisition Corp | UNIT 99/99/9999 | 749641205 | $6.0K | 600,000 | 0.2% |
| Verastem Inc | NOTE 5.000%11/0 | 92337CAA2 | $6.1K | $7,500,000 | 0.2% |
| Herbalife LTD | NOTE 2.000% 8/1 | 42703MAB9 | $6.2K | $5,000,000 | 0.2% |
| Herbalife LTD | NOTE 2.625% 3/1 | 42703MAD5 | $6.4K | $6,000,000 | 0.2% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $6.6K | $5,000,000 | 0.2% |
| Ironwood Pharmaceuticals Inc | DBCV 2.250% 6/1 | 46333XAD0 | $6.6K | $6,000,000 | 0.2% |
| NXP Semiconductors N V | NOTE 1.000%12/0 | 62952QAB6 | $6.7K | $6,500,000 | 0.2% |
| Acamar Partners Acqsition Co | UNIT 12/30/2025 | 004285201 | $7.0K | 700,000 | 0.2% |
| Nuance Communications Inc | DEBT 1.500%11/0 | 67020YAG5 | $8.0K | $8,000,000 | 0.3% |
| Jazz Investments I LTD | NOTE 1.875% 8/1 | 472145AB7 | $8.2K | $8,000,000 | 0.3% |
| ON Semiconductor Corp | NOTE 1.000%12/0 | 682189AK1 | $8.7K | $7,000,000 | 0.3% |
| Silicon Laboratories Inc | NOTE 1.375% 3/0 | 826919AB8 | $9.5K | $8,715,000 | 0.3% |
| Cardtronics Inc | NOTE 1.000%12/0 | 14161HAG3 | $10.4K | $10,420,000 | 0.4% |
| Calamp Corp | NOTE 1.625% 5/1 | 128126AB5 | $11.2K | $11,422,000 | 0.4% |
| Assertio Therapeutics Inc | NOTE 2.500% 9/0 | 249908AA2 | $11.7K | $15,000,000 | 0.4% |
| Carbonite Inc | NOTE 2.500% 4/0 | 141337AB1 | $11.8K | $10,003,000 | 0.4% |
| Iqiyi Inc | DEBT 2.000% 4/0 | G4939KAB2 | $13.0K | $12,500,000 | 0.4% |
| Invacare Corp | NOTE 4.500% 6/0 | 461203AH4 | $13.3K | $15,000,000 | 0.5% |
| Ctrip COM Intl LTD | NOTE 1.000% 7/0 | 22943FAF7 | $13.3K | $13,000,000 | 0.5% |
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $13.7K | $15,372,000 | 0.5% |
| Helix Energy Solutions GRP I | NOTE 4.125% 9/1 | 42330PAJ6 | $14.7K | $13,000,000 | 0.5% |
| Pretium RES Inc | NOTE 2.250% 3/1 | 74139CAB8 | $15.6K | $16,454,000 | 0.5% |
| Invacare Corp | NOTE 5.000% 2/1 | 461203AF8 | $16.3K | $17,575,000 | 0.6% |
| Clovis Oncology Inc | NOTE 2.500% 9/1 | 189464AB6 | $18.6K | $20,000,000 | 0.6% |
| Pacira Pharmaceuticals Inc | NOTE 2.375% 4/0 | 695127AD2 | $18.9K | $18,987,000 | 0.6% |
| Infinera Corporation | NOTE 2.125% 9/0 | 45667GAC7 | $19.9K | $25,000,000 | 0.7% |
| RTI Intl Metals Inc | NOTE 1.625%10/1 | 74973WAB3 | $19.9K | $19,975,000 | 0.7% |
| Verint SYS Inc | NOTE 1.500% 6/0 | 92343XAA8 | $20.2K | $18,150,000 | 0.7% |
| Pros Holdings Inc | NOTE 2.000%12/0 | 74346YAB9 | $22.5K | $17,400,000 | 0.8% |
| Unisys Corp | NOTE 5.500% 3/0 | 909214BS6 | $22.6K | $16,075,000 | 0.8% |
| Pros Holdings Inc | NOTE 2.000% 6/0 | 74346YAD5 | $25.1K | $23,360,000 | 0.9% |
| Twitter Inc | NOTE 1.000% 9/1 | 90184LAD4 | $28.3K | $30,000,000 | 1.0% |
| Cypress Semiconductor Corp | NOTE 4.500% 1/1 | 232806AM1 | $30.2K | $23,407,000 | 1.0% |