Q2 2019 Holdings
Filed 2019-07-23 | 87 holdings | $383.8K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $55.7K | $31,786,000 | 14.5% |
| Workday Inc | NOTE 1.500% 7/1 | 98138HAD3 | $49.9K | $19,800,000 | 13.0% |
| Cypress Semiconductor Corp | NOTE 4.500% 1/1 | 232806AM1 | $30.2K | $18,029,000 | 7.9% |
| Caesars Entmt Corp | NOTE 5.000%10/0 | 127686AA1 | $24.0K | $14,000,000 | 6.3% |
| Micron Technology Inc | NOTE 3.125% 5/0 | 595112AX1 | $17.5K | $4,512,000 | 4.6% |
| Isis Pharmaceuticals Inc del | NOTE 1.000%11/1 | 464337AJ3 | $12.7K | $10,734,000 | 3.3% |
| Servicenow Inc | NOTE 6/0 | 81762PAC6 | $11.9K | $5,765,000 | 3.1% |
| Herbalife LTD | NOTE 2.000% 8/1 | 42703MAB9 | $11.0K | $10,656,000 | 2.9% |
| B Riley Principal Merger COR | UNIT 99/99/9999 | 05586Y205 | $10.6K | 1,060,000 | 2.8% |
| Tuscan Holdings Corp | UNIT 99/99/9999 | 90069K203 | $9.3K | 877,904 | 2.4% |
| Veoneer Incorporated | NOTE 4.000% 6/0 | 92336XAA7 | $7.8K | $7,500,000 | 2.0% |
| Microchip Technology Inc | NOTE 2.250% 2/1 | 595017AH7 | $6.1K | $5,201,000 | 1.6% |
| Schultze SPL Purp Acqustn Co | UNIT 12/31/2023 | 80821R208 | $5.9K | 585,000 | 1.5% |
| Graf Indl Corp | UNIT 12/31/2025 | 384278206 | $5.9K | 573,000 | 1.5% |
| Restoration Hardware Hldgs I | DBCV 7/1 | 761283AC4 | $5.8K | $5,012,000 | 1.5% |
| Radius Health Inc | NOTE 3.000% 9/0 | 750469AA6 | $5.6K | $6,208,000 | 1.5% |
| Realpage Inc | NOTE 1.500%11/1 | 75606NAB5 | $5.3K | $3,537,000 | 1.4% |
| Cincinnati Finl Corp(CINF)Put | COM | 172062101 | $5.2K | 50,000 | 1.4% |
| Ctrip COM Intl LTD | NOTE 1.250% 9/1 | 22943FAM2 | $5.0K | $5,000,000 | 1.3% |
| TKK Symphony Acquisition COR | UNIT 08/15/2023 | G88950111 | $4.9K | 475,000 | 1.3% |
| Theravance Biopharma Inc | NOTE 3.250%11/0 | 88339KAA0 | $4.5K | $5,149,000 | 1.2% |
| Electronics for Imaging Inc | NOTE 0.750% 9/0 | 286082AC6 | $4.2K | $4,245,000 | 1.1% |
| Fireeye Inc | NOTE 0.875% 6/0 | 31816QAF8 | $4.2K | $4,254,000 | 1.1% |
| Hennessy Cap Acqustion Corp | UNIT 99/99/9999 | 42589C203 | $4.2K | 400,000 | 1.1% |
| Intercept Pharmaceuticals in | NOTE 3.250% 7/0 | 45845PAA6 | $4.0K | $4,504,000 | 1.0% |
| Dexcom Inc | NOTE 0.750% 5/1 | 252131AF4 | $4.0K | $2,500,000 | 1.0% |
| Theravance Inc | NOTE 2.125% 1/1 | 88338TAB0 | $3.8K | $3,583,000 | 1.0% |
| Envestnet Inc | NOTE 1.750% 6/0 | 29404KAB2 | $3.4K | $2,836,000 | 0.9% |
| Boxwood Merger Corp | UNIT 11/26/2025 | 10319T200 | $3.1K | 300,000 | 0.8% |
| Gigcapital2 Inc | UNIT 02/28/2026 | 375036209 | $3.0K | 296,500 | 0.8% |
| Colony Starwood Homes | NOTE 3.500% 1/1 | 19625XAB8 | $2.9K | $2,402,000 | 0.8% |
| Intrexon Corp | NOTE 3.500% 7/0 | 46122TAA0 | $2.9K | $4,035,000 | 0.8% |
| Medicines Co | NOTE 2.500% 1/1 | 584688AE5 | $2.6K | $2,157,000 | 0.7% |
| Monocle Acquisition Corp | UNIT 99/99/9999 | 609754205 | $2.6K | 250,000 | 0.7% |
| LF Cap Acquisition Corp | UNIT 06/19/2025 | 50200K207 | $2.4K | 228,346 | 0.6% |
| Nabors Inds Inc New | NOTE 0.750% 1/1 | 62957HAB1 | $2.2K | $3,000,000 | 0.6% |
| Dd3 Acquisition Corp | UNIT 10/12/2023 | G2692M129 | $2.0K | 193,000 | 0.5% |
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $2.0K | $2,310,000 | 0.5% |
| CF FIN Acquisition Corp | UNIT 04/30/2025 | 12528N206 | $2.0K | 190,000 | 0.5% |
| Clovis Oncology Inc | NOTE 1.250% 5/0 | 189464AC4 | $1.9K | $3,000,000 | 0.5% |
| Renewable Energy Group Inc | NOTE 4.000% 6/1 | 75972AAC7 | $1.9K | $1,175,000 | 0.5% |
| Forum Merger II Corp | UNIT 09/30/2025 | 34986F202 | $1.7K | 161,500 | 0.4% |
| Vectoiq Acquisition Corp | COM | 92243N103 | $1.7K | 169,050 | 0.4% |
| Mudrick Cap Acquisition Corp | UNIT 02/01/2023 | 624745204 | $1.7K | 156,815 | 0.4% |
| Skechers U S A Inc(SKAA)Call | CL A | 830566105 | $1.6K | 50,000 | 0.4% |
| Tiberius Acquisition Corp | UNIT 02/28/2021 | 88633A206 | $1.5K | 143,200 | 0.4% |
| Trinity Merger Corp(TMCX) | COM CL A | 89653L106 | $1.5K | 144,141 | 0.4% |
| Tesla Inc | NOTE 2.000% 5/1 | 88160RAG6 | $1.5K | $1,500,000 | 0.4% |
| Tesla Inc | NOTE 2.375% 3/1 | 88160RAD3 | $1.4K | $1,432,000 | 0.4% |
| Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | $1.4K | 737,089 | 0.4% |