Q3 2019 Holdings
Filed 2019-11-14 | 94 holdings | $3.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Wells Fargo Co New(WFC) | PERP PFD CNV A | 949746804 | $201.4K | 132,703 | 6.6% |
| Becton Dickinson & Co | PFD SHS CONV A | 075887208 | $199.3K | 3,223,447 | 6.6% |
| Fortive Corp | 5% PFD CNV SER A | 34959J207 | $150.1K | 166,530 | 5.0% |
| Centerpoint Energy Inc | DEP RP PFD CV B | 15189T503 | $126.2K | 2,412,487 | 4.2% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $114.2K | $60,292,000 | 3.8% |
| Nextera Energy Inc | UNIT 09/01/2022S | 65339F796 | $111.5K | 2,219,300 | 3.7% |
| Twitter Inc | NOTE 1.000% 9/1 | 90184LAD4 | $109.7K | $111,411,000 | 3.6% |
| Crown Castle Intl Corp New | 6.875% CON PFD A | 22822V309 | $94.1K | 74,478 | 3.1% |
| Southern Co | UNIT 08/01/2022 | 842587602 | $88.9K | 1,660,000 | 2.9% |
| FTI Consulting Inc | NOTE 2.000% 8/1 | 302941AP4 | $81.5K | $66,970,000 | 2.7% |
| Vishay Intertechnology Inc | NOTE 2.250% 6/1 | 928298AP3 | $65.7K | $70,325,000 | 2.2% |
| Ringcentral Inc | NOTE 3/1 | 76680RAD9 | $61.1K | $37,868,000 | 2.0% |
| Aqua America Inc | UNIT 04/30/2022 | 03836W202 | $57.7K | 954,725 | 1.9% |
| Allegheny Technologies Inc | NOTE 4.750% 7/0 | 01741RAG7 | $55.3K | $35,350,000 | 1.8% |
| Dominion Energy Inc | UNIT 99/99/9999 | 25746U133 | $53.6K | 507,850 | 1.8% |
| International Flavors&fragra | UNIT 09/15/2021 | 459506309 | $52.1K | 1,112,869 | 1.7% |
| NXP Semiconductors N V | NOTE 1.000%12/0 | 62952QAB6 | $50.6K | $46,480,000 | 1.7% |
| NRG Energy Inc | DBCV 2.750% 6/0 | 629377CG5 | $49.8K | $44,350,000 | 1.6% |
| Splunk Inc | NOTE 1.125% 9/1 | 848637AD6 | $49.7K | $45,475,000 | 1.6% |
| Nuance Communications Inc | DBCV 1.000%12/1 | 67020YAK6 | $49.5K | $52,346,000 | 1.6% |
| Ligand Pharmaceuticals Inc | NOTE 0.750% 5/1 | 53220KAF5 | $48.7K | $58,450,000 | 1.6% |
| CSG SYS Intl Inc | NOTE 4.250% 3/1 | 126349AF6 | $44.6K | $39,493,000 | 1.5% |
| Pure Storage Inc | NOTE 0.125% 4/1 | 74624MAB8 | $43.3K | $44,067,000 | 1.4% |
| Ezcorp Inc | NOTE 2.875% 7/0 | 302301AF3 | $43.1K | $45,706,000 | 1.4% |
| New Relic Inc | NOTE 0.500% 5/0 | 64829BAB6 | $42.6K | $45,031,000 | 1.4% |
| Guidewire Software Inc | NOTE 1.250% 3/1 | 40171VAA8 | $42.2K | $36,845,000 | 1.4% |
| Nuance Communications Inc | NOTE 1.250% 4/0 | 67020YAN0 | $41.3K | $42,095,000 | 1.4% |
| Synaptics Inc | NOTE 0.500% 6/1 | 87157DAD1 | $37.8K | $40,628,000 | 1.2% |
| Vector Group LTD | FRNT 4/1 | 92240MBC1 | $37.6K | $36,197,000 | 1.2% |
| Fireeye Inc | NOTE 0.875% 6/0 | 31816QAF8 | $35.6K | $37,975,000 | 1.2% |
| ON Semiconductor Corp | NOTE 1.625%10/1 | 682189AP0 | $35.4K | $29,415,000 | 1.2% |
| Knowles Corp | NOTE 3.250%11/0 | 49926DAB5 | $34.1K | $26,636,000 | 1.1% |
| Team Inc | NOTE 5.000% 8/0 | 878155AE0 | $33.3K | $30,144,000 | 1.1% |
| Innoviva Inc | NOTE 2.500% 8/1 | 45781MAB7 | $33.2K | $34,509,000 | 1.1% |
| Exact Sciences Corp | NOTE 0.375% 3/1 | 30063PAB1 | $32.9K | $30,475,000 | 1.1% |
| Cheniere Energy Inc | NOTE 4.250% 3/1 | 16411RAG4 | $32.6K | $42,216,000 | 1.1% |
| Rambus Inc del | NOTE 1.375% 2/0 | 750917AG1 | $32.5K | $32,800,000 | 1.1% |
| EPR Pptys | CONV PFD 9% SR E | 26884U307 | $31.6K | 813,798 | 1.0% |
| Viavi Solutions Inc | NOTE 1.000% 3/0 | 925550AB1 | $28.5K | $23,250,000 | 0.9% |
| EPR Pptys | PFD C CNV 5.75% | 26884U208 | $27.6K | 827,370 | 0.9% |
| Zillow Group Inc | NOTE 1.500% 7/0 | 98954MAC5 | $25.5K | $29,000,000 | 0.8% |
| Kaman Corp | NOTE 3.250% 5/0 | 483548AF0 | $24.9K | $21,861,000 | 0.8% |
| Nutanix Inc | NOTE 1/1 | 67059NAB4 | $24.5K | $26,250,000 | 0.8% |
| QTS Rlty TR Inc | 6.50% CON PFD B | 74736A301 | $24.0K | 198,050 | 0.8% |
| Bank Amer Corp(BAC) | 7.25%CNV PFD L | 060505682 | $24.0K | 16,033 | 0.8% |
| OSI Systems Inc | NOTE 1.250% 9/0 | 671044AD7 | $22.5K | $20,123,000 | 0.7% |
| South Jersey Inds Inc | UNIT 99/99/9999 | 838518116 | $21.8K | 418,652 | 0.7% |
| Dominion Energy Inc(D)Call | COM | 25746U109 | $21.1K | 260,600 | 0.7% |
| Zions Bancorporation N A | *W EXP 05/21/202 | 989701115 | $20.0K | 1,689,387 | 0.7% |
| Marriott Vactins Worldwid Co | NOTE 1.500% 9/1 | 57164YAB3 | $19.0K | $18,925,000 | 0.6% |