Q4 2019 Holdings
Filed 2020-02-13 | 91 holdings | $3.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Becton Dickinson & Co | PFD SHS CONV A | 075887208 | $228.4K | 3,490,524 | 7.4% |
| DTE Energy Co | UNIT 11/01/2022S | 233331842 | $145.2K | 2,827,846 | 4.7% |
| Nextera Energy Inc | UNIT 09/01/2022S | 65339F796 | $140.6K | 2,749,675 | 4.5% |
| Wells Fargo Co New(WFC) | PERP PFD CNV A | 949746804 | $136.5K | 94,250 | 4.4% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $125.4K | $58,292,000 | 4.0% |
| Crown Castle Intl Corp New | 6.875% CON PFD A | 22822V309 | $111.6K | 87,098 | 3.6% |
| Twitter Inc | NOTE 1.000% 9/1 | 90184LAD4 | $103.5K | $106,411,000 | 3.3% |
| Centerpoint Energy Inc | DEP RP PFD CV B | 15189T503 | $102.5K | 2,103,562 | 3.3% |
| Fortive Corp | 5% PFD CNV SER A | 34959J207 | $97.4K | 100,066 | 3.1% |
| Southern Co | UNIT 08/01/2022 | 842587602 | $92.9K | 1,725,629 | 3.0% |
| Ringcentral Inc | NOTE 3/1 | 76680RAD9 | $84.7K | $40,368,000 | 2.7% |
| International Flavors&fragra | UNIT 09/15/2021 | 459506309 | $81.7K | 1,705,169 | 2.6% |
| FTI Consulting Inc | NOTE 2.000% 8/1 | 302941AP4 | $79.9K | $63,892,000 | 2.6% |
| Vishay Intertechnology Inc | NOTE 2.250% 6/1 | 928298AP3 | $69.3K | $69,225,000 | 2.2% |
| Vector Group LTD | FRNT 4/1 | 92240MBC1 | $59.2K | $56,968,000 | 1.9% |
| Nuance Communications Inc | DBCV 1.000%12/1 | 67020YAK6 | $56.7K | $56,333,000 | 1.8% |
| Allegheny Technologies Inc | NOTE 4.750% 7/0 | 01741RAG7 | $56.2K | $35,361,000 | 1.8% |
| NRG Energy Inc | DBCV 2.750% 6/0 | 629377CG5 | $53.4K | $47,100,000 | 1.7% |
| Dominion Energy Inc | UNIT 99/99/9999 | 25746U133 | $49.3K | 461,850 | 1.6% |
| New Relic Inc | NOTE 0.500% 5/0 | 64829BAB6 | $47.6K | $49,031,000 | 1.5% |
| Nuance Communications Inc | NOTE 1.250% 4/0 | 67020YAN0 | $47.6K | $42,865,000 | 1.5% |
| Pure Storage Inc | NOTE 0.125% 4/1 | 74624MAB8 | $45.7K | $46,092,000 | 1.5% |
| Splunk Inc | NOTE 1.125% 9/1 | 848637AD6 | $44.2K | $35,862,000 | 1.4% |
| Guidewire Software Inc | NOTE 1.250% 3/1 | 40171VAA8 | $40.8K | $34,745,000 | 1.3% |
| ON Semiconductor Corp | NOTE 1.625%10/1 | 682189AP0 | $39.5K | $28,665,000 | 1.3% |
| Ezcorp Inc | NOTE 2.875% 7/0 | 302301AF3 | $39.0K | $41,706,000 | 1.3% |
| Ligand Pharmaceuticals Inc | NOTE 0.750% 5/1 | 53220KAF5 | $38.4K | $44,450,000 | 1.2% |
| Innoviva Inc | NOTE 2.500% 8/1 | 45781MAB7 | $37.7K | $34,759,000 | 1.2% |
| Fireeye Inc | NOTE 0.875% 6/0 | 31816QAF8 | $37.2K | $36,975,000 | 1.2% |
| Zions Bancorporation N A | *W EXP 05/21/202 | 989701115 | $37.0K | $1,895,474 | 1.2% |
| Knowles Corp | NOTE 3.250%11/0 | 49926DAB5 | $36.7K | $28,266,000 | 1.2% |
| Team Inc | NOTE 5.000% 8/0 | 878155AE0 | $35.0K | $33,514,000 | 1.1% |
| Tesla Inc | NOTE 1.250% 3/0 | 88160RAC5 | $34.4K | $26,950,000 | 1.1% |
| Cheniere Energy Inc | NOTE 4.250% 3/1 | 16411RAG4 | $32.3K | $40,985,000 | 1.0% |
| Zillow Group Inc | NOTE 1.500% 7/0 | 98954MAC5 | $31.0K | $32,360,000 | 1.0% |
| South Jersey Inds Inc | UNIT 99/99/9999 | 838518116 | $29.9K | 573,652 | 1.0% |
| Synaptics Inc | NOTE 0.500% 6/1 | 87157DAD1 | $29.3K | $26,453,000 | 0.9% |
| Rambus Inc del | NOTE 1.375% 2/0 | 750917AG1 | $28.9K | $28,500,000 | 0.9% |
| Dexcom Inc | NOTE 0.750%12/0 | 252131AH0 | $28.5K | $19,265,000 | 0.9% |
| Viavi Solutions Inc | NOTE 1.000% 3/0 | 925550AB1 | $26.7K | $20,750,000 | 0.9% |
| Docusign Inc | NOTE 0.500% 9/1 | 256163AB2 | $26.1K | $21,000,000 | 0.8% |
| Kaman Corp | NOTE 3.250% 5/0 | 483548AF0 | $25.8K | $21,561,000 | 0.8% |
| HCI Group Inc | NOTE 4.250% 3/0 | 40416EAD5 | $23.8K | $23,216,000 | 0.8% |
| QTS Rlty TR Inc | 6.50% CON PFD B | 74736A301 | $23.7K | 185,050 | 0.8% |
| CSG SYS Intl Inc | NOTE 4.250% 3/1 | 126349AF6 | $23.6K | $20,691,000 | 0.8% |
| Supernus Pharmaceuticals Inc | NOTE 0.625% 4/0 | 868459AD0 | $22.8K | $25,150,000 | 0.7% |
| Nutanix Inc | NOTE 1/1 | 67059NAB4 | $22.6K | $22,750,000 | 0.7% |
| Jazz Investments I LTD | NOTE 1.500% 8/1 | 472145AD3 | $20.1K | $19,950,000 | 0.6% |
| OSI Systems Inc | NOTE 1.250% 9/0 | 671044AD7 | $19.2K | $17,605,000 | 0.6% |
| Marriott Vactins Worldwid Co | NOTE 1.500% 9/1 | 57164YAB3 | $18.7K | $17,575,000 | 0.6% |