Q4 2022 Holdings
Filed 2023-02-09 | 41 holdings | $232.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Vanguard Index FDS(VTI) | TOTAL STK MKT | 922908769 | $59.3M | 310,000 | 25.5% |
| Chart Inds Inc(GTLS) | COM | 16115Q308 | $11.5M | 100,000 | 5.0% |
| Compass Therapeutics Inc(CMPX) | COM | 20454B104 | $11.2M | 2,230,441 | 4.8% |
| Constellation Brands Inc(STZ) | CL A | 21036P108 | $9.3M | 40,000 | 4.0% |
| Novavax Inc | NOTE 3.750% 2/0 | 670002AB0 | $9.1M | $9,000,000 | 3.9% |
| Alight Inc(ALIT) | COM CL A | 01626W101 | $8.2M | 979,397 | 3.5% |
| Chart Inds Inc | 6.75DP CNV PFD B | 16115Q407 | $7.6M | 150,000 | 3.3% |
| Amerisourcebergen Corp(COR) | COM | 03073E105 | $7.5M | 45,000 | 3.2% |
| Patrick Inds Inc | DBCV 1.000% 2/0 | 703343AB9 | $7.0M | $7,000,000 | 3.0% |
| Ringcentral Inc | NOTE 3/0 | 76680RAF4 | $6.9M | $8,000,000 | 3.0% |
| Laureate Education Inc(LAUR) | COMMON STOCK | 518613203 | $6.7M | 698,304 | 2.9% |
| Invesco QQQ TR(QQQ) | UNIT SER 1 | 46090E103 | $6.7M | 25,000 | 2.9% |
| Aspen Aerogels Inc(ASPN) | COM | 04523Y105 | $6.0M | 505,000 | 2.6% |
| Supernus Pharmaceuticals | NOTE 0.625% 4/0 | 868459AD0 | $5.9M | $6,000,000 | 2.5% |
| Okta Inc | NOTE 0.125% 9/0 | 679295AD7 | $5.3M | $6,000,000 | 2.3% |
| Herbalife Nutrition LTD | NOTE 2.625% 3/1 | 42703MAD5 | $4.7M | $5,000,000 | 2.0% |
| An2 Therapeutics Inc(ANTX) | COM | 037326105 | $4.3M | 450,000 | 1.8% |
| Innoviva Inc | NOTE 2.125% 1/1 | 88338TAB0 | $4.0M | $4,000,000 | 1.7% |
| New Relic Inc | NOTE 0.500% 5/0 | 64829BAB6 | $3.9M | $4,000,000 | 1.7% |
| Splunk Inc | NOTE 0.500% 9/1 | 848637AC8 | $3.9M | $4,000,000 | 1.7% |
| Roivant Sciences LTD(ROIV) | SHS | G76279101 | $3.8M | 470,000 | 1.6% |
| New Fortress Energy Inc(NFE) | COM CL A | 644393100 | $3.7M | 87,700 | 1.6% |
| WIX COM LTD | NOTE 7/0 | 92940WAB5 | $2.9M | $3,000,000 | 1.3% |
| Pliant Therapeutics Inc(PLRX) | COM | 729139105 | $2.9M | 150,000 | 1.2% |
| Western Digital Corp. | NOTE 1.500% 2/0 | 958102AP0 | $2.9M | $3,000,000 | 1.2% |
| Biohaven LTD(BHVN) | COM | G1110E107 | $2.8M | 200,000 | 1.2% |
| Rain Oncology Inc | COM | 75082Q105 | $2.5M | 314,171 | 1.1% |
| Somalogic Inc(SLGCUSD) | CLASS A COM | 83444K105 | $2.5M | 1,000,000 | 1.1% |
| Crescent Energy Company(CRGY) | CL A COM | 44952J104 | $2.1M | 175,000 | 0.9% |
| Indie Semiconductor Inc(INDI) | CLASS A COM | 45569U101 | $2.0M | 350,000 | 0.9% |
| Bellus Health Inc New(BLU) | COM NEW | 07987C204 | $2.0M | 245,000 | 0.9% |
| Illumina Inc | NOTE 8/1 | 452327AK5 | $1.9M | $2,000,000 | 0.8% |
| Rapid7 Inc | NOTE 2.250% 5/0 | 753422AD6 | $1.9M | $2,000,000 | 0.8% |
| Karyopharm Therapeutics Inc(KPTIEUR) | COM | 48576U106 | $1.6M | 481,696 | 0.7% |
| Dyne Therapeutics Inc(DYN) | COM | 26818M108 | $1.4M | 123,719 | 0.6% |
| Aura Biosciences Inc(AURA) | COM | 05153U107 | $1.4M | 131,640 | 0.6% |
| 8X8 Inc New | NOTE 0.500% 2/0 | 282914AB6 | $1.4M | $1,500,000 | 0.6% |
| Terns Pharmaceuticals Inc(TERN) | COM | 880881107 | $1.2M | 122,500 | 0.5% |
| Freyr Battery | SHS | L4135L100 | $1.1M | 125,000 | 0.5% |
| Aersale Corporation(ASLE) | COM | 00810F106 | $686.8K | 42,344 | 0.3% |
| Profrac Hldg Corp(ACDC) | CLASS A COM | 74319N100 | $630.0K | 25,000 | 0.3% |