Q3 2014 Holdings
Filed 2014-11-13 | 73 holdings | $12.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Connectone Bancorp Inc(CNOB) | COM | 20786W107 | $12.1M | 635,451 | 98.6% |
| Yadkin Financial Corporation C | COM | 984305102 | $14.7K | 811,443 | 0.1% |
| Hometrust Bancshares Inc COM(HTB) | COM | 437872104 | $11.8K | 805,439 | 0.1% |
| South ST Corp(SSBUSD) | COM | 840441109 | $5.6K | 100,000 | 0.0% |
| Opus Bank | COM | 684000102 | $5.2K | 169,370 | 0.0% |
| Banc of California Inc(BANC) | COM | 05990K106 | $5.1K | 438,473 | 0.0% |
| Investors Bancorp New | COM | 46146L101 | $5.1K | 500,000 | 0.0% |
| Ameris Bancorp COM(ABCB) | COM | 03076K108 | $5.0K | 229,190 | 0.0% |
| BNC Bancorp | COM | 05566T101 | $5.0K | 319,216 | 0.0% |
| Synovus Finl Corp(SYU1) | COM | 87161C501 | $5.0K | 210,000 | 0.0% |
| ASB Bancorp Inc | COM | 00213T109 | $4.8K | 238,844 | 0.0% |
| PUT XLF OCT 23.00000 10/18/201 | PUT | 8GMQTN8 | $4.6K | 200,000 | 0.0% |
| Seacoast Banking Corporation O(SBCF) | COM | 811707801 | $4.5K | 415,895 | 0.0% |
| M&T Bank Corp -Wt18 Warrants 1 | WT | 55261F112 | $4.1K | 80,000 | 0.0% |
| State Bank Financial Corporati | COM | 856190103 | $3.7K | 229,506 | 0.0% |
| Cowen Group Inc Class A | COM | 223622101 | $3.7K | 984,629 | 0.0% |
| Tristate Capital Holdings Inc | COM | 89678F100 | $3.5K | 387,111 | 0.0% |
| Bank of America Corp(BAC) | COM | 060505104 | $3.4K | 200,600 | 0.0% |
| C1 Financial Inc COM | COM | 12591N109 | $3.1K | 171,826 | 0.0% |
| Fidelity Southern Corp New | COM | 316394105 | $3.0K | 217,868 | 0.0% |
| Atlantic Coast Financial Corpo | COM | 048426100 | $3.0K | 724,470 | 0.0% |
| Centerstate Banks Inc(CSFLUSD) | COM | 15201P109 | $2.6K | 254,010 | 0.0% |
| PUT ACE OCT 100.0000 10/18/201 | PUT | 8C10099 | $2.6K | 25,000 | 0.0% |
| Citigroup Inc COM New(C) | COM | 172967424 | $2.6K | 50,000 | 0.0% |
| Viewpoint Finl Group Incmd COM | COM | 92672A101 | $2.6K | 107,279 | 0.0% |
| Synchrony Financial(SYF) | COM | 87165B103 | $2.6K | 103,892 | 0.0% |
| Regional Management Corp(RM) | COM | 75902K106 | $2.2K | 123,667 | 0.0% |
| Park Sterling Corp | COM | 70086Y105 | $2.2K | 330,247 | 0.0% |
| Square 1 Financial Inc CL A | COM | 85223W101 | $2.1K | 110,159 | 0.0% |
| Silvercrest Asset Management G(SAMG) | COM | 828359109 | $2.1K | 150,991 | 0.0% |
| Shore Bancshares Inc(SHBI) | COM | 825107105 | $2.0K | 219,670 | 0.0% |
| United Financial Bancorp | COM | 910304104 | $1.9K | 147,532 | 0.0% |
| NBT Bancorp Inc(NBTB) | COM | 628778102 | $1.8K | 81,670 | 0.0% |
| Palmetto Bancshares Inc COM | COM | 697062206 | $1.8K | 128,490 | 0.0% |
| First Community Corporation(FCCO) | COM | 319835104 | $1.8K | 166,760 | 0.0% |
| PUT Schw OCT 26.00000 10/18/20 | PUT | 8GQFJJ9 | $1.8K | 60,000 | 0.0% |
| PUT XL OCT 32.00000 10/18/2014 | PUT | 8GFWVW1 | $1.7K | 50,000 | 0.0% |
| First Security Group Inc | COM | 336312202 | $1.6K | 789,610 | 0.0% |
| Southern National Bancorp of V | COM | 843395104 | $1.6K | 134,740 | 0.0% |
| PUT RNR OCT 100.0000 10/18/201 | PUT | 9GFQPM3 | $1.5K | 15,000 | 0.0% |
| Jacksonville Bancorp Inc | COM | 469249205 | $1.5K | 137,131 | 0.0% |
| Home Bancshares Inc(HOMB) | COM | 436893200 | $1.5K | 50,000 | 0.0% |
| 1ST UTD Bancorp Inc FLA COM | COM | 33740N105 | $1.4K | 165,577 | 0.0% |
| PUT WFC OCT 50.00000 10/18/201 | PUT | 8GFWJD5 | $1.3K | 25,000 | 0.0% |
| Hertz Global Hldgs Inccom | COM | 42805T105 | $1.3K | 50,000 | 0.0% |
| SWS Group Inc | COM | 78503N107 | $1.3K | 183,068 | 0.0% |
| Financial Institutions Inc COM(FISI) | COM | 317585404 | $1.2K | 55,324 | 0.0% |
| Astoria Financial Corp | COM | 046265104 | $1.2K | 100,000 | 0.0% |
| Regions Financial Corp(RF) | COM | 7591EP100 | $1.0K | 100,000 | 0.0% |
| PUT BK OCT 39.00000 10/18/2014 | PUT | 8E09642 | $968 | 25,000 | 0.0% |