Q3 2014 Holdings
Filed 2014-11-14 | 145 holdings | $254.2K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Gilead Sciences, Inc. | CONV | 375558AP8 | $8.5K | $1,800,000 | 3.3% |
| Micron Technology, Inc. | CONV | 595112AY9 | $5.3K | $4,000,000 | 2.1% |
| United Technologies Corp. | PFD CV | 913017117 | $4.7K | 80,000 | 1.9% |
| The Priceline Group Inc. | CONV | 741503AQ9 | $4.1K | $3,000,000 | 1.6% |
| Bank of America Corp.(BAC) | PFD CV | 060505682 | $3.9K | 3,400 | 1.5% |
| Equinix Inc. | CONV | 29444UAH9 | $3.9K | $1,500,000 | 1.5% |
| Wells Fargo & Co.(WFC) | PFD CV | 949746804 | $3.6K | 3,000 | 1.4% |
| Chesapeake Energy Corp. | PFD CV | 165167768 | $3.5K | 3,100 | 1.4% |
| Nuance Communications, Inc. | CONV | 67020YAF7 | $3.5K | $3,500,000 | 1.4% |
| Mylan Inc. | CONV | 628530AJ6 | $3.4K | $1,000,000 | 1.4% |
| Crown Castle International Co | PFD CV | 228227500 | $3.4K | 32,500 | 1.3% |
| Huntington Bancshares, Inc. | PFD CV | 446150401 | $3.3K | 2,500 | 1.3% |
| Weyerhaeuser Co. | PFD CV | 962166872 | $3.3K | 60,000 | 1.3% |
| Mentor Graphics Corp. | CONV | 587200AK2 | $3.3K | $2,750,000 | 1.3% |
| NextEra Energy, Inc. | PFD CV | 65339F861 | $3.2K | 60,000 | 1.3% |
| Hawaiian Holdings, Inc. | CONV | 419879AD3 | $3.1K | $1,750,000 | 1.2% |
| Molina Healthcare Inc. | CONV | 60855RAC4 | $3.0K | $2,500,000 | 1.2% |
| InvenSense, Inc. | CONV | 46123DAA4 | $2.8K | $2,500,000 | 1.1% |
| SunPower Corp. | CONV | 867652AH2 | $2.8K | $2,500,000 | 1.1% |
| Verint Systems Inc. | CONV | 92343XAA8 | $2.7K | $2,500,000 | 1.1% |
| CSG Systems International, In | CONV | 126349AC3 | $2.7K | $2,150,000 | 1.1% |
| Take-Two Interactive Software | CONV | 874054AC3 | $2.7K | $2,000,000 | 1.1% |
| Colony Financial, Inc. | CONV | 19624RAA4 | $2.6K | $2,500,000 | 1.0% |
| AmSurg Corp. | PFD CV | 03232P504 | $2.6K | 24,500 | 1.0% |
| Encore Capital Group, Inc. | CONV | 292554AF9 | $2.6K | $2,250,000 | 1.0% |
| Web.com Group, Inc. | CONV | 94733AAA2 | $2.5K | $2,750,000 | 1.0% |
| Genesee & Wyoming, Inc. | PFD CV | 371559204 | $2.5K | 20,000 | 1.0% |
| Incyte Corp. | CONV | 45337CAL6 | $2.5K | $2,000,000 | 1.0% |
| AT&T Inc.(T) | COM | 00206R102 | $2.5K | 70,000 | 1.0% |
| Cubist Pharmaceuticals, Inc. | CONV | 229678AH0 | $2.5K | $2,200,000 | 1.0% |
| NY Community Capital Trust V | PFD CV | 64944P307 | $2.3K | 48,000 | 0.9% |
| Health Care REIT, Inc. | PFD CV | 42217K601 | $2.3K | 40,000 | 0.9% |
| Proofpoint, Inc. | CONV | 743424AA1 | $2.3K | $1,900,000 | 0.9% |
| SBA Communications Corp. | COM | 78388J106 | $2.3K | 20,500 | 0.9% |
| Stanley Black & Decker, Inc. | PFD CV | 854502804 | $2.3K | 20,000 | 0.9% |
| American Tower Corp. | PFD CV | 03027X308 | $2.2K | 20,250 | 0.9% |
| GT Advanced Technologies Inc. | CONV | 36191UAB2 | $2.2K | $1,850,000 | 0.8% |
| Photronics, Inc. | CONV | 719405AH5 | $2.1K | $2,000,000 | 0.8% |
| Regeneron Pharmaceuticals, In | CONV | 75886FAD9 | $2.1K | $500,000 | 0.8% |
| Carriage Services, Inc. | CONV | 143905AL1 | $2.1K | $2,000,000 | 0.8% |
| Fxcm Inc. | CONV | 302693AB2 | $2.1K | $2,000,000 | 0.8% |
| ConocoPhillips(COP) | COM | 20825C104 | $2.1K | 26,782 | 0.8% |
| Forest City Enterprises, Inc. | CONV | 345550AR8 | $2.1K | $2,000,000 | 0.8% |
| Maiden Holdings, Ltd. | PFD CV | G5753U203 | $2.0K | 45,000 | 0.8% |
| EMC Corp. | COM | 268648102 | $2.0K | 70,000 | 0.8% |
| Salix Pharmaceuticals, Ltd. | CONV | 795435AC0 | $2.0K | $600,000 | 0.8% |
| American Realty Capital Prop. | CONV | 02917TAA2 | $2.0K | $2,000,000 | 0.8% |
| Illumina, Inc. | CONV | 452327AD1 | $2.0K | $1,000,000 | 0.8% |
| TeleCommunication Systems, In | CONV | 87929JAC7 | $2.0K | $2,000,000 | 0.8% |
| Bottomline Technologies, Inc. | CONV | 101388AA4 | $2.0K | $1,750,000 | 0.8% |