Q3 2019 Holdings
Filed 2019-11-14 | 50 holdings | $35.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Babcock & Wilcox Enterpris I(BW) | COM | 05614L209 | $33.1M | 6,911,608 | 93.3% |
| Clearwater Paper Corp(CLW) | COM | 18538R103 | $1.3M | 61,260 | 3.6% |
| Aehr Test Systems(AEHR) | COM | 00760J108 | $841.0K | 470,000 | 2.4% |
| Ishares TR(IWM)Put | RUSSELL 2000 ETF | 464287655 | $90.0K | 594,700 | 0.3% |
| Select Interior Concepts Inc(2677370D) | CL A | 816120307 | $39.8K | 3,066,351 | 0.1% |
| National Holdings Corp | COM NEW | 636375206 | $16.9K | 6,159,550 | 0.0% |
| Global Ship Lease Inc New(GSL) | COM CL A | Y27183600 | $16.0K | 2,089,226 | 0.0% |
| Hc2 Hldgs Inc | COM | 404139107 | $9.9K | 4,214,730 | 0.0% |
| Health INS Innovations Inc | COM CL A | 42225K106 | $9.4K | 377,608 | 0.0% |
| Vitamin Shoppe Inc | COM | 92849E101 | $6.6K | 1,006,000 | 0.0% |
| Sonim Technologies Inc | COM | 83548F101 | $6.5K | 2,212,743 | 0.0% |
| B Riley Principal Merger COR | UNIT 99/99/9999 | 05586Y205 | $4.6K | 462,500 | 0.0% |
| Ranger Energy Svcs Inc(RNGR) | COM CL A | 75282U104 | $4.4K | 679,234 | 0.0% |
| Lonestar RES US Inc | CL A VTG | 54240F103 | $4.1K | 1,493,975 | 0.0% |
| Netfin Acquisition Corp | UNIT 08/01/2024 | G6455A123 | $3.1K | 306,100 | 0.0% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $3.0K | 10,000 | 0.0% |
| 180 Degree Cap Corp(TURNEUR) | COM | 68235B109 | $2.9K | 1,369,488 | 0.0% |
| GW Pharmaceuticals PLCPut | ADS | 36197T103 | $2.9K | 25,000 | 0.0% |
| NET 1 Ueps Technologies Inc(LSAK) | COM NEW | 64107N206 | $1.9K | 528,600 | 0.0% |
| Tuesday Morning Corp | COM NEW | 899035505 | $1.5K | 964,276 | 0.0% |
| Tesla Inc(TSLA)Put | COM | 88160R101 | $1.2K | 5,000 | 0.0% |
| RTW Retailwinds Inc | COM | 74980D100 | $1.1K | 832,996 | 0.0% |
| Ehealth Inc(EHTH) | COM | 28238P109 | $1.1K | 16,318 | 0.0% |
| Firstcash IncPut | COM | 33767D105 | $917 | 10,000 | 0.0% |
| Celsius Holdings Inc(CELH) | COM NEW | 15118V207 | $835 | 240,200 | 0.0% |
| Resmed Inc(RMD)Put | COM | 761152107 | $676 | 5,000 | 0.0% |
| KVH Inds Inc(KVHI) | COM | 482738101 | $666 | 62,500 | 0.0% |
| Tailored Brands Inc | COM | 87403A107 | $660 | 150,000 | 0.0% |
| A10 Networks Inc(ATEN) | COM | 002121101 | $607 | 87,500 | 0.0% |
| CNX Midstream Partners LP | COM UNIT REPST | 12654A101 | $494 | 35,000 | 0.0% |
| Alps ETF TR(AMLPUSD) | ALERIAN MLP | 00162Q866 | $457 | 50,000 | 0.0% |
| Flotek Inds Inc del | COM | 343389102 | $385 | 175,000 | 0.0% |
| Immersion Corp(IMMR) | COM | 452521107 | $287 | 37,500 | 0.0% |
| Pivotal Invt Corp II | UNIT 06/01/2025 | 72582K209 | $255 | 25,000 | 0.0% |
| Vonage Hldgs Corp | COM | 92886T201 | $255 | 22,600 | 0.0% |
| Travelcenters of America Inc(TAUSD) | COM NEW | 89421B109 | $247 | 20,000 | 0.0% |
| Fintech Acquisition Corp III | UNIT 12/01/2023 | 31811A309 | $212 | 19,817 | 0.0% |
| CSI Compressco LP | COM UNIT | 12637A103 | $209 | 70,650 | 0.0% |
| Spark Networks SE | SPONSORED ADR | 846517100 | $208 | 37,566 | 0.0% |
| Netfin Acquisition Corp | SHS CL A | G6455A107 | $191 | 19,600 | 0.0% |
| Tivo Corp | COM | 88870P106 | $190 | 25,000 | 0.0% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $144 | 256,219 | 0.0% |
| Harte-Hanks Inc(HHS) | COM | 416196202 | $137 | 45,000 | 0.0% |
| Finjan Hldgs Inc(FNJNUSD) | COM NEW | 31788H303 | $101 | 50,000 | 0.0% |
| Servicesource Intl Inc | COM | 81763U100 | $97 | 110,000 | 0.0% |
| Realnetworks Inc | COM NEW | 75605L708 | $83 | 50,000 | 0.0% |
| BBX Cap Corp New(BBX1EUR) | CL A | 05491N104 | $83 | 17,880 | 0.0% |
| Destination XL Group Inc(DXLG) | COM | 25065K104 | $46 | 27,000 | 0.0% |
| B Riley Principal Merger COR | *W EXP 04/08/202 | 05586Y114 | $11 | 24,200 | 0.0% |
| Netfin Acquisition Corp | *W EXP 08/01/202 | G6455A115 | $7 | 22,992 | 0.0% |