Q3 2019 Holdings
Filed 2019-11-15 | 494 holdings | $7.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| B. Riley Wealth Management, Inc. | LADENBURG THALMAN FIN SVCS I | 50575Q102 | $0 | 150,000 | 0.0% |
| B. Riley Wealth Management, Inc.(ATNMEUR) | ACTINIUM PHARMACEUTICALS INC | 00507W107 | $1 | 6,000 | 0.0% |
| B. Riley Wealth Management, Inc.(9990302D) | APACHE CORP COM USD0.625 | 037411105 | $3 | 103 | 0.0% |
| B. Riley Wealth Management, Inc. | CAPSTONE TURBINE CORP | 14067D508 | $5 | 10,000 | 0.0% |
| B. Riley Wealth Management, Inc.(ASM) | AVINO SILVER & GOLD MINES LTD COM | 053906103 | $6 | 10,000 | 0.0% |
| B. Riley Wealth Management, Inc.(SBI) | WESTERN ASSET INTM MUNI FD INC COM | 958435109 | $8 | 925 | 0.0% |
| B. Riley Wealth Management, Inc.(HL) | HECLA MINING CO | 422704106 | $9 | 5,000 | 0.0% |
| B. Riley Wealth Management, Inc.(AABAUSD) | YAHOO INC | 021346101 | $11 | 565 | 0.0% |
| B. Riley Wealth Management, Inc.(AXP) | AMERICAN EXPRESS CO COM USD0.20 | 025816109 | $21 | 180 | 0.0% |
| B. Riley Wealth Management, Inc.(TURNEUR) | 180 DEGREE CAP CORP COM | 68235B109 | $24 | 11,000 | 0.0% |
| B. Riley Wealth Management, Inc.(AVLRUSD) | AVALARA INC COM | 05338G106 | $28 | 413 | 0.0% |
| B. Riley Wealth Management, Inc. | SECOND SIGHT MED PRODS INC COM | 81362J100 | $33 | 39,600 | 0.0% |
| B. Riley Wealth Management, Inc. | HI-CRUSH PARTNERS LPCOM UNIT PARTNER INTS | 428337109 | $35 | 20,000 | 0.0% |
| B. Riley Wealth Management, Inc. | B RILEY PRINCIPAL MERGER COR | 05586Y114 | $45 | 100,832 | 0.0% |
| B. Riley Wealth Management, Inc. | S&W SEED CO COM | 785135104 | $51 | 21,635 | 0.0% |
| B. Riley Wealth Management, Inc. | CHURCHILL CAP CORP II WTS EXP 07/02/2024 | 17143G114 | $56 | 38,888 | 0.0% |
| B. Riley Wealth Management, Inc. | AURORA CANNABIS INC COM NPV ISIN #CA05156X1087 SEDOL #BTGWJY9 | 05156X108 | $56 | 12,698 | 0.0% |
| B. Riley Wealth Management, Inc.(REFR) | RESEARCH FRONTIERS INC | 760911107 | $57 | 17,900 | 0.0% |
| B. Riley Wealth Management, Inc.(HROW) | HARROW HEALTH INC COM | 415858109 | $59 | 10,581 | 0.0% |
| B. Riley Wealth Management, Inc.(WOW) | WIDEOPENWEST INC COM | 96758W101 | $78 | 12,608 | 0.0% |
| B. Riley Wealth Management, Inc.(YPF) | YPF SOCIEDAD ANONIMA SPONS ADR REPTSG CL D SHS | 984245100 | $93 | 10,000 | 0.0% |
| B. Riley Wealth Management, Inc. | J JILL INC COM | 46620W102 | $95 | 50,000 | 0.0% |
| B. Riley Wealth Management, Inc. | INTREXON CORP COM | 46122T102 | $96 | 16,800 | 0.0% |
| B. Riley Wealth Management, Inc.(VUZI) | VUZIX CORP COM NEW | 92921W300 | $96 | 42,000 | 0.0% |
| B. Riley Wealth Management, Inc.(TEVA) | TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | $108 | 15,635 | 0.0% |
| B. Riley Wealth Management, Inc.(XDCFX) | BNY MELLON ALCENTRA GLOBAL CR COM | 05588N108 | $120 | 12,994 | 0.0% |
| B. Riley Wealth Management, Inc. | SUTTER ROCK CAP CORP | 86944Q100 | $123 | 19,800 | 0.0% |
| B. Riley Wealth Management, Inc.(XEADX) | EVERGREEN INCOME ADVANTAGE | 94987B105 | $126 | 15,254 | 0.0% |
| B. Riley Wealth Management, Inc.(NOK) | NOKIA CORP ADR | 654902204 | $136 | 26,790 | 0.0% |
| B. Riley Wealth Management, Inc.(OLP) | ONE LIBERTY PPTYS INC | 682406103 | $141 | 15,482 | 0.0% |
| B. Riley Wealth Management, Inc.(HBAN) | HUNTINGTON BANCSHARES INC COM | 446150104 | $143 | 10,017 | 0.0% |
| B. Riley Wealth Management, Inc.(VVR) | VAN KAMPEN SENIOR INCOME TRUST | 46131H107 | $144 | 34,222 | 0.0% |
| B. Riley Wealth Management, Inc.(ET) | ENERGY TRANSFER EQUITY L P COM UNIT LTD PARTNERSHIP | 29273V100 | $144 | 11,056 | 0.0% |
| B. Riley Wealth Management, Inc.(IDN) | INTELLICHECK INC COM NEW | 45817G201 | $145 | 29,000 | 0.0% |
| B. Riley Wealth Management, Inc.(BAR) | GRANITESHARES GOLD SHARES | 38748G101 | $147 | 10,000 | 0.0% |
| B. Riley Wealth Management, Inc.(BX) | BLACKSTONE GROUP INC COM CL A | 09260D107 | $147 | 3,000 | 0.0% |
| B. Riley Wealth Management, Inc. | HOEGH LNG PARTNERS LP COM UNIT LTD | Y3262R100 | $155 | 10,000 | 0.0% |
| B. Riley Wealth Management, Inc. | ASHFORD HOSPITALITY TR INC COM SHS | 044103109 | $157 | 47,500 | 0.0% |
| B. Riley Wealth Management, Inc.(MXI) | ISHARES TR GLOBAL MATER ETF | 464288695 | $162 | 2,579 | 0.0% |
| B. Riley Wealth Management, Inc.(XEMDX) | SALOMON BROS EMERGING MKTS DEBT FUND | 95766A101 | $167 | 12,015 | 0.0% |
| B. Riley Wealth Management, Inc. | AMARIN CORP PLC SPONS ADR NEW | 023111206 | $168 | 11,100 | 0.0% |
| B. Riley Wealth Management, Inc.(GMREUSD) | GLOBAL MED REIT INC COM NEW | 37954A204 | $173 | 15,135 | 0.0% |
| B. Riley Wealth Management, Inc. | VERMILLION INC COM NEW | 92407M206 | $174 | 332,850 | 0.0% |
| B. Riley Wealth Management, Inc.(NZF) | NUVEEN DIVID ADVANTAGE MUN FD 3 COM | 67070X101 | $175 | 10,763 | 0.0% |
| B. Riley Wealth Management, Inc.(F) | FORD MOTOR COMPANY | 345370860 | $184 | 20,064 | 0.0% |
| B. Riley Wealth Management, Inc.(INDY) | ISHARES TR INDIA 50 ETF | 464289529 | $187 | 5,099 | 0.0% |
| B. Riley Wealth Management, Inc.(NAD) | NUVEEN QUALITY MUNCP INCOME FD COM | 67066V101 | $189 | 13,135 | 0.0% |
| B. Riley Wealth Management, Inc. | GLOBAL X ETF | 37950E549 | $193 | 11,382 | 0.0% |
| B. Riley Wealth Management, Inc.(SACH) | SACHEM CAP CORP COM | 78590A109 | $194 | 41,176 | 0.0% |
| B. Riley Wealth Management, Inc.(AEP) | AMERICAN ELEC PWR CO INC | 025537101 | $200 | 2,136 | 0.0% |