Q3 2019 Holdings
Filed 2019-11-15 | 494 holdings | $7.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| B. Riley Wealth Management, Inc. | GOLDMAN SACHS MLP INC OPP FD | 38147W103 | $383 | 55,222 | 0.0% |
| B. Riley Wealth Management, Inc.(UTXZ) | UNITED TECHNOLOGIES CORP | 913017109 | $384 | 2,814 | 0.0% |
| B. Riley Wealth Management, Inc.(SO) | SOUTHERN CO | 842587107 | $387 | 6,270 | 0.0% |
| B. Riley Wealth Management, Inc. | NUVEEN CALIF MUNICPAL VALU FD2 COM | 6706EB106 | $388 | 23,400 | 0.0% |
| B. Riley Wealth Management, Inc. | NUVEEN HIGH INCOME 2020 TARGET COM | 67075L102 | $389 | 39,158 | 0.0% |
| B. Riley Wealth Management, Inc.(ON) | ON SEMICONDUCTOR CORP COM USD0.01 | 682189105 | $390 | 20,305 | 0.0% |
| B. Riley Wealth Management, Inc.(JKHY) | HENRY JACK & ASSOC INC | 426281101 | $399 | 2,734 | 0.0% |
| B. Riley Wealth Management, Inc.(MA) | MASTERCARD INC | 57636Q104 | $399 | 1,468 | 0.0% |
| B. Riley Wealth Management, Inc.(ROKU) | ROKU INC COM CL A | 77543R102 | $402 | 3,948 | 0.0% |
| B. Riley Wealth Management, Inc.(D) | DOMINION RESOURCES INC | 25746U109 | $404 | 4,989 | 0.0% |
| B. Riley Wealth Management, Inc.(EWZ) | ISHARES MSCI BRAZIL ETF | 464286400 | $405 | 9,603 | 0.0% |
| B. Riley Wealth Management, Inc.(QQEW) | FIRST TR NASDAQ 100 EQUAL WEIGHTED INDEXISIN#US3373441050 FD SHS | 337344105 | $406 | 6,115 | 0.0% |
| B. Riley Wealth Management, Inc.(STT) | STATE STR CORP COM | 857477103 | $415 | 7,013 | 0.0% |
| B. Riley Wealth Management, Inc.(QSR) | RESTAURANT BRANDS INTL INC COM | 76131D103 | $418 | 5,869 | 0.0% |
| B. Riley Wealth Management, Inc.(NMFC) | NEW MOUNTAIN FIN CORP | 647551100 | $420 | 30,786 | 0.0% |
| B. Riley Wealth Management, Inc.(WM) | WASTE MANAGEMENT INC | 94106L109 | $426 | 3,703 | 0.0% |
| B. Riley Wealth Management, Inc.(NOC) | NORTHROP GRUMMAN CORP COM | 666807102 | $428 | 1,142 | 0.0% |
| B. Riley Wealth Management, Inc.(LHX) | L3HARRIS TECHNOLOGIES INC COM | 502431109 | $433 | 2,076 | 0.0% |
| B. Riley Wealth Management, Inc.(PANW) | PALO ALTO NETWORKS INC COM | 697435105 | $434 | 2,131 | 0.0% |
| B. Riley Wealth Management, Inc.(RAVI) | FLEXSHARES READY ACCESS VARIABLE INCOME FUND | 33939L886 | $437 | 5,765 | 0.0% |
| B. Riley Wealth Management, Inc.(POCT) | INNOVATOR S&P 500 POWER BUFFER ETF - OCTOBER | 45782C797 | $439 | 17,642 | 0.0% |
| B. Riley Wealth Management, Inc.(FDX) | FEDEX CORP | 31428X106 | $439 | 3,017 | 0.0% |
| B. Riley Wealth Management, Inc. | NUVEEN CA SELECT TAX FREE PRTF SH BEN INT | 67063R103 | $440 | 28,000 | 0.0% |
| B. Riley Wealth Management, Inc.(EEM) | ISHARES TRUST MSCI EMG MKTS ETF USD DIS | 464287234 | $443 | 10,829 | 0.0% |
| B. Riley Wealth Management, Inc.(CMCSA) | COMCAST CORP NEW CL A | 20030N101 | $449 | 9,941 | 0.0% |
| B. Riley Wealth Management, Inc.(ETN) | EATON CORP PLC SHS | G29183103 | $451 | 5,422 | 0.0% |
| B. Riley Wealth Management, Inc.(AMT) | AMERICAN TOWER CORP | 03027X100 | $459 | 2,075 | 0.0% |
| B. Riley Wealth Management, Inc. | INTELSAT SA COM | L5140P101 | $463 | 20,300 | 0.0% |
| B. Riley Wealth Management, Inc.(GBIL) | GOLDMAN SACHS ACCESS TREASURY 0-1 YEAR ETF | 381430529 | $463 | 4,608 | 0.0% |
| B. Riley Wealth Management, Inc. | SENIOR HOUSING PROPERTIES TRUST | 81721M109 | $466 | 50,305 | 0.0% |
| B. Riley Wealth Management, Inc.(PHO) | POWERSHARES GLOBAL WATER PORTFOLIO EXCHANGE-TRADED FD | 46137V142 | $468 | 12,776 | 0.0% |
| B. Riley Wealth Management, Inc.(BIV) | VANGUARD INTERMEDIATE-TERM BOND | 921937819 | $468 | 5,323 | 0.0% |
| B. Riley Wealth Management, Inc.(ITW) | ILLINOIS TOOL WKS INC COM | 452308109 | $474 | 3,028 | 0.0% |
| B. Riley Wealth Management, Inc.(GILD) | GILEAD SCIENCES INC | 375558103 | $482 | 7,605 | 0.0% |
| B. Riley Wealth Management, Inc.(XLP) | CONSUMER STAPLES SELECT SECTOR SPDR | 81369Y308 | $485 | 7,891 | 0.0% |
| B. Riley Wealth Management, Inc.(XYZ) | SQUARE INC CL A | 852234103 | $486 | 7,846 | 0.0% |
| B. Riley Wealth Management, Inc.(BMY) | BRISTOL MYERS SQUIBB CO COM | 110122108 | $494 | 9,741 | 0.0% |
| B. Riley Wealth Management, Inc.(IEFA) | ISHARES TRUST CORE MSCI EAFE ETF | 46432F842 | $495 | 8,101 | 0.0% |
| B. Riley Wealth Management, Inc.(IJS) | ISHARES S&P SMALLCAP 600 VALUE ETF | 464287879 | $499 | 3,324 | 0.0% |
| B. Riley Wealth Management, Inc.(TWTRUSD) | TWITTER INC COM | 90184L102 | $516 | 12,537 | 0.0% |
| B. Riley Wealth Management, Inc. | GLAXOSMITHKLINE PLC SPONSORED ADR | 37733W105 | $517 | 12,118 | 0.0% |
| B. Riley Wealth Management, Inc.(NAC) | NUVEEN CA QUALTY MUN INCOME FD COM | 67066Y105 | $525 | 35,000 | 0.0% |
| B. Riley Wealth Management, Inc.(CVS) | CVS HEALTH CORP COM | 126650100 | $526 | 8,340 | 0.0% |
| B. Riley Wealth Management, Inc.(WBA) | WALGREENS BOOTS ALLIANCE INC COM | 931427108 | $528 | 9,545 | 0.0% |
| B. Riley Wealth Management, Inc.(VEU) | VANGUARD INTL EQUITY INDEX FD INC FTSE ALL-WORLD EX-US INDEX FD ETF SHS | 922042775 | $530 | 10,624 | 0.0% |
| B. Riley Wealth Management, Inc.(WRB) | BERKLEY W R CORP COM | 084423102 | $534 | 7,394 | 0.0% |
| B. Riley Wealth Management, Inc.(XLY) | CONSUMER DISCRETIONARY SEL SECTOR SPDR FD | 81369Y407 | $539 | 4,465 | 0.0% |
| B. Riley Wealth Management, Inc.(IWM) | ISHARES RUSSELL 2000 ETF | 464287655 | $552 | 3,648 | 0.0% |
| B. Riley Wealth Management, Inc.(CAT) | CATERPILLAR INC DEL COM | 149123101 | $555 | 4,391 | 0.0% |
| B. Riley Wealth Management, Inc.(BSV) | SHORT TRM BOND | 921937827 | $565 | 6,996 | 0.0% |