Q3 2019 Holdings
Filed 2019-11-15 | 494 holdings | $7.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| B. Riley Wealth Management, Inc.(AWK) | AMERICAN WATER WORKS CO | 030420103 | $577 | 4,646 | 0.0% |
| B. Riley Wealth Management, Inc.(MMM) | 3M CO COM | 88579Y101 | $591 | 3,592 | 0.0% |
| B. Riley Wealth Management, Inc.(IBB) | ISHARES TR NASDAQ BIOTECH | 464287556 | $591 | 5,942 | 0.0% |
| B. Riley Wealth Management, Inc.(XLF) | FINANCIAL SELECT SECTOR SPDR | 81369Y605 | $596 | 21,285 | 0.0% |
| B. Riley Wealth Management, Inc.(MO) | ALTRIA GROUP INC | 02209S103 | $597 | 14,597 | 0.0% |
| B. Riley Wealth Management, Inc.(VTIP) | VANGUARD MALVERN FDS SHORT-TERM INFLATION PROTECTED SECS INDEX FD ETF SHS | 922020805 | $600 | 12,240 | 0.0% |
| B. Riley Wealth Management, Inc.(CARAEUR) | CARACO PHARMACEUTICAL LABORATORIES LTD | 140755109 | $602 | 32,930 | 0.0% |
| B. Riley Wealth Management, Inc.(FDN) | FIRST TR EXCHANGE TRADED FD DOW JONES INTERNET INDEX FD | 33733E302 | $605 | 4,491 | 0.0% |
| B. Riley Wealth Management, Inc.(NFLX) | NETFLIX COM INC | 64110L106 | $605 | 2,260 | 0.0% |
| B. Riley Wealth Management, Inc.(PFFA) | VIRTUS INFRACAP U.S. PREFERRED STOCK ETF | 26923G822 | $610 | 23,160 | 0.0% |
| B. Riley Wealth Management, Inc.(ESI) | ELEMENT SOLUTIONS INC COM | 28618M106 | $611 | 60,000 | 0.0% |
| B. Riley Wealth Management, Inc.(IWO) | ISHARES RUSSELL 2000 GROWTH ETF | 464287648 | $613 | 3,183 | 0.0% |
| B. Riley Wealth Management, Inc.(LMBS) | FIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETF | 33739Q200 | $616 | 11,852 | 0.0% |
| B. Riley Wealth Management, Inc.(VPL) | VANGUARD INTL EQUITY INDEX FDS FTSE PAC ETF | 922042866 | $616 | 9,324 | 0.0% |
| B. Riley Wealth Management, Inc.(ABT) | ABBOTT LABS | 002824100 | $624 | 7,461 | 0.0% |
| B. Riley Wealth Management, Inc.(MDLZ) | MONDELEZ INTL INC CL A | 609207105 | $640 | 11,566 | 0.0% |
| B. Riley Wealth Management, Inc.(PEP) | PEPSICO INC COM | 713448108 | $649 | 4,737 | 0.0% |
| B. Riley Wealth Management, Inc.(C) | CITIGROUP INC | 172967424 | $650 | 9,410 | 0.0% |
| B. Riley Wealth Management, Inc.(IWD) | ISHARES RUSSELL 1000 VALUE ETF | 464287598 | $664 | 5,176 | 0.0% |
| B. Riley Wealth Management, Inc. | TPG SPECIALTY LENDING INC | 87265KAB8 | $670 | 665,000 | 0.0% |
| B. Riley Wealth Management, Inc.(VCLT) | VANGUARD SCOTTSDALE FDS | 92206C813 | $673 | 6,653 | 0.0% |
| B. Riley Wealth Management, Inc. | NUVEEN HIGH INCOME DECMBR 2019 COM | 67076E107 | $682 | 69,138 | 0.0% |
| B. Riley Wealth Management, Inc.(XLK) | TECHNOLOGY SELECT SECTOR SPDR | 81369Y803 | $691 | 8,575 | 0.0% |
| B. Riley Wealth Management, Inc.(CQP) | CHENIERE ENERGY PARTNERS L P COM UNIT REPTG LIMITED | 16411Q101 | $705 | 15,500 | 0.0% |
| B. Riley Wealth Management, Inc.(IJR) | ISHARES S&P SMALLCAP 600 ETF | 464287804 | $716 | 9,198 | 0.0% |
| B. Riley Wealth Management, Inc.(GNR) | SPDR S&P GLOBAL NATURAL RESOURCES ETF | 78463X541 | $722 | 16,774 | 0.0% |
| B. Riley Wealth Management, Inc. | APOLLO SR FLOATING RATE FD I | 037636107 | $727 | 49,055 | 0.0% |
| B. Riley Wealth Management, Inc.(IWB) | ISHARES TR RUSSELL 1000 INDEX ETF | 464287622 | $729 | 4,433 | 0.0% |
| B. Riley Wealth Management, Inc.(VGK) | VANGUARD INTL EQUITY INDEX FDS FTSE EUROPE ETF | 922042874 | $734 | 13,692 | 0.0% |
| B. Riley Wealth Management, Inc.(CWB) | SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF | 78464A359 | $745 | 14,206 | 0.0% |
| B. Riley Wealth Management, Inc.(SCHX) | SCHWAB U.S. LARGE-CAP ETF | 808524201 | $746 | 10,516 | 0.0% |
| B. Riley Wealth Management, Inc.(HYLS) | FIRST TRUST TACTICAL HIGH YIELD ETF | 33738D408 | $751 | 15,571 | 0.0% |
| B. Riley Wealth Management, Inc.(DOW) | DOW INC COM | 260557103 | $776 | 16,286 | 0.0% |
| B. Riley Wealth Management, Inc.(IEMG) | ISHARES CORE MSCI EMERGING MKTS | 46434G103 | $778 | 15,879 | 0.0% |
| B. Riley Wealth Management, Inc.(RTN1USD) | RAYTHEON CO COM NEW | 755111507 | $784 | 3,997 | 0.0% |
| B. Riley Wealth Management, Inc.(RGLD) | ROYAL GOLD INC | 780287108 | $794 | 6,446 | 0.0% |
| B. Riley Wealth Management, Inc.(PGX) | INVESCO EXCHNG TRADED FD TR | 46138E511 | $802 | 53,419 | 0.0% |
| B. Riley Wealth Management, Inc.(IJH) | ISHARES CORE S&P MID CAP ETF | 464287507 | $835 | 4,322 | 0.0% |
| B. Riley Wealth Management, Inc. | TORTOISE MIDSTRM ENERGY FD I | 89148B101 | $846 | 68,831 | 0.0% |
| B. Riley Wealth Management, Inc.(FPEI) | FIRST TRUST INSTITUTIONAL PREFERRED SECURITIES AND INCOME ETF | 33739P855 | $847 | 43,180 | 0.0% |
| B. Riley Wealth Management, Inc.(HPQ) | HP INC COM | 40434L105 | $851 | 44,997 | 0.0% |
| B. Riley Wealth Management, Inc. | SVMK INC COM | 78489X103 | $855 | 50,000 | 0.0% |
| B. Riley Wealth Management, Inc.(SHW) | SHERWIN WILLIAMS CO COM | 824348106 | $867 | 1,577 | 0.0% |
| B. Riley Wealth Management, Inc.(PHYS/U) | SPROTT PHYSICAL GOLD TRUST | 85207H104 | $867 | 73,373 | 0.0% |
| B. Riley Wealth Management, Inc.(GLPI) | GAMING & LEISURE PPTYS | 36467J108 | $876 | 22,900 | 0.0% |
| B. Riley Wealth Management, Inc.(XLU) | UTILITIES SELECT SECTOR SPDR FUND | 81369Y886 | $882 | 13,621 | 0.0% |
| B. Riley Wealth Management, Inc.(IVW) | ISHARES S&P 500 GROWTH ETF | 464287309 | $896 | 4,979 | 0.0% |
| B. Riley Wealth Management, Inc.(IWF) | ISHARES RUSSELL 1000 GROWTH ETF | 464287614 | $911 | 5,712 | 0.0% |
| B. Riley Wealth Management, Inc.(DNL) | WISDOMTREE TR | 97717W844 | $916 | 15,733 | 0.0% |
| B. Riley Wealth Management, Inc.(ACWX) | ISHARES TR MSCI ACWI EX US | 464288240 | $916 | 19,887 | 0.0% |