Q3 2019 Holdings
Filed 2019-11-15 | 494 holdings | $7.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| B. Riley Wealth Management, Inc.(FLOT) | ISHARES TR FLTG RATE NT ETF | 46429B655 | $1.6K | 31,317 | 0.0% |
| B. Riley Wealth Management, Inc.(BRK/B) | BERKSHIRE HATHAWAY INC DEL | 084670702 | $1.6K | 7,854 | 0.0% |
| B. Riley Wealth Management, Inc.(FXL) | FIRST TR EXCH TRADED FD TECHNOLOGY ALPHADEX FD | 33734X176 | $1.7K | 25,394 | 0.0% |
| B. Riley Wealth Management, Inc.(PG) | PROCTER & GAMBLE CO COM | 742718109 | $1.7K | 13,306 | 0.0% |
| B. Riley Wealth Management, Inc.(FVD) | FIRST TRUST VALUE LINE DIVIDEND FUND | 33734H106 | $1.7K | 47,807 | 0.0% |
| B. Riley Wealth Management, Inc.(DIS) | DISNEY WALT CO | 254687106 | $1.7K | 12,986 | 0.0% |
| B. Riley Wealth Management, Inc.(IWS) | ISHARES RUSSELL MIDCAP VALUE ETF | 464287473 | $1.8K | 19,661 | 0.0% |
| B. Riley Wealth Management, Inc.(VEA) | VANGUARD FTSE DEVELOPED MARKETS ETF | 921943858 | $1.8K | 43,429 | 0.0% |
| B. Riley Wealth Management, Inc.(DSL) | DOUBLELINE INCOME SOLUTIONS | 258622109 | $1.8K | 91,184 | 0.0% |
| B. Riley Wealth Management, Inc.(SLB) | SCHLUMBERGER LTD COM | 806857108 | $1.8K | 53,478 | 0.0% |
| B. Riley Wealth Management, Inc.(IMCG) | ISHARES TR MID GRWTH INDX ETF | 464288307 | $1.9K | 7,598 | 0.0% |
| B. Riley Wealth Management, Inc. | PIMCO DYNAMIC CREDITINCOME FUND COM SHS | 72202D106 | $1.9K | 76,971 | 0.0% |
| B. Riley Wealth Management, Inc.(LDP) | COHEN &STEERS LTD DUR PFD I | 19248C105 | $1.9K | 75,040 | 0.0% |
| B. Riley Wealth Management, Inc.(RSG) | REPUBLIC SERVICES INC | 760759100 | $2.0K | 22,561 | 0.0% |
| B. Riley Wealth Management, Inc.(UNH) | UNITEDHEALTH GROUP | 91324P102 | $2.0K | 9,169 | 0.0% |
| B. Riley Wealth Management, Inc. | B RILEY PRINCIPAL MERGER COR | 05586Y106 | $2.0K | 201,664 | 0.0% |
| B. Riley Wealth Management, Inc.(IEF) | ISHARES 7-10 YR TREASURY BOND ETF | 464287440 | $2.0K | 18,092 | 0.0% |
| B. Riley Wealth Management, Inc.(VBR) | VANGUARD SMALL CAP VALUE ETF | 922908611 | $2.1K | 16,141 | 0.0% |
| B. Riley Wealth Management, Inc.(GLD) | SPDR GOLD ETF | 78463V107 | $2.1K | 15,105 | 0.0% |
| B. Riley Wealth Management, Inc.(JMBS) | JANUS HENDERSON MORTGAGE-BACKED SECURITIES ETF | 47103U852 | $2.1K | 40,160 | 0.0% |
| B. Riley Wealth Management, Inc.(SPLKCHF) | SPLUNK INC COM | 848637104 | $2.1K | 17,890 | 0.0% |
| B. Riley Wealth Management, Inc.(ROP) | ROPER INDUSTRIES INC | 776696106 | $2.3K | 6,327 | 0.0% |
| B. Riley Wealth Management, Inc.(INTC) | INTEL CORP | 458140100 | $2.4K | 45,618 | 0.0% |
| B. Riley Wealth Management, Inc.(JPM) | JPMORGAN CHASE & CO COM | 46625H100 | $2.4K | 20,022 | 0.0% |
| B. Riley Wealth Management, Inc.(UNP) | UNION PACIFIC CORP COM | 907818108 | $2.4K | 14,730 | 0.0% |
| B. Riley Wealth Management, Inc.(DOCU) | DOCUSIGN INC | 256163106 | $2.4K | 38,650 | 0.0% |
| B. Riley Wealth Management, Inc.(T) | AT&T INC | 00206R102 | $2.4K | 63,340 | 0.0% |
| B. Riley Wealth Management, Inc.(LDUR) | PIMCO ETF TR | 72201R718 | $2.4K | 24,015 | 0.0% |
| B. Riley Wealth Management, Inc.(NKE) | NIKE INC CLASS B | 654106103 | $2.5K | 26,409 | 0.0% |
| B. Riley Wealth Management, Inc.(DWM) | WISDOMTREE DIVIDEND EFA INDEX ETF | 97717W703 | $2.5K | 50,120 | 0.0% |
| B. Riley Wealth Management, Inc.(IHI) | ISHARES TR DOW JONES US MEDICAL DEVICES INDEX | 464288810 | $2.6K | 10,672 | 0.0% |
| B. Riley Wealth Management, Inc.(PFF) | ISHARES S&P U.S. PREFERRED STOCK ETF | 464288687 | $2.7K | 70,920 | 0.0% |
| B. Riley Wealth Management, Inc.(FTCS) | FIRST TRUST CAPITAL STRENGTH ETF | 33733E104 | $2.7K | 46,884 | 0.0% |
| B. Riley Wealth Management, Inc.(PNNT) | PENNANTPARK INVT CORP | 708062104 | $2.7K | 430,698 | 0.0% |
| B. Riley Wealth Management, Inc.(GOOGL) | 02079K305 | $2.7K | 2,243 | 0.0% | |
| B. Riley Wealth Management, Inc.(VWO) | VANGUARD FTSE EMERGING MARKETS ETF | 922042858 | $2.8K | 68,752 | 0.0% |
| B. Riley Wealth Management, Inc.(PFLT) | PENNANTPARK FLOATING RATE CA | 70806A106 | $2.8K | 241,283 | 0.0% |
| B. Riley Wealth Management, Inc.(EPD) | ENTERPRISE PRODS PARTNERS L P | 293792107 | $2.8K | 99,332 | 0.0% |
| B. Riley Wealth Management, Inc.(TMO) | THERMO FISHER SCIENTIFIC INC COM | 883556102 | $2.9K | 9,880 | 0.0% |
| B. Riley Wealth Management, Inc.(HON) | HONEYWELL INTL INC | 438516106 | $2.9K | 17,028 | 0.0% |
| B. Riley Wealth Management, Inc.(VOO) | VANGUARD S&P 500 ETF | 922908363 | $2.9K | 10,683 | 0.0% |
| B. Riley Wealth Management, Inc.(BIL) | SPDR SER TR LEHMAN 1-3 MONTH T-BILL ETF | 78468R663 | $3.1K | 33,742 | 0.0% |
| B. Riley Wealth Management, Inc.(DIA) | SPDR DOW JONES INDL AVRG ETF | 78467X109 | $3.2K | 12,031 | 0.0% |
| B. Riley Wealth Management, Inc.(DVY) | ISHARES DJ SELECT DIVIDEND | 464287168 | $3.3K | 32,617 | 0.0% |
| B. Riley Wealth Management, Inc.(QQQ) | INVESCO QQQ TR | 46090E103 | $3.3K | 17,667 | 0.0% |
| B. Riley Wealth Management, Inc.(JNJ) | JOHNSON & JOHNSON COM | 478160104 | $3.5K | 27,371 | 0.0% |
| B. Riley Wealth Management, Inc.(IWY) | ISHARES TRUST RUSSELL 200 GROWTH INDEX FD | 464289438 | $3.6K | 41,430 | 0.0% |
| B. Riley Wealth Management, Inc.(VZ) | VERIZON COMMUNICATIONS | 92343V104 | $3.6K | 59,939 | 0.0% |
| B. Riley Wealth Management, Inc.(FTSM) | FIRST TRUST ENHANCED SHORT MATURITY ETF | 33739Q408 | $3.7K | 60,820 | 0.0% |
| B. Riley Wealth Management, Inc.(RSP) | GUGGENHEIM ETF TRUST S&P 500 EQUAL WEIGHT | 46137V357 | $3.7K | 34,443 | 0.1% |