Q3 2021 Holdings
Filed 2021-11-10 | 56 holdings | $175.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Babcock & Wilcox Enterprises(BW) | COM | 05614L209 | $174.9M | 27,291,437 | 99.6% |
| EOS Energy Enterprises Inc(EOSE) | COM CL A | 29415C101 | $86.7K | 6,178,250 | 0.0% |
| Alta Equipment Group Inc(ALTG) | COMMON STOCK | 02128L106 | $85.9K | 6,257,729 | 0.0% |
| Global Ship Lease Inc New(GSL) | COM CL A | Y27183600 | $61.3K | 2,586,542 | 0.0% |
| Franchise Group Inc(FRG1EUR) | COM | 35180X105 | $50.3K | 1,419,294 | 0.0% |
| Select Interior Concepts Inc(2677370D) | CL A | 816120307 | $46.8K | 3,248,000 | 0.0% |
| Quantum Corp | COM NEW | 747906501 | $39.4K | 7,607,611 | 0.0% |
| Doubledown Interactive Co LT(DDI) | ADS | 25862B109 | $33.5K | 1,902,324 | 0.0% |
| Synchronoss Technologies Inc | COM | 87157B103 | $33.2K | 13,826,538 | 0.0% |
| Tile Shop Hldgs Inc(TTS1EUR) | COM | 88677Q109 | $28.7K | 3,743,576 | 0.0% |
| Telos Corp MD(TLS) | COM | 87969B101 | $25.6K | 900,083 | 0.0% |
| B. Riley Financial Inc(RILY) | COM | 05580M108 | $18.8K | 317,915 | 0.0% |
| Perpetua Resources Corp(PPTA) | COM | 714266103 | $18.4K | 3,686,960 | 0.0% |
| Rumbleon Inc(RDNW) | COM CL B | 781386305 | $12.3K | 315,010 | 0.0% |
| Inspired Entmt Inc(INSE) | COM | 45782N108 | $9.6K | 820,000 | 0.0% |
| Lifemd Inc(LFMD) | COM | 53216B104 | $9.0K | 1,446,966 | 0.0% |
| Innovate Corp(HCHCEUR) | COM | 45784J105 | $8.3K | 2,022,252 | 0.0% |
| Marchex Inc(MCHX) | CL B | 56624R108 | $7.1K | 2,392,179 | 0.0% |
| Greenidge Generation Hldgs I | CLASS A COM | 39531G100 | $6.2K | 241,502 | 0.0% |
| B Riley Prin 250 Merger Corp | UNIT 04/06/2026 | 05602L203 | $6.0K | 600,000 | 0.0% |
| Lazydays Hldgs Inc | COM | 52110H100 | $5.5K | 257,347 | 0.0% |
| Parabellum Acquisition Corp | UNIT 99/99/9999 | 69901P208 | $5.3K | 534,600 | 0.0% |
| B Riley Principal 150 Merger | UNIT 99/99/9999 | 05601V202 | $5.2K | 520,000 | 0.0% |
| Minim Inc | COM | 60365W102 | $5.1K | 2,767,896 | 0.0% |
| In8bio Inc | COM | 45674E109 | $1.8K | 257,378 | 0.0% |
| EOS Energy Enterprises Inc(EOSEW) | *W EXP 05/06/202 | 29415C119 | $1.8K | 350,000 | 0.0% |
| Garrett Motion Inc(GTX) | COM | 366505105 | $656 | 89,790 | 0.0% |
| Imedia Brands Inc | COM CL A | 452465206 | $528 | 91,911 | 0.0% |
| Tilray Inc | NOTE 5.000%10/0 | 88688TAB6 | $516 | $528,000 | 0.0% |
| Macondray Cap Acquisitn Corp | UNIT 05/31/2028 | G5853A123 | $367 | 36,757 | 0.0% |
| Spartan Acquisition Corp III | UNIT 99/99/9999 | 84677R205 | $350 | 34,316 | 0.0% |
| African Gold Acquisition COR | *W EXP 03/31/202 | G0112R124 | $318 | 661,700 | 0.0% |
| 180 Degree Cap Corp(HH20) | COM NEW | 68235B208 | $296 | 40,855 | 0.0% |
| Monmouth Real Estate Invt Co | CL A | 609720107 | $244 | 13,061 | 0.0% |
| Green Plains Partners LP | COM REP PTR IN | 393221106 | $221 | 16,668 | 0.0% |
| HPX Corp | SHS CL A | G32219100 | $98 | 10,000 | 0.0% |
| Colombier Acquisition Corp | *W EXP 99/99/999 | 19533H116 | $76 | 136,281 | 0.0% |
| Kismet Acquisition Three COR | *W EXP 06/30/202 | G5276C102 | $37 | 70,181 | 0.0% |
| Otonomo Technologies LTD | *W EXP 08/13/202 | M7571L111 | $24 | 29,400 | 0.0% |
| Macondray Cap Acquisitn Corp | *W EXP 05/31/202 | G5853A115 | $12 | 22,538 | 0.0% |