Q4 2021 Holdings
Filed 2022-02-10 | 654 holdings | $122.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Eros STX Global Corporation | SHS NEW | G3788M114 | $5 | 20,000 | 0.0% |
| Celularity Inc(CELUW) | *W EXP 05/24/202 | 151190113 | $9 | 10,000 | 0.0% |
| Asensus Surgical Inc(TRXCEUR) | COM | 04367G103 | $11 | 10,125 | 0.0% |
| Exterran Corp(EXTNUSD) | COM | 30227H106 | $30 | 10,000 | 0.0% |
| Oncocyte Corp | COM | 68235C107 | $33 | 15,000 | 0.0% |
| Eloxx Pharmaceuticals Inc | COM | 29014R103 | $34 | 48,500 | 0.0% |
| S&W Seed Co | COM | 785135104 | $36 | 13,344 | 0.0% |
| Gamco Global Gold NAT RES &(GGN) | COM SH BEN INT | 36465A109 | $38 | 10,000 | 0.0% |
| Summit Wireless Tech Inc | COM NEW | 86633R203 | $40 | 29,000 | 0.0% |
| Therapeuticsmd Inc | COM | 88338N107 | $48 | 135,000 | 0.0% |
| Biotricity Inc(BTCYUSD) | COM | 09074H104 | $50 | 12,500 | 0.0% |
| Goldman Sachs BDC Inc | NOTE 4.500% 4/0 | 38147UAB3 | $50 | 50,000 | 0.0% |
| W & T Offshore Inc(WTI) | COM | 92922P106 | $55 | 16,962 | 0.0% |
| Mamamancini S Hldgs Inc(MAMA) | COM | 56146T103 | $62 | 30,900 | 0.0% |
| Amarin Corp PLC | SPONS ADR NEW | 023111206 | $74 | 22,100 | 0.0% |
| Viewray Inc(VRAYQ) | COM | 92672L107 | $79 | 14,250 | 0.0% |
| Journey MED Corp(DERM) | COM | 48115J109 | $81 | 15,000 | 0.0% |
| Neuberger Berman Real Estate(XNROX) | COM | 64190A103 | $84 | 16,000 | 0.0% |
| Gilat Satellite Networks LTD(GILT) | SHS NEW | M51474118 | $87 | 12,286 | 0.0% |
| Invesco Mortgage Capital Inc(IVREUR) | COM | 46131B100 | $88 | 31,753 | 0.0% |
| Smith Micro Software Inc | COM NEW | 832154207 | $89 | 18,000 | 0.0% |
| Novagold RES Inc(NG) | COM NEW | 66987E206 | $89 | 13,000 | 0.0% |
| Intellicheck Inc(IDN) | COM NEW | 45817G201 | $97 | 21,000 | 0.0% |
| Sachem Cap Corp(SACH) | COM | 78590A109 | $103 | 17,658 | 0.0% |
| Nuveen CR Opportunities 2022 | COM | 67075U102 | $104 | 12,878 | 0.0% |
| Digitalbridge Group Inc(CLNSEUR) | CL A COM | 25401T108 | $104 | 12,448 | 0.0% |
| GDL FD(GDL) | COM SH BEN IT | 361570104 | $107 | 11,933 | 0.0% |
| Seaport Global Acquisitn COR | COM CL A | 812227106 | $107 | 14,500 | 0.0% |
| Global Self Storage Inc(SELF) | COM | 37955N106 | $117 | 20,520 | 0.0% |
| Plains GP Hldgs L P(PAGPEUR) | LTD PARTNR INT A | 72651A207 | $125 | 12,324 | 0.0% |
| Lifemd Inc(LFMD) | COM | 53216B104 | $127 | 32,695 | 0.0% |
| Pieris Pharmaceuticals Inc | COM | 720795103 | $129 | 34,000 | 0.0% |
| BNY Mellon Alcentra Global C(XDCFX) | COM | 05588N108 | $129 | 13,881 | 0.0% |
| Service Pptys TR(SVC) | COM SH BEN INT | 81761L102 | $132 | 15,000 | 0.0% |
| Pimco Income Strategy FD II(PFN) | COM | 72201J104 | $133 | 13,928 | 0.0% |
| Nuveen Corporate Income 2023 | COM | 67079F101 | $133 | 13,337 | 0.0% |
| Redwood TR Inc(RWT) | COM | 758075402 | $137 | 10,417 | 0.0% |
| Novan Inc | COM NEW | 66988N205 | $138 | 33,150 | 0.0% |
| Nuveen Floating Rate Income(JFR) | COM | 67072T108 | $139 | 13,623 | 0.0% |
| Lumen Technologies Inc(LUMN) | COM | 550241103 | $139 | 11,054 | 0.0% |
| 180 Degree Cap Corp(HH20) | COM NEW | 68235B208 | $140 | 19,000 | 0.0% |
| Plains All Amern Pipeline L(PAA) | UNIT LTD PARTN | 726503105 | $141 | 15,051 | 0.0% |
| Alta Equipment Group Inc(ALTG) | COMMON STOCK | 02128L106 | $153 | 10,450 | 0.0% |
| Duff & Phelps Utlity and INF(DPG) | COM | 26433C105 | $157 | 10,855 | 0.0% |
| Amcor PLC(AMCR) | ORD | G0250X107 | $163 | 13,552 | 0.0% |
| Virtus Dividend Interest & P(NFJ) | COM | 92840R101 | $165 | 10,300 | 0.0% |
| Ready Capital Corp(RC) | COM | 75574U101 | $166 | 10,626 | 0.0% |
| Invesco Advantage MUN Income(VKI) | SH BEN INT | 46132E103 | $171 | 14,000 | 0.0% |
| Stronghold Digital Mining in(SDIG) | CLASS A COM | 86337R103 | $173 | 13,500 | 0.0% |
| Kosmos Energy LTD(KOS) | COM | 500688106 | $173 | 50,000 | 0.0% |