Q4 2022 Holdings
Filed 2023-02-08 | 73 holdings | $445.6M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2023-03-01) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Babcock & Wilcox Enterprises(BW) | COM | 05614L209 | $157.5M | 27,288,639 | 35.3% |
| Alta Equipment Group Inc(ALTG) | COMMON STOCK | 02128L106 | $79.2M | 6,000,763 | 17.8% |
| The Arena Group Holdings Inc(AREN) | COM | 040044109 | $48.7M | 4,592,793 | 10.9% |
| Doubledown Interactive Co LT(DDI) | ADS | 25862B109 | $32.8M | 3,876,217 | 7.4% |
| Faze Holdings Inc | COMMON STOCK | 31423J102 | $20.4M | 11,028,151 | 4.6% |
| Lilium N V | CLASS A ORD SHS | N52586109 | $18.4M | 16,130,163 | 4.1% |
| Nextnav Inc(NN) | COMMON STOCK | 65345N106 | $9.0M | 3,086,792 | 2.0% |
| AST Spacemobile Inc(ASTS) | COM CL A | 00217D100 | $8.3M | 1,725,471 | 1.9% |
| Synchronoss Technologies Inc | COM | 87157B103 | $7.5M | 12,080,499 | 1.7% |
| Perpetua Resources Corp(PPTA) | COM | 714266103 | $7.4M | 2,530,641 | 1.7% |
| Transact Technologies Inc(TACT) | COM | 892918103 | $7.0M | 1,112,633 | 1.6% |
| B Riley Prin 250 Merger Corp | UNIT 04/06/2026 | 05602L203 | $6.0M | 600,000 | 1.3% |
| Innovate Corp(HCHCEUR) | COM | 45784J105 | $5.3M | 2,836,591 | 1.2% |
| Marchex Inc(MCHX) | CL B | 56624R108 | $4.8M | 3,017,496 | 1.1% |
| Sorrento Therapeutics Inc(SRNE) | COM NEW | 83587F202 | $4.6M | 5,216,250 | 1.0% |
| Playags Inc(AGS) | COM | 72814N104 | $4.3M | 840,530 | 1.0% |
| Quantum Corp | COM NEW | 747906501 | $4.2M | 3,824,811 | 0.9% |
| Lazydays Hldgs Inc | COM | 52110H100 | $3.4M | 281,507 | 0.8% |
| Harrow Health Inc(HROW) | COM | 415858109 | $2.3M | 155,825 | 0.5% |
| Lifemd Inc(LFMD) | COM | 53216B104 | $2.1M | 1,081,712 | 0.5% |
| Kludein I Acquisition Corp | CL A | 49878L109 | $2.1M | 202,089 | 0.5% |
| Journey MED Corp(DERM) | COM | 48115J109 | $1.7M | 864,695 | 0.4% |
| Charah Solutions IncA | COM | 15957P105 | $1.6M | 288,889 | 0.4% |
| Sequans Communications S A | SPONSORED ADS | 817323207 | $1.2M | 374,296 | 0.3% |
| The Lion Electric Company(LEVGQ) | COMMON STOCK | 536221104 | $1.0M | 459,502 | 0.2% |
| Ares Acquisition Corporation | COM CL A | G33032106 | $824.8K | 81,910 | 0.2% |
| Seaport Global Acquisition I | CLASS A COM | 81221H105 | $764.3K | 75,000 | 0.2% |
| Epiphany Technology Acquisit | COM CL A | 29429X109 | $733.0K | 73,264 | 0.2% |
| The Lion Electric Company | *W EXP 12/16/202 | 536221120 | $482.8K | 689,755 | 0.1% |
| Rumbleon Inc(RDNW) | COM CL B | 781386305 | $404.5K | 62,521 | 0.1% |
| Peloton Interactive Inc | NOTE 2/1 | 70614WAB6 | $354.4K | 500,000 | 0.1% |
| Minim Inc | COM | 60365W102 | $294.3K | 1,565,364 | 0.1% |
| Garrett Motion Inc | PFD CONV SER A | 366505204 | $261.0K | 30,000 | 0.1% |
| Nustar Energy LP | UNIT COM | 67058H102 | $224.0K | 14,000 | 0.1% |
| Shopify Inc | NOTE 0.125%11/0 | 82509LAA5 | $102.5K | 120,000 | 0.0% |
| EOS Energy Enterprises Inc(EOSEW) | *W EXP 05/06/202 | 29415C119 | $78.0K | 325,000 | 0.0% |
| Genius Sports Limited(GENI) | SHARES CL A | G3934V109 | $71.0K | 19,888 | 0.0% |
| Imedia Brands Inc | COM CL A | 452465206 | $58.8K | 91,911 | 0.0% |
| Chegg Inc | NOTE 0.125% 3/1 | 163092AD1 | $46.5K | 51,000 | 0.0% |
| Liberty Latin America LTD | NOTE 2.000% 7/1 | 53069QAB5 | $33.7K | 38,000 | 0.0% |
| Algoma STL Group Inc(ASTLW) | *W EXP 10/19/202 | 015658115 | $24.0K | 20,754 | 0.0% |
| Wayfair Inc | NOTE 1.000% 8/1 | 94419LAF8 | $23.8K | 42,000 | 0.0% |
| Avaya Hldgs Corp | NOTE 2.250% 6/1 | 05351XAB7 | $22.5K | 600,000 | 0.0% |
| Neogenomics Inc | NOTE 0.250% 1/1 | 64049MAB6 | $21.3K | 33,000 | 0.0% |
| Chegg Inc | NOTE 9/0 | 163092AF6 | $21.2K | 27,000 | 0.0% |
| Nextnav Inc(NNAVW) | *W EXP 10/28/202 | 65345N114 | $20.9K | 55,974 | 0.0% |
| Faze Holdings Inc | *W EXP 03/01/202 | 31423J110 | $20.3K | 156,001 | 0.0% |
| Teekay Corporation | NOTE 5.000% 1/1 | 87900YAE3 | $15.0K | 15,000 | 0.0% |
| Yotta Acquisition Corporatio | RIGHT 03/15/2027 | 98741Y129 | $13.2K | 81,368 | 0.0% |
| Colombier Acquisition Corp | *W EXP 99/99/999 | 19533H116 | $11.1K | 146,714 | 0.0% |