Q1 2014 Holdings
Filed 2014-05-09 | 27 holdings | $164.4K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2014-07-08) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Seacor Holdings Inc | NOTE 2.500%12/1 | 811904AM3 | $11.9K | $10,000,000 | 7.3% |
| Solarcity Corp | NOTE 2.750%11/0 | 83416TAA8 | $11.0K | $8,500,000 | 6.7% |
| Tesla Mtrs Inc | NOTE 1.250% 3/0 | 88160RAC5 | $10.9K | $12,000,000 | 6.6% |
| Chesapeake Energy Corp | NOTE 2.500% 5/1 | 165167CA3 | $10.1K | $10,000,000 | 6.1% |
| Ctrip COM International LTDA | DEBT 1.250%10/1 | 22943FAC4 | $9.5K | $9,500,000 | 5.8% |
| Ctrip COM International LTD | DEBT 1.250%10/1 | G25861AB4 | $9.5K | $9,500,000 | 5.8% |
| Encore Cap Group Inc | NOTE 3.000%11/2 | 292554AD4 | $8.9K | $5,750,000 | 5.4% |
| Wright MED Group Inc | NOTE 2.000% 8/1 | 98235TAC1 | $7.8K | $5,750,000 | 4.7% |
| Exelixis Inc | NOTE 4.250% 8/1 | 30161QAC8 | $7.6K | $8,500,000 | 4.6% |
| Newpark RES Inc | NOTE 4.000%10/0 | 651718AC2 | $7.6K | $5,857,000 | 4.6% |
| Accuray Inc | NOTE 3.500% 2/0 | 004397AD7 | $7.3K | $3,850,000 | 4.5% |
| Ascent Cap Group Inc1 | NOTE 4.000% 7/1 | 043632AA6 | $7.3K | $7,236,000 | 4.4% |
| Genesee & WYO Inc | UNIT 10/01/2015 | 371559204 | $6.6K | $50,000 | 4.0% |
| Theravance Inc | NOTE 2.125% 1/1 | 88338TAB0 | $6.5K | $5,000,000 | 3.9% |
| Chart Inds Inc | NOTE 2.000% 8/0 | 16115QAC4 | $6.1K | $4,500,000 | 3.7% |
| General Cable Corp del New | FRNT 5.000%11/1 | 369300AL2 | $6.0K | $6,000,000 | 3.7% |
| Cobalt Intl Energy Inc | NOTE 2.625%12/0 | 19075FAA4 | $5.8K | $6,200,000 | 3.6% |
| M/I Homes Inc | NOTE 3.250% 9/1 | 55292PAA3 | $5.2K | $4,343,000 | 3.2% |
| Barrett Bill Corp | NOTE 5.000% 3/1 | 06846NAA2 | $5.0K | $5,030,000 | 3.1% |
| Equinix Inc | NOTE 4.750% 6/1 | 29444UAH9 | $4.5K | $2,000,000 | 2.8% |
| RTI Intl Metals Inc | NOTE 1.625%10/1 | 74973WAB3 | $4.4K | $4,500,000 | 2.7% |
| Medicines Co | DBCV 1.375% 6/0 | 584688AC9 | $4.3K | $3,521,000 | 2.6% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $3.3K | $3,000,000 | 2.0% |
| Sandisk Corp | NOTE 1.500% 8/1 | 80004CAD3 | $3.3K | $2,000,000 | 2.0% |
| Altra Indl Motion Corp | NOTE 2.750% 3/0 | 02208RAE6 | $2.1K | $1,500,000 | 1.3% |
| Exelixis IncPut | OPTION | 30161Q954 | $498 | $199,100 | 0.3% |
| Greenbrier COS Inc | NOTE 2.375% 5/1 | 393657AD3 | $465 | $465,000 | 0.3% |
| Thompson Creek Metals Co Inc | UNIT 99/99/9999 | 884768300 | $316 | $25,000 | 0.2% |