Q4 2020 Holdings
Filed 2021-02-16 | 86 holdings | $58.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cohu Inc(COHU) | COM | 192576106 | $22.1M | 580,000 | 37.9% |
| Blue Bird Corp(BLBD) | COM | 095306106 | $15.0M | 819,360 | 25.6% |
| Aspen Aerogels Inc(ASPN) | COM | 04523Y105 | $10.9M | 655,819 | 18.8% |
| Catalyst Pharmaceuticals Inc(CPRX) | COM | 14888U101 | $4.5M | 1,350,554 | 7.7% |
| Annovis BIO Inc(ANVS) | COM | 03615A108 | $3.5M | 463,797 | 6.0% |
| Aridis Pharmaceuticals Inc(ARDS) | COM | 040334104 | $2.1M | 347,016 | 3.6% |
| O2micro International Limite | SPONS ADR | 67107W100 | $16.8K | 1,828,199 | 0.0% |
| Cloudera Inc(CLDR) | COM | 18914U100 | $13.9K | 1,000,000 | 0.0% |
| F5 Networks Inc(FFIV) | COM | 315616102 | $13.2K | 75,000 | 0.0% |
| Ford MTR Co delCall | CALL | 345370900 | $13.2K | 1,500,000 | 0.0% |
| Avaya Hldgs Corp(AVYAUSD) | COM | 05351X101 | $12.6K | 660,000 | 0.0% |
| Emcore Corp(EMKREUR) | COM NEW | 290846203 | $12.6K | 2,310,364 | 0.0% |
| Coherent Inc(COHREUR) | COM | 192479103 | $11.8K | 78,808 | 0.0% |
| Nautilus Inc | COM | 63910B102 | $11.8K | 650,970 | 0.0% |
| Ocean BIO Chem Inc | COM | 674631106 | $8.2K | 612,222 | 0.0% |
| Lightpath Technologies Inc(LPTH) | COM CL A | 532257805 | $7.3K | 1,854,324 | 0.0% |
| Ideal PWR Inc(IPWR) | COM NEW | 451622203 | $6.2K | 753,970 | 0.0% |
| Mirum Pharmaceuticals Inc(MIRM) | COM | 604749101 | $4.8K | 274,583 | 0.0% |
| Paratek Pharmaceuticals Inc | COM | 699374302 | $4.7K | 749,608 | 0.0% |
| Vanda Pharmaceuticals Inc(VNDA) | COM | 921659108 | $4.6K | 349,463 | 0.0% |
| Strongbridge Biopharma PLC | SHS USD | G85347105 | $4.3K | 1,764,173 | 0.0% |
| Adamas Pharmaceuticals Inc(ADMSEUR) | COM | 00548A106 | $3.8K | 875,851 | 0.0% |
| Scpharmaceuticals Inc(SCPH) | COM | 810648105 | $3.4K | 637,322 | 0.0% |
| Myomo Inc(MYO) | COM NEW | 62857J201 | $2.9K | 433,569 | 0.0% |
| 9 Meters Biopharma Inc | COM | 654405109 | $2.7K | 3,115,000 | 0.0% |
| Catalyst Biosciences Inc | COM NEW | 14888D208 | $2.7K | 421,042 | 0.0% |
| Allena Pharmaceuticals Inc(ALNAEUR) | COM | 018119107 | $2.6K | 2,000,000 | 0.0% |
| Rigel Pharmaceuticals Inc(RIGLUSD) | COM NEW | 766559603 | $2.5K | 701,700 | 0.0% |
| Alimera Sciences Inc | COM NEW | 016259202 | $2.1K | 501,025 | 0.0% |
| Edap TMS S A(EDA) | SPONSORED ADR | 268311107 | $2.1K | 398,912 | 0.0% |
| Aviat Networks Inc(AVNW) | COM NEW | 05366Y201 | $2.0K | 59,382 | 0.0% |
| Hepion Pharmaceuticals Inc | COM | 426897104 | $2.0K | 923,230 | 0.0% |
| Pixelworks Inc(PXLWEUR) | COM NEW | 72581M305 | $1.9K | 667,120 | 0.0% |
| Cyclo Therapeutics Inc | COM NEW | 23254X201 | $1.5K | 350,000 | 0.0% |
| Cyclo Therapeutics Inc | *W EXP 11/14/202 | 23254X110 | $1.5K | 350,000 | 0.0% |
| Theratechnologies Inc | COM | 88338H100 | $1.4K | 576,814 | 0.0% |
| Salarius Pharmaceuticals Inc | COM NEW | 79400X107 | $1.4K | 1,505,985 | 0.0% |
| Cellectar Biosciences Inc | *W EXP 04/20/202 | 15117F138 | $1.2K | 583,037 | 0.0% |
| Energy Focus Inc | COM | 29268T409 | $1.1K | 279,535 | 0.0% |
| Endra Life Sciences Inc | COM | 29273B104 | $975 | 1,300,000 | 0.0% |
| Data I O Corp(DAIO) | COM | 237690102 | $820 | 198,845 | 0.0% |
| Acer Therapeutics Inc(OPXAEUR) | COM | 00444P108 | $656 | 250,518 | 0.0% |
| KEY Tronic Corp(KTCC) | COM | 493144109 | $327 | 47,353 | 0.0% |
| Panbela Therapeutics Inc | COM | 69833Q100 | $320 | 89,730 | 0.0% |
| Vuzix Corp(VUZI) | COM NEW | 92921W300 | $238 | 26,159 | 0.0% |