Q1 2021 Holdings
Filed 2021-05-13 | 93 holdings | $46.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cohu Inc(COHU) | COM | 192576106 | $27.9M | 665,853 | 59.4% |
| Aspen Aerogels Inc(ASPN) | COM | 04523Y105 | $13.3M | 655,819 | 28.5% |
| Aridis Pharmaceuticals Inc(ARDS) | COM | 040334104 | $2.5M | 423,357 | 5.3% |
| Annovis BIO Inc(ANVS) | COM | 03615A108 | $2.2M | 117,256 | 4.8% |
| Bridgeline Digital Inc(BLIN) | COM | 10807Q700 | $512.0K | 177,419 | 1.1% |
| Ishares TR(IWM)Put | RUSSELL 2000 ETF | 464287655 | $132.6K | 600,000 | 0.3% |
| Ishares TR(IWO)Put | RUS 2000 GRW ETF | 464287648 | $24.0K | 100,000 | 0.1% |
| Aviat Networks Inc(AVNW) | COM NEW | 05366Y201 | $19.7K | 277,341 | 0.0% |
| Emcore Corp(EMKREUR) | COM NEW | 290846203 | $18.4K | 3,370,153 | 0.0% |
| O2micro International Limite | SPONS ADR | 67107W100 | $14.3K | 1,828,199 | 0.0% |
| Franklin Wireless Corp(FKWL) | COM | 355184102 | $13.9K | 780,000 | 0.0% |
| Theratechnologies Inc | COM | 88338H100 | $13.8K | 3,575,733 | 0.0% |
| DZS Inc(DZSIQ) | COM | 268211109 | $11.3K | 723,923 | 0.0% |
| Adamas Pharmaceuticals Inc(ADMSEUR) | COM | 00548A106 | $10.6K | 2,210,743 | 0.0% |
| Rimini STR Inc del(RMNI) | COM | 76674Q107 | $10.6K | 1,176,084 | 0.0% |
| Avaya Hldgs Corp(AVYAUSD) | COM | 05351X101 | $10.1K | 360,000 | 0.0% |
| Ishares TRPut | PUT | 464288954 | $10.0K | 410,000 | 0.0% |
| Invesco Exchange Traded FD T(PBW)Put | WILDERHIL CLAN | 46137V134 | $9.8K | 100,000 | 0.0% |
| Puma Biotechnology Inc(PBYI) | COM | 74587V107 | $9.4K | 964,590 | 0.0% |
| Edap TMS S A(EDA) | SPONSORED ADR | 268311107 | $9.1K | 1,083,250 | 0.0% |
| Avaya Hldgs Corp(AVYAUSD)Call | COM | 05351X101 | $8.4K | 300,000 | 0.0% |
| Galera Therapeutics Inc(GRTX) | COM | 36338D108 | $8.1K | 912,599 | 0.0% |
| Nuvve Holding Corp | COM | 67079Y100 | $7.6K | 800,000 | 0.0% |
| Brainsway LTD(BWAY) | SPONSORED ADS | 10501L106 | $6.9K | 760,000 | 0.0% |
| Strongbridge Biopharma PLC | SHS USD | G85347105 | $6.1K | 2,194,173 | 0.0% |
| Lightpath Technologies Inc(LPTH) | COM CL A | 532257805 | $5.7K | 1,854,324 | 0.0% |
| Scpharmaceuticals Inc(SCPH) | COM | 810648105 | $5.7K | 855,142 | 0.0% |
| Allena Pharmaceuticals(ALNAEUR) | COM | 018119107 | $5.6K | 4,000,000 | 0.0% |
| Infinity Pharmaceuticals Inc(INFIQ) | COM | 45665G303 | $5.3K | 1,650,256 | 0.0% |
| Paratek Pharmaceuticals Inc | COM | 699374302 | $5.3K | 749,608 | 0.0% |
| Alimera Sciences Inc | COM NEW | 016259202 | $4.8K | 501,025 | 0.0% |
| Yield10 Bioscience Inc | COM | 98585K862 | $4.8K | 380,000 | 0.0% |
| Myomo Inc(MYO) | COM NEW | 62857J201 | $4.6K | 356,925 | 0.0% |
| Talend S A | ADS | 874224207 | $4.2K | 65,800 | 0.0% |
| Processa Pharmaceuticals Inc | COM NEW | 74275C205 | $4.0K | 387,097 | 0.0% |
| Medicenna Therapeutics Corp(MDNAF) | COM | 58490H107 | $3.4K | 840,000 | 0.0% |
| CHF Solutions Inc | COM | 12542Q870 | $3.0K | 500,000 | 0.0% |
| Hancock Jaffe Laboratories I | COM NEW | 41015N304 | $2.9K | 428,570 | 0.0% |
| Salarius Pharmaceuticals Inc | COM NEW | 79400X107 | $2.7K | 1,800,000 | 0.0% |
| Evoke Pharma Inc | COM | 30049G104 | $2.6K | 1,433,113 | 0.0% |
| Exfo Inc(EXFEUR) | SUB VTG SHS | 302046107 | $2.2K | 522,492 | 0.0% |
| Data I O Corp(DAIO) | COM | 237690102 | $2.1K | 378,310 | 0.0% |
| Helius MED Technologies Inc | COM CL A NEW | 42328V603 | $1.8K | 101,214 | 0.0% |
| HTG Molecular Diagnostics in | COM NEW | 40434H203 | $1.3K | 232,000 | 0.0% |
| Gain Therapeutics Inc(GANX) | COM | 36269B105 | $982 | 65,809 | 0.0% |
| Eyenovia Inc(EYENGBP) | COM | 30234E104 | $408 | 79,807 | 0.0% |
| Cyclo Therapeutics Inc | COM NEW | 23254X201 | $141 | 17,235 | 0.0% |
| Vallon Pharmaceuticals Inc | COM | 92023M101 | $95 | 20,514 | 0.0% |